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10-13-09
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10-13-09
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r. , 3 <br /> • <br /> • The Compliance Officer,or any other individuals responsible for assisting the Compliance Officer in <br /> maintaining records needed to ensure post-issuance compliance,are authorized to expend funds as needed <br /> to attend training or secure use of other educational resources for ensuring compliance such as consulting, <br /> publications,and compliance assistance. <br /> The compliance Officer will be assisted by other City staff and officials when appropriate. The compliance <br /> Officer of the City will also be assisted in carrying out post-issuance compliance requirements by the <br /> following organizations: <br /> a) Bond Counsel(as of the date of approval of this Policy,bond counsel for the City is Kennedy& <br /> Graven,charted and Steve Bubul is the attorney primarily responsible for providing bond counsel <br /> services for the City); <br /> b) Financial Advisor(as of the date of approval of this Policy,the financial advisor of the City is <br /> Eheers&Associates,Inc_and Mark Ruff is the person primarily responsible for providing <br /> financial advisor services to the City); <br /> c) Paying Agent(as of the date of approval of this Policy,the paying agent of the City is Bond Trust <br /> Services Corporation and Connie Kuck is the person primarily responsible for providing paying <br /> agent services for the City);and <br /> d) Rebate Analyst(as of the date of approval of this Policy,the rebate analyst of the City is Ehlers <br /> and Associates, Inc_and Gail Robertson is the person primarily responsible for providing rebate <br /> analyst services for the City). <br /> The Compliance Officer shall be responsible for assigning post-issuance compliance responsibilities to <br /> other staff of the City,Bond Counsel, Paying Agent,and Rebate Analyst. The Compliance Officer shall <br /> utilize such other professional service organizations as are necessary to ensure compliance with the post- <br /> issuance compliance requirements of the City. The Compliance Officer is authorized to expend funds as <br /> • needed for training and educational resources for the Compliance Officer and any other City staff who are <br /> assigned responsibilities for ensuring compliance with any portion of the post-issuance compliance <br /> requirements of this Policy_ <br /> Approval by the Coun "l the l4'h Day o ptember,2009_ <br /> Sta ey D s ad,Mayor Date <br /> A ' ,,:x".....-br---- XV.5--fif <br /> Rona _ M rse,City Administrator Date <br />
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