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HomeMy WebLinkAbout1A, Residential Curbside Recycling - Contract Discussion i j -AVEN HILLS Request for Council Action 1A Prepared By: Meagan Beekman, City Planner Work Session Date: September 24,2012 Residential Curbside Recycling—Contract Discussion Budgeted Amount: Actual Amount: Funding Source: Discussion Topic: Discuss the City's current recycling system and contract for curbside collection service. Provide Staff with feedback on whether to proceed with renegotiating an extension to the existing contract or begin the process of soliciting proposals for a new residential curbside recycling service provider through a request for proposal (RFP)process. Supporting Documents: 1. Memorandum from Meagan Beekman, dated September 24, 2012 2. Recycling Performance Report 3. Current Eureka Recycling Contract (originally effective 2008) and Amendment No. 1 (effective 2009) EN HILLS MEMORANDUM DATE: September 24, 2012 TO: Mayor& City Council FROM: Meagan Beekman, City Planner& Recycling Coordinator SUBJECT: Residential Curbside Recycling—Contract Discussion Requested Action Discuss the City's current recycling system and contract for curbside collection service. Provide Staff with feedback on whether to proceed with renegotiating an extension to the existing contract or begin the process of soliciting proposals for a new residential curbside recycling service provider through a request for proposal (RFP)process. Background The State mandates that cities with a population over 5,000 provide curbside recycling to single- family properties. While cities can require that multi-family properties and even businesses participate in the city-wide program, this is not required by State Law. Ramsey County is tasked with overseeing the State's mandates for municipalities within the County. As part of that role, Ramsey County offers many services to cities to achieve their recycling goals. Most notably, the City receives SCORE grant money in the amount of approximately $20,000 a year towards its recycling program. This money is intended to increase participation in recycling programs. The County also offers free consulting services to assist cities with moving through the RFP process, selecting a provider, and negotiating contracts with selected haulers. Currently the County has a contract with Foth Infrastructure & Environment, LLC, who specialize in this technical assistance task. City Staff have been working with Foth on these recycling contract discussions and may request additional assistance as needed Recently, Staff met with County Staff to review the City's recycling performance measures and to discuss ways the County could assist the City in the future. The County provided a Recycling Performance Report (Attachment A) of the City's recycling program. The City has contracted with Eureka Recycling for curbside residential recycling services since March 1, 2008. The contract provides curbside residential recycling services to most residences in the City (Hunter Park condos, Parkshore Apartments, Cottage Villas, and Arden Manor P:TlanninglRecycling&Garbage 12012W9-24-12-Work Session-Memo-Recycling Contract Discussion.doc Page 1 of 7 contract for their own recycling services). The current contract is set to expire on March 1, 2013. The contract had allowed for two one-year renewal options, which were acted upon in 2010. The current contract and first amendment are included as Attachment B. The City currently uses two-stream recycling with Eureka Recycling (sometimes referred to as dual stream or two-sort recycling). Two-stream recycling requires residents to separate mixed paper(newspaper, cardboard, office paper, mail,phone books, milk and juice cartons, pop and beer boxes, etc) from mixed rigid containers (cans, glass, and plastic bottles). Eureka Recycling also allows residents to recycle clothes and linens. In addition to these items, Eureka expanded the materials they collect to add pizza boxes in 2011. Post consumer recycling markets plummeted in October 2008, and hit their lowest point in January 2009. Due to the drop in the market,the City did not receive revenue share for several months from Eureka. Recycling markets have been steadily rising since their low point in January 2009; though seem to have leveled off in the past several months. RFP Process VS. Contract Renegotiation The City currently needs to decide whether to move forward with a contract renegotiation for an extension with Eureka, or to go out for an RFP for a new curbside recycling contract. If the City Council directs staff to pursue a contract extension with Eureka, direction is also needed as to what aspects of the contract should be renegotiated. There are many factors that will play into both a decision to renegotiate the current contract, or how to review and score RFP responses. The City will need to determine its priorities in terms of its decision to seek a contract extension with Eureka, or to go out for RFP. Those priorities can be quantitative, such as cost of service and types of materials collected; or they can be more subjective, such as level of customer service, respect for the community streets, or educational materials or incentives provided in order to increase resident participation. Staff is seeking feedback from the Council on what the City's priorities ought to be, and which direction should be pursued. If the Council prefers to extend the City contract with Eureka, but wants additional information on comparative pricing there are easier ways to get this information than going through an RFP process. Staff can ask the County to authorize Foth to work with the City to compare costs in order to put the City in a better position to renegotiate this item with Eureka if it is appropriate to do so. The following memo outlines the biggest issues to be considered when determining whether to go out for an RFP or not. Revenue Share Currently the City pays Eureka $3.20 per household per month to collect recycling materials. Eureka, in turn, processes the materials and provides back to the City 50 percent of net revenue P:TlanningTecycling&Garbage 12012109-24-12-Work Session-Memo-Recycling Contract Discussion.doc Page 2 of 7 after processing costs for most materials. The revenue share is used to buy down the cost of the recycling service and directly lowers the cost per resident in the City. The cost of the recycling program is charged back to the residents through their property tax statements. This means that the more the residents of Arden Hills recycle the more revenue is shared with the City, which directly lowers the cost of the service for the residents. Base Cost/ Average Actual Cost/ Year HH/Month Revenue HH/Month Share/Month 2008* $2.95 $1,683.27 $2.29 2009 $3.06 $267.95 $2.96 2010 $3.06 $1,719.74 $2.36 2011 $3.11 $3,078.27 $1.85 2012 (YTD) $3.20 $1,633.77 $2.52 *Contract began March 1, 2008 Not all recycling providers offer revenue share as part of their contract. If the Council chooses to go out for bids on recycling services, the analysis of the responses should take into account whether the proposals offer revenue share or not, and, if so, how much revenue share is proposed. According to analysis done by the County, the City, with revenue share, pays slightly below average rates to Eureka than compared with other municipalities in Ramsey County. Eureka Reeyelint! Eureka Recycling is a non-profit organization whose mission is to demonstrate that waste is preventable, not inevitable. They are a zero-waste organization, meaning they do not collect materials that they cannot sell to a market that can certify that the materials purchased from Eureka are being recycled. This approach is distinct from for-profit commercial recycling providers whose companies are driven more by customer service. Other commercial recycling providers often accept a broader mix of materials because those materials that do not have a post- consumer market can then be discarded in the regular waste stream(i.e. landfills, incinerators) or sold in unsorted bulk to post-consumer markets who in turn discard the materials into a regular waste stream. The upside to the for-profit recycling providers approach is that there is an inherent convenience to residents built into the way they collect recycling. For-profit recycling haulers tend to collect using a single-stream system, meaning residents have one bin or cart that all recycling materials go into. The recycling carts can then be mechanically picked up and dumped into trucks. This tends to be more efficient and, due to the larger capacity recycling carts, is usually collected bi- weekly rather than weekly. Eureka, on the other hand utilizes a dual-sort approach using bins that are hand picked up on a weekly basis. This allows drivers to visually inspect materials and remove items that do not P:TlanninglRecycling&Garbage 12012109-24-12-Work Session-Memo-Recycling Contract Discussion.doc Page 3 of 7 have a post-consumer market. Eureka is currently analyzing a possible switch to single-stream collection; however they would continue to collect weekly and would continue manual collection from bins. Eureka may make this switch to single-stream in the next 1-2 years after investing in a conversion of the materials recycling facility (MRF) in Minneapolis. Plastics Over the past year the recycling of plastics has become a controversial topic within our region. For-profit recycling providers have begun accepting all plastic resin types #1 through#7. Simply because a product has the three arrows symbol on it does not make it recyclable. This symbol is not regulated by any federal agency and has no specific meaning. The number within the symbol does indicate the type of resin that makes up the base of the product; though dyes, odors, and many other chemicals can be added to an individual product, which will impact its melting rate, and the manner in which it can be recycled. While the ability to recycle a broader range of plastics has improved over the last couple of years, some of the plastics are exported to foreign markets. Eureka advocates for collection of materials that have verifiable end-use markets and it is more difficult to verify foreign markets. Eureka continues to only accept resin types#1 (PET) and#2 (HDPE)plastic bottles. T Polyethylene 1'erephtha tat e,P l~ Eureka is in the process of analyzing the impact of broadening its plastic collection, and anticipates LZ High,)ens€ty Polyethylene,IIDPl, e including resin types#4 (LDPE), #5 (PP), and#7 Polyvinyl`'''"r'�ePV ("Other") in the next two years. Recycling of 4 Low Density Poltethylen4,LDPl '4 post-consumer plastic packages made from resin r Polypropylene.PP types#3 (PVC) and#6 (PS) are more challenged C PolystyTe>te,Ps because of the extremely low volume. Also,there otlr is a lack of domestic market demand for these types of plastics. Resin Identification Codes(RIC) If the breadth of materials collected is a high priority item for the Council, this may impact the decision to extend the contract with Eureka, or to go out for RFP. The other for-profit recycling haulers are providing the convenience of single-stream service and more plastic pick up, even though not all of the plastic is winding up in the recycling stream. Orizanies Organic waste such as food waste represents 22% of the total trash collected in Ramsey County. As a result, separate organics collection will be a growing focus at both the State and County level. The County has set a goal that municipalities should provide some sort of organics collection by 2016. While few if any providers currently collect organics materials for recycling, P:IPlanninglReeyelmg&Garbage 12012109-24-12-Work Session-Memo-Recycling Contract Discussion.doc Page 4 of 7 this will become a bigger issue in the coming years. Eureka recently conducted a pilot program in St. Paul to collect organics curbside, and hopes to include organics collection as a regular service in the next 2-3 years. RecyclinLy Bins and Carts Recycling bin ownership is another issue that can come up when reviewing recycling contract proposals. Currently residents own the bins that are used for recycling pick up. The City initially purchased the bins and provided one bin to every household. Additional bins may be purchased by residents for $6 each. If the City chooses to go out for an RFP and switch haulers it is likely that the result will be a single-stream collection. As part of any planning for single- stream recycling, the City will need to make a decision about whether to purchase carts for residents or to require the hauler to provide carts. Carts are considerably more expensive than bins, and having a hauler provide them will impact the cost of the proposal that is submitted. Furthermore, it will give that provider a cost advantage in the future over other providers because they will have already made the capital investment of purchasing the carts. On the other hand, if the City purchases the carts it will require a substantial upfront investment from the City. In addition,the City would be required to store the carts. On the other hand, providers in the future would compete on a more equal footing in terms of collection costs. Customer Service and Education The level of customer service offered to residents is a factor that is difficult to measure, but important nonetheless to the City's experience of a recycling service provider. Seeking a provider that offers in-person customer service to residents to answer their questions and address issues in a timely manner is important. Further, a provider that has respect for the City's streets, cleans up spills in a timely and effective manner, and follows the City's rules in terms of pick-up times are all items that should be considered when selecting a hauler. Staff is interested in seeing an expansion of educational materials offered by the recycling provider. This may include participation in the making of videos to be played on the City's cable channel, newsletter articles, or direct mailings to residents. While Arden Hills has one of the highest participation rates in the County, Staff would be interested in working with a provider to offer recycling incentives and to educate people on additional types of materials that may be recyclable. Discussion Staff has spoken with Eureka to discuss the contract and a possible RFP process. Eureka is interested in maintaining its relationship with the City and has suggested a 3-5 year contract extension. Staff feels that if a contract extension were to proceed that it should be for 2-3 years in order to allow time for any changes in collection of plastics and organics to be worked out P:IPlanninglRecycling&Garbage 12012109-24-12-Work Session-Memo-Recycling Contract Discussion.doc Page 5 of 7 both at the State and County level, and also within Eureka Recycling itself. Further, Staff would like to see additional provisions added to the contract such as: • Additional educational materials • Incentive programs to target non participants and/or increase materials people recycle • An option to add multi-family properties • A process or option for conversion to more materials collected and dual sort to single sort • The addition of recycling pick-up in the City's parks Depending on what the Council's priorities are for a recycling contract it may be appropriate to remain with Eureka in a renegotiated contract for a period of time, or it may be appropriate to go out for RFP in a competitive process. Switching to a for-profit waste hauler may change the way recycling is collected today. Priorities Staff has identified the following issues as priorities for the City's recycling contract: 1. Cost of service 2. Breadth of materials collected 3. Customer service/respect for City streets 4. Dual vs. single-stream 5. Educational materials/incentive programs provided 6. The addition of multi-family properties Discussion Questions 1. What are the Council's priorities in terms of recycling service to residents? 2. Should recycling service be expanded to include multi-family properties? 3. Does the Council want to renegotiate the current contract with Eureka, or would the Council prefer Staff go out for an RFP? Recommendation Staff's experience of Eureka has been very positive over the last five years. As an organization they provide exceptional customer service and take immediate responsibility for issues as they arise. On the other hand, due to their non-profit, mission driven, nature they offer a different type of service than what might be provided by a for-profit hauler. If the Council chooses to move forward with an RFP process, consultants at Foth have recommended extending the Eureka contract for approximately 6 months in order to prepare and fairly analyze responses. P:IPlanninglRecycling&Garbage 12012W9-24-12-Work Session-Memo-Recycling Contract Discussion.doc Page 6 of 7 If the Council chooses to move forward with a contract extension, Staff recommends keeping the RFP process on the table in the event that a renegotiated contract cannot be mutually agreed upon. Attachments A. Recycling Performance Report B. Current Eureka Recycling Contract (originally effective 2008) and Amendment No. 1 (effective 2009) P:WlanninglRecycling&Garbage 12012W-24-12-Work Session-Memo-Recycling Contract Discussion.doc Page 7 of 7 Attachment Recycling Performance Report JIMLS City of Arden Hills City Council Work Session for September 24, 2012 OVERVIEW: CITY OF ARDEN HILLS Trends • As shown in the bar graph, total recycling tonnage has generally been on a downward trend since 2007, with a substantial nosedive in 2011. • This trend has occurred despite a substantial increase in reported multi-unit recycling tonnage in 2010-2011. • Nonetheless, Arden Hills continues to have high recycling performance as measured by pounds of recyclables per household per year and per person per year. Recycling Tonnage E Arden Hills, 2007-11 1200 g89 968 g12 950- ■TOTAL 1000 _ 832 L 800 — ■Single-family } curbside L CL 600 — Multi-unit 1A 1.1 H 400 Other(e.g., 200 cleanup events) 0 2007 2008 2009 2010 2011 RAMSEYCOUN Y Comparisons and Rankings by Community: Pounds per Household & Pounds per Person per Year • Overall, Arden Hill's recycling performance ranks higher than for most communities in Ramsey County. As summarized below, out of 16 Ramsey County communities, during 2010 and 2011 Arden Hills ranked 1"and 2nd, respectively, in pounds of recycling per household. • In pounds per person Arden Hills only ranked 81h and 12th during 2010 and 2011, respectively. However, when persons in group quarters(Bethel University and Presbyterian Homes, where recycling is not reported as residential) are subtracted, Arden Hills ranked Vt and 4th in pounds per person. Performance Measure 2010 2011 Ibs/year Ranking Ibs/year Ranking Recycling per household served: Ibs/hshd/yr 726 1 633 2 Recycling per capita: Ibs/person/yr 199 8 174 12 Recycling per capita: Ibs/person/yr; without persons in group quarters 262 1 229 4 Note: Ranking is of 16 communities in Ramsey Co., with "1"as highest ranking. Pounds are calculated from total annual tons of recycling reported by community into ReTRAC database for combination of single family/curbside,multi-unit,drop-off,&clean-ups. • The attached tables show the rankings by Ramsey County community for both measures for both 2010 and 2011. Both years are shown in the event that a significant recycling program change (or data anomaly) might change rankings significantly for a community. Both per household and per person measures are shown, because recycling is collected at the household level,while significant differences between communities in average household size might affect average recycling pounds per household per year. • For most communities, calculating pounds of recycling per person per year using total population is a reasonable comparative measure. However, Arden Hills is unique because such a large portion of its residents reside in group quarters (2,298 of its 9,552 residents in 2010) where recycling services are not reported as residential. Thus, the second attached table shows pounds of recycling per person per year by community with population in group quarters subtracted. • Also attached are per household and per person comparison tables for 2011 that include a variety of demographic and recycling program characteristics for each community. For characteristics that can be ranked, darker colors show a higher ranking for a particular characteristic for a community. Some overall observations can be gleaned from these tables: • In terms of community rankings for pounds of recycling per household per year: broadly speaking, communities that rank higher in demographic variables, including income, education, and home-ownership and value, tend to have higher quantities of average recycling pounds per household as well. (This trend is less pronounced for rankings per person.) Thus, at least some of the factors that appear to affect recycling performance are out of a community's control. • However, it appears there is little correlation between active efforts of communities in public education, citizen commissions, or recycling coordination with recycling performance. • Also, for communities in Ramsey County there is no apparent correlation between recycling performance and recycling program characteristics, such as weekly vs. every- other-week collection, single vs. dual sort, or selection of a particular recycling collector. Arden Hills Recvclin2 Performance, throuLh 2011 Pate 2 SUMMARY OF OF • FOR Quantities of . • - by • 2010 •- - 2010 jJ0 11 20101 011 2010 201i7 Arden Hills 726 633 199 174 1 2 8 12 Falcon Heights 472 418 200 177 6 12 7 10 Gem Lake 545 447 201 168 5 7 5 13 Lauderdale 419 413 208 205 12 13 4 5 Little Canada 375 425 155 178 13 9 14 9 Maplewood 333 313 140 132 16 16 16 16 Mounds View 434 408 177 166 11 14 12 14 New Brighton 362 424 158 176 14 10 13 11 North Oaks 594 521 229 225 3 4 2 3 North St. Paul 439 442 180 179 9 8 11 8 Roseville 436 424 197 193 10 11 9 6 St. Paul 354 365 144 143 15 15 15 15 Shoreview 586 536 252 229 4 3 1 2 Vadnais Heights 455 472 201 211 8 5 6 4 White Bear Lake 458 449 191 192 7 6 10 7 White Bear 610 639 215 243 2 1 3 1 Township Note: St.Anthony is not included in the rankings;it is split between Ramsey& Hennepin counties. Arden Hills Recvclin2 Performance. through 2011 PaLie 3 SUMMARY OF OF • FOR LBS/PERSON/YR Group Quarters Excluded Quantities of • by • 1 1 1 1 1 1 1 1 ! 010 2011 Arden Hills 726 633 262 229 1 2 1 4 Falcon Heights 472 418 219 194 6 12 4 8 Gem Lake 545 447 201 168 5 7 9 13 Lauderdale 419 413 208 205 12 13 6 6 Little Canada 375 425 155 179 13 9 14 12 Maplewood 333 313 144 136 16 16 16 16 Mounds View 434 408 177 167 11 14 12 14 New Brighton 362 424 161 180 14 10 13 10 North Oaks 594 521 236 231 3 4 3 3 North St. Paul 439 442 181 180 9 8 11 11 Roseville 436 424 206 201 10 11 7 7 St. Paul 354 365 150 149 15 15 15 15 Shoreview 586 536 255 231 4 3 2 2 Vadnais Heights 455 472 202 212 8 5 8 5 White Bear Lake 458 449 191 193 7 6 10 9 White Bear 610 639 216 244 2 1 5 1 Township Note: St.Anthony is not included in the rankings;it is split between Ramsey& Hennepin counties. Arden Hills Recvcliniz Performance,through 2011 Page 4 Attachment Current Eureka Recycling Contract (originally effective 2008) and Amendment No. 1 (effective 2009) ,-ALN�HILLS City of Arden Hills City Council Work Session for September 24, 2012 As of 01/07/08 CONTRACT AGREEMENT BETWEEN CITY OF ARDEN HILLS AND EUREKA RECYCLING FOR RECYCLING SERVICES Table of Contents 1. Definitions ....................................................................................................................3 2. Term of contract...........................................................................................................6 3. Annual Work Plan.........................................................................................................6 4. Annual performance review meeting to discuss recommendations for continuous improvement................................................................................................................6 5. "Dual Stream, Plus" collection / processing system .....................................................6 6. Payment Terms............................................................................................................7 7. RFP and Contractor's Proposal....................................................................................8 GENERAL REQUIREMENTS FOR ALL COLLECTIONS ..................................................8 8. Missed collections........................................................................................................8 9. Severe weather............................................................................................................8 10. Collection hours and days............................................................................................8 11. Customer Complaints...................................................................................................9 12. City retains right to specify resident preparation instructions .......................................9 13. City shall approve Contractor's public education literature...........................................9 14. Ownership of Work Product .........................................................................................9 15. Weighing of loads.......................................................................................................10 16. Monthly and annual reports........................................................................................10 17. Ownership of recyclables...........................................................................................10 18. Scavenging prohibited................................................................................................10 19. Cleanup of spillage or blowing litter............................................................................11 20. Recyclable materials required to be transported to markets; Disposal prohibited......11 21. Designated primary glass market...............................................................................11 22. Processing facilities must be specified.......................................................................11 23. Estimating materials composition as collected...........................................................11 24. Estimating process residuals......................................................................................12 25. Lack of adequate market demand..............................................................................12 1 As of 01/07/08 26. Vehicle requirements..................................................................................................12 27. Personnel Requirements............................................................................................13 28. Licenses and Permits.................................................................................................13 29. Performance monitoring.............................................................................................13 30. Liquidated damages...................................................................................................13 31. Damage to Property...................................................................................................14 32. Recycling Collection...................................................................................................14 CURBSIDE COLLECTION REQUIREMENTS..................................................................15 33. Weekly Collection.......................................................................................................15 34. Point of collection.......................................................................................................15 35. Curbside collection schedule deadline.......................................................................15 36. Procedure for handling non-targeted materials..........................................................15 37. New Materials to be Added in 2008............................................................................16 MULTI FAMILY COLLECTION REQUIREMENTS............................................................16 38. Contract Amendment for Multi-Family Collection .......................................................16 INSURANCE AND OTHER LEGAL REQUIREMENTS ....................................................16 39. Insurance ...................................................................................................................16 40. Transfer of interest.....................................................................................................17 41. Non-Assignability and Bankruptcy...............................................................................17 42. Dispute resolution and arbitration procedures............................................................18 43. General compliance ...................................................................................................18 44. Independent contractor ......................................................................•.......................18 45. Hold harmless ............................................................................................................18 46. Accounting standards.................................................................................................18 47. Retention of records...................................................................................................19 48. Data practices ............................................................................................................19 49. Inspection of records..................................................................................................19 50. Applicable law............................................................................................................19 51. Contract termination...................................................................................................19 52. Employee working conditions and Contractor's safety procedures............................19 53. Contract amendments................................................................................................20 2 As of 01/07/08 This Agreement is made this 14th day of January 2008, between the City of Arden Hills, 1245 West Highway 96, Arden Hills, Minnesota 55112 (the "City") and The Neighborhood Recycling Corporation, Inc. (D/B/A "Eureka Recycling"), a Minnesota non-profit corporation, with its current local place of business at 2828 Kennedy Street NE, Minneapolis, Minnesota 55413 (the "Contractor"). WITNESSETH: WHEREAS, the City supports a comprehensive residential recycling program and desires that high-quality recycling services be available to all its residents; and WHEREAS, the City supports curbside recycling as part of an overall landfill abatement program; and WHEREAS, Ramsey County has funding available for such residential recycling services; and WHEREAS, the Contractor has submitted a proposal for comprehensive recycling services to the City; NOW, THEREFORE, the City and Contractor mutually agree as follows, in consideration of the mutual promises and covenants contained herein: 1. Definitions 1,1 "Aluminum cans" Disposable containers fabricated primarily of aluminum, commonly used for soda, beer, juice, water or other beverages. 1.2 "City's annual recycling public education flyer" The City publishes an annual public education flyer that contains the following recycling information for City residents: • Annual calendar and map of curbside recycling districts for "single family dwellings" • List of materials to be included for recycling • List of materials excluded that cannot be recycled in the City's program • General information about curbside recycling and multi-family recycling instructions • How to prepare materials. 1.3 "City's designated contact person" The City has designated the Recycling Coordinator as the City's current contact for management and administration of this Agreement. 3 As of 01/07/08 1.4 "City-designated recyclables"or "Recyclable materials"or"Recyclables" The following recyclable materials: aluminum cans; steel cans; milk cartons, aseptic packaging, gable top packages, juice boxes, glass jars and bottles; paper recyclables; plastic bottles; textiles; and corrugated cardboard as defined and further described in the "City's annual recycling public education flyer". This list of recyclable materials can be amended through negotiation between the City and its Contractor at any time within the duration of the contract term. Such negotiations must be reduced to a written amendment to this Agreement and duly executed before it shall go into effect. 1.5 "Collection" The aggregation and transportation of recyclable materials from the place at which it is generated and includes all activities up to the time when it is delivered to a recycling facility. 1.6 "Contractor" The City's recycling service Contractor under the new contract beginning operation on March, 1, 2008. 1.7 "Corrugated cardboard" Cardboard material with double wall construction and corrugated separation between walls but not plastic, wax or other coated cardboard. 1.8 "Curbside recycling bins" Uniform curbside recycling bins (e.g., green, plastic recycling "tubs") supplied by the City in which recyclables can be stored and later placed for curbside collection, as specified by the City. The recycling containers remain the property of the property owner. 1.9 "Curbside recycling service" The recycling collection service, together with related public education and other customer services, specified within the September 24, 2007, RFP utilizing curbside recycling bins. Multi-family dwellings may receive curbside recycling service as selected by the City and the Contractor. 1.10 "Glass jars and bottles" Glass jars, bottles, and containers (lids/caps and pumps removed)that are primarily used for packing and bottling of food and beverages. 1.11 "Market demand" The economic and technical capacity of markets to use recyclable material to make new products. 1.12 "Markets" Any person or company that buys (or charges)for recycling of specified materials and may include, but are not limited to: end-markets, intermediate processors, brokers and other recycling material reclaimers. 4 As of 01/07/08 1.13 "Multi-family recycling service" Recycling collection service, together with related public education and other customer services, provided to multi-family residents that utilize multi-family recycling containers (i.e., carts) and use multi-family recycling stations. In general, multi-family recycling service shall be provided to MFD's with eleven (11) units or more per building. In general, MF dwellings with two (2)to ten (10) units per building shall be provided with curbside collection service utilizing curbside bins. 1.14 "Non targeted materials" Non-recyclable materials that are not included in the City's recycling program. Examples of typical non-targeted items include (but are not limited to): pumps on plastic bottles, ceramic material in glass streams, pizza cartons in corrugated cardboard streams, etc. 1.15 "Paper" Paper includes the following: newspapers (including inserts); household office paper and mail; boxboard; old corrugated cardboard; phone books; Kraft bags; pop/beer boxes and magazines/catalogs. No boxboard containers used for food product storage in refrigerators or freezers are included. 1.16 "Plastic bottles" Plastic bottles shaped with a neck. Plastic lids, caps, rings and pumps are not included. Recyclable plastic bottles shall be identified on the bottom with the SPI plastic codes#1 (PETE) and #2 (HDPE) including bottles containing: liquor; milk; juice; soft drinks; water; certain foods; soap and cosmetics. 1.17 "Process residuals" The normal amount of material that can not be economically recycled due to material characteristics such as size, shape, color, cross-material contamination, etc. and must be disposed as mixed municipal solid waste. Process residuals include subcategories of process residuals including but not limited to bulky items, contaminants, sorted tailings, floor sweepings and rejects from specific processing equipment (e.g. materials cleaned from screens, etc). "Process residuals"does not include clean, separated products that are normally processed and prepared for shipment to markets as commodities but are of relatively low-value because of depressed market demand conditions. 1.18 "Processing" The sorting, volume reduction, baling, containment or other preparation of recyclable materials delivered to the processing center for transportation or marketing purposes. 1.19 "Processing center" A recycling facility in which recyclable materials are processed. The facility will conform to all applicable rules, regulations and laws of state, local or other jurisdictions. 1.20 "Steel cans" Disposable containers fabricated primarily of steel or tin used for food and beverages. 5 As of 01/07/08 1.21 "Textiles" Textiles include unwanted but reusable Linens: towels, sheets, blankets, curtains, tablecloths and clothes: including belts, coats, hats, gloves, shoes and boots that are clean and free of mold, mildew and excessive stains. Textiles must be dry. 1.22 "Work Plan from Contractor" The annual work plan proposal for recycling system improvements submitted from the Contractor and approved by the City. 2. Term of contract The term of the new recycling contract will be a period of three (3) years from March 1, 2008 through March 1, 2011 with two (2) one-year options to renew upon mutual agreement of the two parties prior to expiration of the contract . 3. Annual Work Plan The Contractor shall submit an annual work plan proposal no later than February 1 st for the upcoming calendar year to outline key priorities for system improvements. Public education tools shall be itemized and approximate timelines described. Other service improvements may also be included in the work plan. The City shall review and approve the work plan by no later than March 1 st each year. The annual work plan shall be incorporated by reference as an amendment to this contract. 4. Annual performance review meeting to discuss recommendations for continuous improvement Upon receipt of the Contractors annual report, the City shall schedule an annual meeting with the Contractor and a City's committee. The objectives of this annual meeting will include (but not limited to): • Review Contractor's annual report, including trends in recovery rate and participation. • Efforts the Contractor has made to expand recyclable markets. • Review Contractor's performance based on feedback from residents to the Environment Committee members and/or City staff. • Review Contractor's recommendations for improvement in the City's recycling program, including enhanced public education and other opportunities as contained within the annual work plan for the upcoming year. • Review City staff recommendations for Contractor's service improvements. • Discuss other opportunities for improvement with the remaining years under the current contract. 5. "Dual Stream, Plus" collection / processing system Dual stream recyclables collection and processing services shall be the basic service system design for this contract. Under this dual stream design, residents shall continue to be instructed to separate recyclables into two primary groups of materials: (1) all food and beverage containers, including: glass, metal, aseptic, gable-top and plastic bottles; and (2) all 6 As of 01/07/08 paper fiber products, including: newspapers, boxboard, magazines, pop/beer boxes, mixed mail, catalogs, phone books, Kraft bags and corrugated cardboard. In addition, residents may place clean, reusable textiles out separately in plastic bags as outlined in Section 34 of this Agreement. Under this "dual stream plus" system design, processing shall also be by the categories as collected: paper separated from containers separated from textiles. The Contractor shall not make any changes to the dual stream collection or processing systems without written approval of the City. 6. Payment Terms The Contractor will invoice the City of Arden Hills on a monthly basis and the City will pay the contractor no later than net 30 days of receipt of the invoice. The billing system will include the following elements: 6.1 Compensation to Contractor. City agrees to pay Contractor$2.95 per residential dwelling unit per month in 2008 for weekly curbside collection, processing and marketing of recyclables. For 2008 the City certifies that there are 2,560 curbside units that will receive service. The City will notify the Contractor by Feb. 1 of each year what the certified number of curbside units will be for the subsequent year. The City agrees that prices for service will increase each year the Consumer Price Index for the Upper Midwest as determined by the Federal Reserve Bank of Minneapolis. The City will notify the Contractor by the last week of December what the compensation rate will be for the subsequent calendar year. 6.2 Materials Sales Revenue Share A composite credit for the following material sales revenue share: 6.2.1 All Paper Grades Paper prices shall be based on the Official Board Markets (OBM) "Yellow Sheet," Chicago region for Old Newspapers (ONP)# 8, high side of range. The Contractor shall pay the City 50% of this OBM index for all grades of paper collected after a processing fee of$75 per ton. 6.2.2 Aluminum Aluminum prices shall be based on the American Metal Market (AMM), Aluminum (1st issue of the month), high side nonferrous scrap prices: scrap metals, domestic aluminum producers, buying prices for processed used aluminum cans in carload lots, f.o.b. shipping point, used beverage can scrap. The Contractor shall pay the City 50% of this AMM aluminum index after a processing fee of$150 per ton. The Contractor shall provide copies of the referenced OBM market index and AMM market index with each monthly statement. The Contractor shall provide a detailed explanation of how the material splits are calculated to derive the paper and aluminum tonnage estimates. 7 As of 01/07/08 The City or the Contractor may propose other revenue sharing commodities and corresponding proposed pricing formulae, at any time during the duration of the contract. The parties shall enter into negotiations in good faith and any new revenue sharing agreement shall be reduced to writing in the form of an amendment to the contract. 6.3 Other Any other mutually agreed upon charges or credits. 7. RFP and Contractor's Proposal The contents of the City's RFP (as of Sept. 24, 2007) and the Contractor's proposal are part of the contractual obligations and are incorporated by reference into this contract. If any provision of the contract is in conflict with the referenced RFP or proposal, the contract shall take precedent. GENERAL REQUIREMENTS FOR ALL COLLECTIONS The following general requirements are pertinent to all recycling collections (i.e., both curbside recycling collection and multi-family recycling collection services). However, the City acknowledges that collection service frequencies and other factors will vary between residential and multi family collection programs. S. Missed collections The Contractor shall have a duty to pick up missed recycling collections. The Contractor agrees to pick up all missed collections on the same day the Contractor receives notice of a missed collection, provided notice is received by the Contractor before 11:00 a.m. on a business day. With respect to all notices of a missed collection received after 11:00 a.m. on a business day, the Contractor agrees to pick up that missed collection before 6:00 p.m. on the following business day. 9. Severe weather The Contractor may postpone recycling collections due to severe weather at the sole discretion of the Contractor. "Severe Weather" shall include, but shall not be limited to those cases in which the temperature at 6:00 a.m. is minus twenty (-20) degrees Fahrenheit or colder. If collections are so postponed, the Contractor shall notify the City. Upon postponement, collection will be made on a day agreed upon between the Contractor and the City. 10. Collection hours and days The City requires all such collections to begin no sooner than 7 a.m. and shall be complete by 6 p.m. Collection of recyclable materials from households north of 1-694 will take place every Wednesday and households south of 1-694 will take place every Tuesday. During pre- selected holiday weeks, collection days will take place one day later. The Contractor may request one time City authorization of exceptions to these time and day restrictions (e.g., pursuant to the "Severe Weather" section 9 above). The Contractor must request such exception prior to the requested collection event and specify the date, time and reason for the exception. 8 As of 01/07/08 11. Customer Complaints The Contractor shall establish and maintain, in a location approved by the City, an office with continuous supervision for accepting complaints and customer calls. The office shall be in service with continuous supervision during the hours of 8 a.m. until 5:00 p.m. on all days of collection as specified in this Agreement. The address and telephone numbers of such office, and ten (10) days prior notice of changes therein, shall be given to the City in writing. The address of this office as of the execution of the contract is 2828 Kennedy Street NE, Minneapolis, Minnesota 55413. Complaints on service will be taken and collected by the City and the Contractor. The City will notify the Contractor of all complaints it receives. The Contractor is responsible for corrective actions. The Contractor shall answer all complaints courteously and promptly. Each month the Contractor shall provide the City with the following reports: • A list of all customer complaints, including a description of how each complaint was resolved. • A list of all addresses where education tags were left for residents and why the tags were left. • A list of all missed pick ups reported to the Contractor. The monthly reports shall be sent by mail, fax or e-mail to the City's Recycling Coordinator. 12. City retains right to specify resident preparation instructions The Contractor shall agree that it is the City's sole right to clearly specify the resident sorting and setout requirements. The City shall publish and distribute, on an annual basis, the detailed recyclables preparation instructions for its residents as part of its annual public education flyer. However, the City agrees to confer with the Contractor before the annual flyer distribution. 13. City shall approve Contractor's public education literature The Contractor shall conduct its own promotions and public education to increase participation and improve compliance with City-specified resident preparation instructions as per the public education elements of the annual work plan At a minimum, this shall include: production and distribution of an annual flyer to each home; and distribution of"resident education tags" to be left by curbside collection crews if any non-targeted material is rejected and left at the curb. The Contractor shall submit a draft of any public education literature for approval by the City, at least one (1) month before printing and release of any such literature. 14. Ownership of Work Product Ownership of all drawings, designs, proprietary materials, and other work products prepared, produced or developed in performance of this Contract, including those in electronic forms, shall be retained by the Contractor. Contractor agrees that all right, title, and interest in all copyrightable material which Contractor shall conceive or originate, either individually or jointly with others, and which arises out of the performance of this Contract, shall be usable by, and on behalf of the city by The Contractor, for the duration of the contract period and any subsequent extensions. 9 I As of 01/07/08 Ownership of all reports, and physical copies of work products prepared or produced in performance of this Contract, excluding those in electronic form, shall be retained by The City upon completion or termination of the project and final payment to the Contractor. 15. Weighing of loads Contractor will keep accurate records consisting of an approved weight slip with the date, time, collection route, driver's name, vehicle number, tare weight, gross weight and net weight for each loaded vehicle. Collection vehicles will be weighed after completion of a route or at the end of the day, whichever occurs first. A copy of each weight ticket shall be kept on file and made available for inspection upon request by the City. 16. Monthly and annual reports The Contractor will submit to the City monthly reports and annual reports. At a minimum, the Contractor shall include the following information: • Gross amounts of materials collected, by recyclable material (in tons). • Net amounts of materials marketed, by recyclable material (in tons). • Amounts of"process residuals" disposed (in tons). • Recycling service fee (based upon contracted price per household). • Revenue share credits back to the City (if any). Monthly reports shall be due to the City by the 15th day of each month. Annual reports shall be due by January 31. The Contractor will be encouraged to include in its annual report recommendations for continuous improvement in the City's recycling program (e.g., public education, multi-family recycling, etc.). 17. Ownership of recyclables Ownership of the recyclables shall remain with the person placing them for collection until Contractor's personnel physically touches them for collection, at which time the ownership of the recyclables shall transfer to Contractor. 18. Scavenging prohibited All recyclable materials placed for collection shall be owned by and are the responsibility of the occupants of residential properties until the Contractor handles them. Upon collection of the designated recyclable materials by the Contractor, the recyclable materials become the property and responsibility of the Contractor. It is unlawful for any person other than the City's recycling Contractor or owner's independent hauler to collect, remove, or dispose of designated recyclables after the materials have been placed or deposited for collection in the recycling containers. The owner, owner's employees, owner's independent hauler's employees, or City's recycling Contractor's employees may not collect or"scavenge" through recycling in any manner that interferes with the contracted recycling services. 10 As of 01/07108 19. Cleanup of spillage or blowing litter The Contractor shall clean up any material spilled or blown during the course of collection and/or hauling operations. All collection vehicles shall be equipped with at least one broom and one shovel for use in cleaning up material spillage. Designated recyclables shall be transported in a covered vehicle so that the recyclables do not drop or blow onto any public street or private property during transport. 20. Recyclable materials required to be transported to markets; Disposal prohibited Upon collection by the City's recycling Contractor, the City's Contractor shall deliver the designated recyclables to a recyclable material processing center, an end market for sale or reuse, or to an intermediate collection center for later delivery to a processing center or end market. It is unlawful for any person to transport for disposal or to dispose of designated recyclables in a mixed municipal solid waste disposal facility. The Contractor shall not landfill, incinerate, compost or make fuel pellets out of the recyclable materials. 21. Designated primary glass market The City and Contractor hereby agree that Anchor Glass Corp. (Shakopee, MN) shall be the primary market of choice for glass bottles and jars collected from the City's recycling program. The Contractor shall develop a proposed glass marketing contingency plan in writing for review, comment and approval by the City. This contingency plan shall be based on recycling glass into markets with the highest and best use of this commodity. The Contractor shall provide an annual assessment of the Anchor glass market as part of its annual report to the City. The Contractor shall provide as much notice as possible if the Anchor glass plant closes, stops accepting recyclable glass cutlet, or otherwise becomes economically unfeasible as the primary glass market outlet. If Anchor is no longer a viable primary market for glass, and if the Contractor must adjust its glass processing and/or marketing operations, the Contractor may submit a proposed per ton fee amendment to the City. This per ton fee amendment proposal must include a detailed cost justification for any fee increase. Once the fee amendment proposal is submitted, the City shall have 30 days to negotiate a final fee amendment with the Contractor for approval by the City Council. 22. Processing facilities must be specified The Contractor shall assure the City that adequate recyclable material processing capacity will be provided for City material collected. The Contractor shall provide written notice to the City at least 60 days in advance of any substantial change in these or subsequent plans for receiving and processing recyclables collected from the City. 23. Estimating materials composition as collected The Contractor shall conduct at least one materials composition analysis of the City's recyclables each year to estimate the relative amount by weight of each recyclable commodity by grade. The results of this analysis shall include: (1) percent by weight of each recyclable commodity by grade as collected from the City; (2) relative change compared to the previous year's composition; and (3) a description of the methodology used to calculate 11 i As of 01/07/08 the composition, including number of samples, dates weighed, and City route(s) used for sampling. The Contractor shall provide the City with a copy of each such analysis. 24. Estimating process residuals The Contractor shall provide the City a written description of the means to estimate process residuals derived from the City's recyclables. This written description shall be reviewed and approved in writing by the City. This written description shall be updated by the Contractor ` immediately after any significant changes to the processing facilities used by the Contractor. The Contractor shall record the weight and generator for all materials entering the processing facility on a daily, monthly and annual basis. These records shall be made available to the City upon request. The Contractor shall report total weight of material disposed as shipped out to a mixed municipal solid waste facility compared to the total material shipped out each month form its processing facility. 25. Lack of adequate market demand In the event that the market for a particular recyclable ceases to exist, or becomes economically depressed that it becomes economically unfeasible to continue collection, processing and marketing of that particular recyclable, the City and the Contractor will both agree in writing that it is no longer appropriate to collect such item before collection ceases. The Contractor shall give the City as much notice as possible about the indications of such market condition changes. The Contractor may then initiate the formal process by sending a letter to the City notifying the City that the recyclable item should be discontinued from collection. Upon receipt of the Contractor's notice, the City shall have 30 days to review and negotiate a contract amendment relating to disposal of such a recyclable commodity that does not have adequate market demand. After this 30 day period, the City shall pay the costs of all disposal of any item collected that is deemed not recyclable by Contractor and the City due to lack of adequate market demand until the City has approved that collection be discontinued for those materials. After the City agrees to discontinue collection of those materials, the Contractor is responsible for the costs of all disposal of any item collected that is deemed not recyclable by Contractor and the City due to lack of adequate market demand. The City and Contractor shall specify a date in this written contract amendment to cease collection of the recyclable item in question. The Contractor shall at all times be under a duty to minimize recyclables ending up in landfill or disposal at other facilities receiving mixed municipal solid waste. If disposal of any recyclable commodity becomes necessary, upon receiving written permission from the City, the Contractor shall dispose of the recyclable materials at a facility specified in writing by the City or an alternative agreed upon by the City and the Contractor. 26. Vehicle requirements Each collection vehicle shall be equipped with the following: • The Contractor's vehicles shall be marked with the name and telephone number of the Contractor prominently displayed on both sides of the truck. The lettering must be at least 3 inches in height. 12 As of 01/07/08 • 2-way radio. • First aid kit. • Approved fire extinguisher. • Warning flashers. • Warning alarms to indicate movement in reverse. • Sign on rear of vehicle which states "This vehicle makes frequent stops". • Broom and shovel for cleaning up spills. All of the required equipment must be in proper working order. All vehicles must be maintained in proper working order and be as clean and free of odors as possible. 27. Personnel Requirements Contractor shall retain sufficient personnel and equipment to fulfill the requirements and specifications of this Agreement. Contractor's personnel shall: • Conduct themselves at all times in a courteous manner with the general public. • Make a concerted effort to have at all times a presentable appearance and attitude. • Perform their work in a neat and quiet manner and clean up all recyclables spilled in collection and hauling operations • Avoid damage to property. • Not perform their duties or operate vehicles while consuming alcohol or illegally using controlled substances or while under the influence of alcohol and/or such substances. 28. Licenses and Permits The Contractor shall ensure that all driver and truck licenses and permits shall be current and in full compliance with local, state and federal laws and regulations. Any processing facility used to handle material from the City of Arden Hills must have current permits and licenses as required by the appropriate city, county, state and federal laws and ordinances. Contractor shall make available for inspection all such licenses and permits upon request by the City. 29. Performance monitoring The City will monitor the performance of the Contractor against goals and performance standards required within this the and in the contract. Substandard performance as determined by the City will constitute non-compliance. If action to correct such substandard performance is not taken by the Contractor within 60 days after being notified by the City, the City will initiate the contract termination procedures. 30. Liquidated damages The Contractor shall agree, in addition to any other remedies available to the City, that the City may withhold payment from the Contractor in the amounts specified below as liquidated damages for failure of the Contractor to fulfill its obligations: 1. Failure to respond to legitimate service complaints within 24 hours in a reasonable and professional manner - $50 per incident. 13 i As of 01/07/08 2. Failure to collect properly notified missed collections - $250 per incident. 3. Failure to provide monthly and annual reports - $100 per incident. 4. Failure to complete the collections within the specified timeframes without proper notice to the city - $100 per incident. 5. Failure to clean up from spills during collection operations - $250 per incident plus any costs incurred by the City. 6. Failure to report on changes in location of recyclables processing operations - $250 per incident. 7. Failure to provide written description of the means to estimate relative amount of process residuals derived from the City's recyclables - $100 per incident. 8. Exceeding any maximum process residuals rate that may be negotiated as part of a final contract agreement- $1,000 per exceedence. 9. Failure to receive City written approval of changes to the "dual stream" collection and processing systems prior to implementing any such change - $5,000. 10.Failure to conduct annual composition analysis - $100 per incident. These amounts will be for liquidated damages for losses suffered by the City and not penalties. 31. Damage to Property The Contractor shall take all necessary precautions to protect public and private property. Except for reasonable wear and tear, the Contractor shall repair or replace any private or public property, including, but not limited to sod, mailboxes, or recycling bins, which are damaged by the Contractor. Such property damage shall be addressed for repair or replacement, at no charge to the property owner, within forty-eight(48) hours with property of the same or equivalent value at the time of the damage. If the Contractor fails to address the repair or replacement damaged property within forty- eight (48) hours, the City may, but shall not be obligated to, repair or replace such damaged property, and the Contractor shall fully reimburse the City for any of its reasonably incurred expenses. The Contractor shall reimburse the City for any such expenses within ten (10) days of receipt of the City's invoice. 32. Recycling Collection The Contractor shall conform to the following provisions when collecting recyclables in the City: 1. The Contractor shall structure routes so that lighter-loaded trucks travel on the streets with poorer construction. The City shall provide road condition information to the Contractor. 14 As of 01/07/08 2. The Contractor shall begin their routes with as small a volume of recyclables in their trucks as practicable. 3. The Contractor shall assist the City by alerting the City Staff of unlicensed recycling haulers who may be coming into Arden Hills. CURBSIDE COLLECTION REQUIREMENTS The following collection requirements are for curbside recycling services only and do not pertain to multi-family recycling services. 33. Weekly Collection The Contractor shall collect curbside recycling materials weekly. 34. Point of collection All curbside collection service will occur at the curbside (i.e., no alley collections of residential recyclables are allowed for residents with curbside collection service). Walk Up Service A service for seniors, disabled and/or special needs residents who request for special service where the driver will walk up to the resident's garage door, stoop or other designated spot to collect recyclable material for loading onto the truck. The driver then returns the bins/carts to the same location. The City will compile a list of such service requests and present to the contractor 30 days prior to the first collection for those residents who will receive the service upon start of contract. The Contractor will take calls directly from residents who request this service and add them to the walk up service list as needed throughout the duration of the contract. 35. Curbside collection schedule deadline If the Contractor determines that the collection of recyclables will not be completed by 6:00 p.m. on the scheduled collection day, the Contractor shall notify the City by 4:00 p.m. that same day and request an extension of the collection hours. The Contractor shall inform the City of the areas not completed, the reason for non-completion and the expected time of completion. If the City's contract-designated contact person cannot be reached, the Contractor will request the City Manager. 36. Procedure for handling non-targeted materials If Contractor determines that a resident has set out non-targeted materials,the driver shall use the following procedure: 1. Contractor shall leave the non-targeted materials in the resident's curbside recycling bin and leave an "education tag" indicating acceptable materials and the proper method of preparation. 2. The driver shall record the address and the Contractor shall report the address to the City within the monthly report. 15 t 1 As of 01/07/08 37. New Materials to be Added in 2008 The City and the Contractor have agreed to add three new materials to the curbside collection program: pop/beer boxes and textiles. The pop/beer boxes shall be added to the paper stream. These items should be flattened and placed by the resident unbundled with the other papers (newspaper, magazines, etc.) Aseptic and Gabletop packaging (including milk cartons and juice boxes) will be added to the bottle and can stream. Residents shall place textiles separately in plastic garbage bags or other bags as determined by the City. Each bag or set of bags will have a identifying marker clearly identifying the materials for collection. Residents will be instructed to avoid the use of paper bags and boxes; however, materials set out in these containers are acceptable provided that the materials have not been exposed to rain or snow. If the textiles are wet the Contractor will not collect those items. MULTI FAMILY COLLECTION REQUIREMENTS 38.Contract Amendment for Multi-Family Collection If the City were to amend the recycling contract in the future to include one or more of the MFDs and/or the manufactured home park, the City would provide at least a 90 day advanced notification to the Contractor and would schedule a meeting to discuss possible changes in price per household, revenue sharing arrangement, and/or collection schedule INSURANCE AND OTHER LEGAL REQUIREMENTS 39.Insurance Insurance secured by the Contractor shall be issued by insurance companies acceptable to the City and admitted in Minnesota. The insurance specified may be in a policy or policies of insurance, primary or excess. Such insurance shall be in force on the date of execution of the contract and shall remain continuously in force for the duration of the contract. The Contractor shall have the City of Arden Hills named as an additional insured on each insurance policy specified below, unless the Contractor submits in writing this is not feasible for a specific insurance policy. The Contractor shall then provide certificates of insurance to the City by approximately December 15 of each year. The Contractor and its sub-contractors shall secure and maintain the following insurance: 39.1 Workers Compensation Insurance Workers Compensation insurance shall meet the statutory obligations with Coverage 13- Employers Liability limits of at least $100,000 each accident, $500,000 disease - policy limit and $100,000 disease each employee. 16 As of 01/07/08 39.2 Commercial General Liability insurance Commercial General Liability insurance shall be at the limits of at least $1,000,000 general aggregate, $1,000,000 personal and advertising injury, $1,000,000 each occurrence $50,000 fire damage and $1,000 medical expense for any one person. The policy shall be on an "occurrence" basis, shall include contractual liability coverage and the City shall be named an additional insured. This insurance includes up to $10,000 expenses to extract pollutants from land or water at the "premises" if the discharge, dispersal, seepage, migration, release, escape or emission of the pollutants is caused by or results form a covered cause of loss. 39.3 Commercial Automobile Liability insurance Commercial Automobile Liability insurance covering all owned, non-owned and hired automobiles with limits of at least $1,000,000 per accident. This insurance includes a cause of loss where there is a spill of fuels and lubricants used in the vehicle for its operation. 39.4 Director's & Officers Insurance or Errors & Omissions Director's & Officers Insurance or Errors & Omissions insurance providing coverage for "wrongful act" any actual or alleged error, misstatement, misleading statement, act or omission, neglect or breach of duty. The insurance policy provides $1,000,000 each occurrence and $1,000,000 aggregate limit of liability for each year. Acceptance of the insurance by the City shall not relieve, limit or decrease the liability of the Contractor. Any policy deductibles or retention shall be the responsibility of the Contractor. The Contractor shall control any special or unusual hazards and be responsible for any damages that result from those hazards. The City does not represent that the insurance requirements are sufficient to protect the Contractor's interest or provide adequate coverage. Evidence of coverage is to be provided on a City-approved Insurance Certificate. A thirty- (30) date written notice is required if the policy is canceled, not renewed or materially changed. The Contractor shall require any of its subcontractors to comply with these provisions. 40. Transfer of interest The Contractor shall not assign any interest in the contract, and shall not transfer any interest in the contract, either by assignment or novation, without the prior written approval of the City. The Contractor shall not subcontract any services under this contract without prior written approval of the City. Failure to obtain such written approval by the City prior to any such assignment or subcontract shall be grounds for immediate contract termination. The Contractor currently subcontracts to provide service to old corrugated containers (OCC) customers that require dumpster capacity. This subcontract is annual and the Contractor will notify the City in writing if there is a change in providers. 41. Non-Assignability and Bankruptcy The parties hereby agree that the Contractor shall have no right to assign or transfer its rights and obligations under said agreement without written approval from the City. In the event, the Contractor, its successors or assigns files for Bankruptcy as provided by federal law, this agreement shall be immediately deemed null and void relieving all parties of their contract rights and obligations. 17 As of 01107/08 42. Dispute resolution and arbitration procedures The parties agree that any controversy or claim arising out of or relating to this agreement or the breach thereof, shall be settled, at the option of the Contractor by arbitration in accordance with the Rules of the American Association of Arbitration and judgment upon the award by the Arbitrator(s) may be entered in any court with jurisdiction thereof. 43. General compliance The Contractor agrees to comply with all applicable Federal, State and local laws and regulations governing funds provided under this contract. The Contractor pays its employees a prevailing wage based on the recycling industry in the state of Minnesota and Hennepin County. The Contractor does not use temporary labor arrangements to avoid paying a living wage. All of our employees, permanent and temporary, receive a paycheck that meets or exceeds living wage standards. Additionally, the contractor provides health insurance for all fulltime employees and a pro rata share for employees working more than 20 hours but less than 40 hours a week. 44. Independent contractor Nothing contained in this agreement is intended to, or shall be construed in any manner, as creating or establishing the relationship of employer/employee between the parties. The Contractor shall at all times remain an independent Contractor with respect to the services to be performed under this Contract. Any and all employees of Contractor or other persons engaged in the performance of any work or services required by Contractor under this Contract shall be considered employees or sub-contractors of the Contractor only and not of the City; and any and all claims that might arise, including Worker's Compensation claims under the Worker's Compensation Act of the State of Minnesota or any other state, on behalf of said employees or other persons while so engaged in any of the work or services provided to be rendered herein, shall be the sole obligation and responsibility of Contractor. 45. Hold harmless The Contractor agrees to defend, indemnify and hold harmless the City, its officers and employees, from any liabilities, claims, damages, costs, judgments, and expenses, including attorney's fees, resulting directly or indirectly from an act or omission of the Contractor, its employees, its agents, or employees of subcontractors, in the performance of the services provided by this contract, any resulting environmental liability that is a result of this contract or by reason of the failure of the Contractor to fully perform, in any respect, any of its obligations under this contract. If a Contractor is a self-insured agency of the State of Minnesota, the terms and conditions of Minnesota Statute 3.732 et seq. shall apply with respect to liability bonding, insurance and liability limits. The provisions of Minnesota Statutes Chapter 466 shall apply to other political subdivisions of the State of Minnesota. 46. Accounting standards The Contractor agrees to maintain the necessary source documentation and enforce sufficient internal controls as dictated by generally accepted accounting practices to properly account for expenses incurred under this contract. 18 As of 01/07108 47. Retention of records The Contractor shall retain all records pertinent to expenditures incurred under this contract for a period of three years after the resolution of all audit findings. Records for non- expendable property acquired with funds under this contract shall be retained for three years after final disposition of such property. 48. Data practices The Contractor agrees to comply with the Minnesota Government Data Practices Act and all other applicable state and federal laws relating to data privacy or confidentiality. The Contractor must immediately report to the City any requests from third parties for information relating to this Agreement. The City agrees to promptly respond to inquiries from the Contractor concerning data requests. The Contractor agrees to hold the City, its officers, and employees harmless from any claims resulting from the Contractor's unlawful disclosure or use of data protected under state and federal laws. All Proposals shall be treated as non-public information until the proposals are opened for review by the City. At that time the Proposals and their contents become public data under the provisions of the Minnesota Government Data Practices Act, Minn. Stat. C. 13. 49. Inspection of records All Contractor records with respect to any matters covered by this agreement shall be made available to the City or its designees at any time during normal business hours, as often as the City deems necessary, to audit, examine, and make excerpts or transcripts of all relevant data. 50. Applicable law The laws of the State of Minnesota shall govern all interpretations of this contract, and the appropriate venue and jurisdiction for any litigation which may arise hereunder will be in those courts located within the County of Ramsey, State of Minnesota, regardless of the place of business, residence or incorporation of the Contractor. 51. Contract termination The City may cancel the Contract if the Contractor fails to fulfill its obligations under the Contract in a proper and timely manner, or otherwise violates the terms of the Contract if the default has not been cured after 60 days written notice has been provided. The City shall pay Contractor all compensation earned prior to the date of termination minus any damages and costs incurred by the City as a result of the breach. If the contract is canceled or terminated, all finished or unfinished documents, data, studies, surveys, maps, models, photographs, reports or other materials prepared by the Contractor under this agreement shall, at the option of the City, become the property of the City, and the Contractor shalt be entitled to receive just and equitable compensation for any satisfactory work completed on such documents or materials prior to the termination. 52. Employee working conditions and Contractor's safety procedures The Contractor will ensure adequate working conditions and safety procedures are in place to comply with all applicable federal, state and local laws and regulations_ The City reserves the right to inspect on a random basis all trucks, equipment, facilities, working conditions, 19 i As of 01/07/08 training manuals, records of claims for Worker's Compensation or safety violations and standard operating procedures documents. 53. Contract amendments Any amendments to this Agreement shall be valid only when reduced to writing, and duly signed by the parties. IN WITNESS WHEREOF, the parties have subscribed their names as of the date first written. The Neighborhood Recycling Corporation, Inc. (D/B/A "Eureka Recycling"): City of Arden Hills: By By .9A. Chief xecutive Officer ity Administrator By By Chief Op e ing Officer iviaycw- APPROVED TO FORM By Cit Attorney 20 } FIRST CONTRACT AMENDMENT BETWEEN CITY OF ARDEN HILLS AND EUREKA RECYCLING - FOR RECYCLING SERVICES 1.0 PARTIES. This Contract Amendment is dated the 2e day of June, 2009, and is entered into by and between the City of Arden Hills, 1245 West Highway 96, - Arden Hills, Minnesota 55112 (the "City"), a Minnesota Statutory city, and the _ Neighborhood Recycling Corporation, Inc. (DIBIA"Eureka Recycling"), a. Minnesota non-profit corporation, with its current local place of business at 2828 Kennedy Street NE, Minneapolis, Minnesota 55413 ("Contractor"). 2.0 RECITALS. A. The City and Contractor are parties to the Contract Agreement Between City of Arden Hills and Eureka Recycling for Recycling Services dated January 7, 2008 ("Contract"). B. The Parties wish to amend Sections 6 and 25 of the Contract hereinafter specified. 3.0 TERMS AND CONDITIONS. In consideration of the undertakings herein expressed, the City and Contractor agree as follows: A. Section 6 and its subdivisions of the Contract are hereby amended in its entirety to read as follows: 6. Payment Terms The Contractor will invoice the City of Arden Hills on a monthly basis and the City will pay the contractor no later than net 30 days of receipt of the invoice. The billing system will include the following elements: 6.1 Monthly.Price per Residential Dwelling Unit City agrees to pay Contractor$2.95 per residential dwelling unit per month in 2008 for weekly curbside collection and marketing of recyclables. For 2008, the City certifies that there are 2,560 curbside units that will receive service. The City will notify the Contractor by February 9 of each year what the certified number of curbside units will be for the subsequent year. The City agrees that the price per residential dwelling.unit will increase each year by the Consumer Price Index for the Upper Midwest as determined by the Federal Reserve Bank of Minneapolis or by three (3) percent, whichever.is less. The price change shall go 1 into effect on March 1 of each year. The City will notify the Contractor by the last week of December what the compensation rate will be for the subsequent contract year. 6.2 Materials Sales Revenue Share and Processing Fees 6.2.1 Recyclable material prices Each month the Contractor shall calculate the revenue share for all commodities. Those calculations shall be included as part of the Contractor's report to the City. Contractor shall use the following indices in determining the prices of the recyclable materials: A. Paper grades including newsprint and inserts, magazines, catalogs, and mixed mail shall be: • The Official Board Markets (OBM) Yellow Sheet, Chicago region for Old Newspapers (ONP) # 8, high side of range. B. Old Corrugated Cardboard shall be: • The Official Board Markets (OBM) Yellow Sheet, Chicago region for OCC#11, high side of range. C. Old Boxboard shall be: • The Official Board Markets (OBM) Yellow Sheet, Chicago region for Mixed Paper#1, high side of range. D. Telephone books and Wet Strength Cardboard shall be: • Market price paid by Contractor's designated customer. E. Aluminum shall be: • Average market price during that month paid by Contractor's designated customer. F. Each: clear glass, brown glass, green/blue glass: and mixed glass shall be: • The aggregate market price paid by Anchor Glass Corporation's Shakopee, Minnesota plant, and/or the Market price paid or charged by end market, averaged based on the facility percentage composition of each type of glass in the stream as reflected in the annual composition study, less shipping costs to transport materials to market. G. Steel shall be: 2 • Average market price during that month paid by Contractor's designated customer. H. Each plastic: PET, HDPE-natural, HDPE-colored.shall be: • Market price paid by Contractor's designated customer. =' 6.2.2 Processing fees The processing fee for all paper grades shall be $60.00 per ton, which includes materials A, B, C, and D in section 6.2.1. The processing fee for all Aluminum, Glass, Steel, and Plastic _ materials shall be $90.00 per ton, which includes materials E, F, G, and H in section 6.2.1. There shall be no processing fee for residual materials. 6.2.3 Revenue and processing fee formula Revenue will be calculated by multiplying the tons of individual material collected by the agreed upon material price as described in section 6.2.1. Total Revenue will be calculated by adding all of the revenue generated for each of the materials collected and processed. Contractor shall guarantee a minimum price on all materials of$0.00 per ton. If a particular material price is negative, a price of$0.00 per ton shall.be used.. Processing fees, as described in Section 6.2.2, shall apply to materials with prices of less than $0.00 per ton. Processing fees will be calculated by multiplying the tons of individual material collected by the agreed upon processing fee for each material type as described in section 6.2.2. Total Processing Fees will be calculated by adding all of the processing fees generated for each of the materials collected and processed. Revenue share received by the City will be calculated by subtracting the Total Processing Fees from the Total Revenues. If the remainder is positive, that number represents the revenue that shall be split between the City and the Contractor 50/50. If the remainder is negative, that number represents the amount of processing fees not covered by that month's revenue and will be paid in full by the City. 6.2.4 Price reporting The contractor shall provide copies of the OBM Market index with each monthly statement for materials A, B, and C in section 6.2.1. 3 d For commodities where revenue is based on Market pricing, the Contractor shall provide copies of Load Verification Forms detailing the amount of material sold, the vendor, and the price paid. The Load Verification Forms shall be included with the Contractor's report to the City. Market pricing is applied to recyclable materials D, E, F, G, and H in section 6.2.1. The Contractor shall provide a detailed explanation of how each material is calculated to determine material tonnage estimates. B. Section 25 of the Contract is hereby amended in its entirety to read as follows: .25. Changing Market Demand 25.1 Lack of Adequate Market Demand If the Contractor determines that there is no market for a particular recyclable or that the market has become economically unfeasible, the Contractor shall immediately give written notice to the City. Said notice shall include information demonstrating the effort the Contractor has made to find market sources and the financial information justifying the conclusion that the market is economically unfeasible. Economic unfeasibility is defined as a market in which market value received for a material are less than zero (0). Upon receipt of said notice, the Contractor and the City shall have 30 days to attempt to find a feasible market. During this period, the Contractor shall continue to pick up the particular recyclable. If the Contractor or the City is not able to find a market within 30 days, the City has the option to: a) Require the Contractor to continue to collect the particular recyclable. In such case, the City would pay the Contractor, as additional compensation, the tipping fee at the Newport RDF plant or a mutually agreeable alternative site. The Contractor is required to keep accurate records of said fees and provide the City receipts of payment, b) Notify the Contractor to cease collection of the particular recyclable until a feasible market is located, either by the Contractor or by the City. The Contractor would then be responsible for the cost of printing and distributing educational materials explaining the market situation to residents. 4 25.2 Burdensome Processing Fees to the City If, at its sole discretion, the City determines that processing fees have become burdensome for a particular.recyclable, the City shall immediately give written notice to the Contractor. Upon receipt of - said notice, the Contractor and the City shall have 30 days to negotiate a contract amendment that results in: a) The removal of the processing fees for the particular recyclable. b) The removal of the particular recyclable from collection. The City would then be responsible for the cost of-printing and distributing educational materials explaining the market situation to residents. If a contract amendment is not negotiated within this 30 day period, the Contractor shall be responsible for all processing fees and tipping fees. IN WITNESS WHEREOF, the parties have hereunto set their hands. The Neighborhood Recycling City of Arden Hills Corporation, Inc. (D/B "Eureka Rec. cling): J By By - C e Executive dffiter Ronal J. Mo se, C' dmimstrator _ 11 By C e Op a ng Offi er tanley : Har to , Mayor 5