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CCP 10-14-1997
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CCP 10-14-1997
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<br /> . New regulations of the Securities and Exchange Commission on the continuing <br /> - <br /> disclosure of municipal securities apply to long-term securities with an aggregate <br /> principal amount of $1,000,000 or more. <br /> Because the aggregate amount of this issue is over $1,000,000 but the City has <br /> less than $10,000,000 in total municipal obligations outstanding, you will be <br /> required to comply with Limited Continuing Disclosure requirements of paragraph <br /> (b)(5) of Rule 15c2-12 promulgated by the Securities and Exchange Commission <br /> under the Securities Exchange Act of 1934. You will be obligated to provide <br /> certain financial information and operating data relating to the City upon request <br /> and to provide notices ofthe occurrence of certain material events. The specific <br /> nature of the Undertaking, as well as the information to be contained in the <br /> - notices of material events will be detailed in the Undertaking you will enter into <br /> at the closing for this issue. <br /> - <br /> You are responsible for reporting any of the material events listed below <br /> and in the Undertaking. <br /> I I. Principal and interest payment delinquencies; <br /> 2. Non-payment related defaults; <br /> 3. Unscheduled draws on debt service reserves reflecting financial <br /> - difficulties; <br /> 4. Unscheduled draws on credit enhancements reflecting financial <br /> -- difficulties; <br /> 5. Substitution of credit of liquidity providers, or their failure to perform; <br /> 6. Adverse tax opinions or events affecting the tax-exempt status of the <br /> - securities; <br /> - 7. Modification to rights of holders of the Securities; <br /> .. 8. Securities calls; <br /> I 9. Defeasances; <br /> 10. Release, substitution or sale of property securing repayment of the <br /> 1 Securities; <br /> II. Rating changes; <br /> 12. Failure to provide annual financial information as required; and <br /> I 13. Other material events. <br /> 1 MARKET CONDITIONS <br /> I The graph on the following page shows the trends in the Bond Buyer's 20-Year <br /> G.O. Index (BEl) since 1990. While interest rates have risen from historic lows <br /> f' in 1993, current rates still mirror conditions found several years ago. <br /> I Page 4 <br />
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