HomeMy WebLinkAbout1B DRAFT Business Subsidy Policy EN HILLS
Request for Council Action
1B
Prepared By: Ron Moorse &James Lehnnoff Council Meeting Date: November 10, 2008
DRAFT Business Subsidy Policy
Budgeted Amount: Actual Amount: Funding Source:
Recommendation:
Review the draft Business Subsidy Policy
Supporting Documents:
1. November 10, 2008, Memo to the City Council
2. Draft Business Subsidy Policy
,ARZEN HALLS
MEMORANDUM
DATE: November 10, 2008
TO: Mayor& City Council
FROM: Ron Moorse, City Administrator
James Lehnhoff, Community Development Director
SUBJECT: Draft Business Subsidy Policy
Requested Action
Review the draft Business Subsidy Policy and provide comments and questions.
Background
In consultation with Stacie Kvilvang of Ehlers and Associates, the Economic Development
Commission(EDC) has prepared a business subsidy policy document for the City. The
Financial Planning and Analysis Committee (FPAC) reviewed the draft policy and provided
comments back to the EDC. The draft policy document has been completed, and the EDC
moved to forward the draft policy to the Council for review. Ms. Kvilvang will be in attendance
at the meeting to review the document and answer questions.
Attachments
Draft Business Subsidy Policy
City of.4rden Hills
City Council Work Session for November 10, 2008
I L4hdocsl tahLAHdataL4dminicommitteeslEconomic Development CommissionW081111008-Business Subsidy Policy review.doc
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,- RIZN HILLS
City of Arden Hills
40P
Business Subsidy Criteria
Adopted 2008
PURPOSE AND AUTHORITY
1.1 The purpose of this document is to establish the criteria for the City of Arden Hills/Arden
Hills EDA (the Grantor) for granting of business subsidies for private development
within the City, with the exception of the Twin Cities Anny Ammunition Plant (TCAAP) -
property, which has a separate public financing policy. These criteria shall be used as a
guide in the processing and reviewing applications requesting business subsidies.
1.2 The City's/EDA's ability to grant business subsidies is governed by the limitations
established in Minnesota Statutes 116J993 through 116J.994 (Statutes). The City/EDA
may choose to apply its Business Subsidy Policy to other development activities not
covered under this statute.
1.3 Unless specifically excluded by the Statutes, business subsidies include grants by state or
local government agencies, contributions of personal property, real property,
infrastructure, the principal amount of a loan at rates below those commercially available
to the recipient of the subsidy, any reduction or deferral of any tax or any fee, tax
increment financing (T1F), abatement of property taxes, any guarantee of any payment
under any loan, lease, or other obligation, or any preferential use of government facilities
given to a business.
1.4 These criteria are to be used in conjunction with other relevant policies of the Grantor.
1.5 The City/EDA may deviate from these criteria by documenting in writing the reason(s)
for the deviation. The documentation shall be submitted to the Department of
Employment and Economic Development with the next annual report.
1.6 The Grantor may amend this document at any time. Amendments to these criteria are
subject to public hearing requirements contained in the Statutes.
2 PUBLIC PURPOSE REQUIREMENT
2.1 All business subsidies must meet a public purpose with measurable benefit to the City as
a whole. Public purpose may include, but not be limited to, the creation of needed
services or facilities not currently available, provide a variety of housing ownership
alternatives and housing choices, redevelop and remove blight and encourage
redevelopment in the commercial and industrial areas of the City in order to encourage
high levels of property maintenance and private reinvestment in those areas, retain local
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,jobs, increase the job base, and provide diversity in that job base, enhance existing jobs
through increased wages, encourage additional unsubsidized private development in the
area, either directly, or through secondary "spin off' development, offset increased costs
of redevelopment over and above those costs that a developer would incur in normal
urban and suburban development, and meet other uses of public policy, as adopted by the
Council/EDA from time to time including the promotion of quality urban design, quality
architectural design, energy conservation, decreasing the capital and operating costs of
local government, etc.
2.2 Job retention may only be used as a public purpose in cases where job Ioss is specific and
demonstrable. The City shall document the information used to determine the nature of
the job loss.
2.3 The creation of tax base shall not be the sole public purpose of a subsidy.
2.4 Unless the creation of jobs is removed from a particular project pursuant to the
requirements of the Statutes, the creation of jobs is a public purpose for granting a
subsidy. Creation of at least I Full Time Equivalent (FTE)job is a minimum requirement
for consideration of assistance.
2.5 The wage floor for wages to be paid for the jobs created shall be not less than 150% of
the State minimum wage in effect at the time the subsidy is granted. The City will seek
to create jobs with higher wages as appropriate for the overall public purpose of the
subsidy. Wage goals may also be set. to enhance existing jobs through increased wages,
which increase must result in wages higher than the minimum under this Section.
3. CITY'S OBJECTIVE FOR THE USE OF PUBLIC FINANCING
3.1 As a matter of adopted policy,:the City of Arden Hills may consider using Tax Increment
Financing (TIF) and other forms of public financing, such as tax abatement, bonds, and
other forms as-appropriate, to assist private development projects when such assistance
complies with all applicable statutory requirements to:
A. Remove blight and/or encourage redevelopment in designated
redevelopment/development area(s) per the goals and visions established by the
City Council
B. To achieve the following housing-related goals:
1. To provide a balanced and sustainable housing stock to meet diverse needs
both today and in the future
2. To ensure all housing is safe and well-maintained
3. To promote neighborhood stabilization and revitalization by the removal of
blight and the upgrading of existing housing stock.
C. To retain local jobs and/or increase the number and diversity of quality jobs
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D. To encourage additional unsubsidized private development in the area, either
directly or through secondary "spin-off' development.
E. To offset increased costs for redevelopment over and above the costs that a
developer would incur in normal urban and suburban development (determined as
part of the But-For analysis).
F. To facilitate the development process and to achieve development on sites which
could not be developed without this assistance.
G. To meet other uses of public policy, as adopted by the City Council from time to
time, including but not limited to promotion of quality urban design, quality
architectural design, energy conservation, sustainable building practices,
decreasing the capital and operating costs of local government.
4. COSTS WHICH MAY QUALIFY FOR PUBLIC FINANCING ASSISTANCE
4.1 Although it is understood that State Statute limits the types of assistance, providing
assistance to underwrite some or all of the following costs are consistent with the City of
Arden Hills goals to the extent that development could not occur without such assistance:
A. Project design fees including utilities, landscape, architectural, and engineering
design
B. Site-related work, including earthwork/excavation, soil correction, landscaping,
utilities, streets and roads, street/parking lot paving, street/parking lot lighting, curb
and gutter, and sidewalks
C. Land acquisition
D. Special assessments
E. Soil'tests
DRAFT
F. Environmental.studies
G. Relocation assistance
H. Replacement or cleanup of contaminated soils which would otherwise preclude
redevelopment
1. Rehabilitation
J_ Any other costs allowable by state statute and approved by the City Council
5. PROJECTS WHICH MAY QUALIFY FOR PUBLIC FINANCING ASSISTANCE
All new applications for assistance considered by the City of Arden Hills must meet each
of the following minimum qualifications and will also be evaluated based on their ability
to meet the desired qualifications for assistance. However, it should not be presumed
that a project meeting any of the qualifications will automatically be approved for
assistance. Meeting the qualifications does not imply or create contractual rights on the
part of any potential developer to have its project approved for assistance.
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5.1 Minimum Qualifications:
A. In addition to meeting the applicable requirements of State law, the project should
meet one or more of the Public Financing Objectives outlined in Section 3; but at
a minimum shall either:
1. Remove blight and/or encourage redevelopment in the City in order to
encourage high quality development or redevelopment and private
reinvestment in those areas; OR
2. Facilitate the development process and to achieve development on sites which
would not be developed without this assistance.
B. The developer must demonstrate to the satisfaction of the City that the project is
not financially feasible "but for' the use of tax increment or other public
financing.
C. The project must be consistent with the City's Comprehensive Plan and Zoning
Ordinances, Design Guidelines or any other applicable Iand use document.
D. Prior to approval of a financing plan, the developer shall provide any requested
market and financial feasibility studies, appraisals, soil boring, private lender
commitment, and/or other information the City or its financial consultants may
require in order to proceed with an independent evaluation of the proposal.
E. The developer must provide adequate . financial guarantees to ensure the
repayment of any public financing and completion of the project. These may
include, but are not limited to, assessment agreements, letters of credit, personal
deficiency guarantees, guaranteed maximum cost contract, etc.
F. Any developer requesting assistance should be able to demonstrate past successful
general development capability as well as specific capability in the type and size
of development proposed. Public Financing will not be used when the
developer's credentials, in the sole judgment of the City, are inadequate due to
past history, relating to completion of projects, general reputation, and/or
bankruptcy, or other problems or issues considered relevant to the City.
G. The developer, or its contractual assigns, should retain ownership of any portion
of the project long enough to complete it, to stabilize its occupancy, to establish
project.management and/or needed mechanisms to ensure successful operation.
H. Enter into a Development Agreement crafted to meet the conditions of the actual
project.
5.2 Desired Qualifications: DRAFT
A. Proposals creating a higher ratio of property taxes paid after redevelopment will
receive priority consideration.
B. Proposals should not be used to support speculative industrial, commercial, office
or housing projects. In general the developer should be able to provide market
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data, tenant letters of commitment or finance statements which support the market
potential/demand for the proposed project.
C. Public Financing will not be used in a project that involves an excessive land
and/or property price. This will normally be where the acquisition price is more
than 20% in excess of market value as determined by an independent appraisal of
the property (exclusive of relocation benefits). The City shall commission an
appraisal and the cost will be paid from Developer's escrow.
D. Public Financing will not be used in projects that would give a significant
competitive financial advantage over similar projects in the area due to the use of
public subsidies. Developers should provide information to support that
assistance will not create such a competitive advantage. Priority consideration
will be given to projects that fill an unmet market need.
E. TIF and abatement will be provided on a pay-as-you-go-basis. Any request for
upfront assistance will be evaluated on its own merits and may require security to
cover any risks assumed by the City.
F. Public Financing will not be used for projects that would generate significant
environmental problems in the opinion of the local, state, or federal governments.
Priority will be given to projects that aim to clean-up existing contaminated sites
and would facilitate the location of an industry or business that has an
environmentally-sound track record, or that meets a housing need in the City-
G. Preference will be given to projects that meet good public policy criteria as
determined by the City Council,including:
I. High project,quality (e.g. sound architectural design, quality construction
Ulm and materials, sustainable building practices)
2. Projects that provide significant improvement to surrounding land uses,
the neighborhood, and/or the City
3. Projects that provide a significant increase in tax base
4. Projects that provide significant new, or retained employment
5. Projects that meet financial feasibility criteria established by the City
6. Projects that provide the highest and best desired use for the property
6. PUBLIC FINANCING PRINCIPLES
6.1 General assumptions of redevelopment shall serve as a guide for the public financial
assistance policies. These assumptions are as follows:
A. All requests for assistance shall be reviewed by a third party financial advisor
who will inform the City of its findings and recommendations.
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B. The City shall establish mechanisms within the development agreement to ensure
that adequate checks and balances are incorporated in the distribution of financial
assistance where feasible and appropriate, including but not limited to:
1. Third party review of the"but for" analysis
2. Establishment of"look back provisions"
3. Establishment of minimum assessment agreements
C. The City will elect the fiscal disparities to come from inside applicable T1F
district(s) to eliminate any impact to the existing taxpayers of the community.
D. The City will target up to the maximum allowed by State Statute of tax increment
for administrative purposes.
E. The developer shall proactively attempt to minimize the amount of public
assistance needed through the pursuit of grants, innovative solutions in structuring
the deal, and other funding mechanisms.
7. PUBLIC FINANCING PROJECT EVALUATION PROCESS
7.1 The following four methods of analysis for all Public Financing proposals will be used:
A. Consideration of project meeting minimum qualifications
B. Consideration of project meeting desired qualifications
C. Project meets "but=for' analysis and/or statutory qualifications
D. Project is deemed consistent with City's Goals and Objectives
Pleasenote that the evaluation methodology is intended to provide a balanced review.
Each area will be evaluated individually and collectively and in no case should one
area outweigh another in terms of importance to determining the level of assistance.
8. APPLICATION FOR PUBLIC FINANCING ASSISTANCE
8.1 The application process is a two-step process and must be completed in accordance with
required application procedures. The purpose of this approach is to give an applicant the
opportunity to present a development proposal without expending a great deal of money
and time in pursuing a development that may conflict with the City's goals and
objectives.
8.2 The City's public financing program will be administered by the City of Arden Hills. The
City will require a non-refundable application fee in the amount of $2,000 for its
processing of the application. The application fee shall be paid to the City at the time a
final Public Financing Application is submitted.
8.3 At the time a final Public Financing Application is submitted, the applicant shall also
deposit $10,000 with the City to cover attorney and consultant costs incurred as part of
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amending or establishing a TIF district or abatement, drafting and negotiating a
development agreement, and conducting any fiscal analysis that may be required to meet
the requirements of utilizing any public financing. If additional expenses are incurred
beyond the $10,000, prior to the execution of a development agreement, the City shall
notify the applicant in writing and the applicant will be required to deposit additional
funds upon notice.
8.4 If the project is approved and the applicant proceeds with the project, the City shall
reimburse the applicant any unused portion of the deposit as of the date of execution of
the development agreement. If the applicant does not proceed with the project, the City
shall reimburse the applicant for the unused portion of the deposit, less expenses incurred
but not yet billed, as of the date that the City is notified in writing that the applicant
desires to withdraw its application.
9. SUBSIDY AGREEMENT
9.1 In granting a business subsidy, the Grantor shall enter into a subsidy agreement with the
recipient that provides the information, wage and job goals (if applicable), commitments
to provide necessary reporting data and recourse for fail to meet goals required by the
Statutes.
92 The subsidy agreement may be incorporated into a broader development agreement for a
project.
9.3 The subsidy agreement will describe the requirements for the recipient to provide the
reporting information required by the Statutes.
Adopted by City of Arden Hills Economic Development Authority
Adopted by Arden Hills City Council
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