HomeMy WebLinkAbout09-08-14APPROVAL OF AGENDA
APPROVAL OF MINUTES
Approval Of Minutes
April 28, 2014
04 -28 -14 -EDA.PDF
NEW BUSINESS
Preliminary EDA 2015 General Fund Budget
Sue Iverson, Director of Finance and Administrative Services
MEMO.PDF
EDA MEMBER COMMENTS
ADJOURN
President:
David Grant
Commissioners:
Brenda Holden
Fran Holmes
Dave McClung
Ed Werner
Special Economic Development
Authority
September 8, 2014
5:15 p.m.
City Hall
Address:
1245 W Highway 96
Arden Hills MN 55112
Phone:
651 -792 -7800
Website :
www.cityofardenhills.org
City Vision
Arden Hills is a strong community that values its unique environmental setting,
strong residential neighborhoods, vital business community, well -maintained
infrastructure, fiscal soundness, and our long -standing tradition as a desirable
City in which to live, work, and play.
Agenda
CALL TO ORDER
1.
2.
2.A.
Documents:
3.
3.A.
Documents:
4.
Approved:
CITY OF ARDEN HILLS, MINNESOTA
ECONOMIC DEVELOPMENT AUTHORITY MEETING
APRIL 28, 2014
6:00 PM – CITY HALL
CALL TO ORDER/ROLL CALL
Pursuant to due call and notice thereof, President Grant called to order the Economic
Development Authority meeting at 6:00 p.m.
Present: EDA President David Grant; EDA Commissioners Brenda Holden, Fran
Holmes, Dave McClung, and Ed Werner
Absent: None
Also present: Secretary Patrick Klaers; Treasurer Sue Iverson; Executive Director Jill
Hutmacher; Associate Planner Matthew Bachler; and City Clerk Amy Dietl
1. APPROVAL OF AGENDA
MOTION: EDA Commissioner Holmes moved and EDA Commissioner Werner
seconded a motion to approve the meeting agenda as presented. The motion
carried unanimously (5-0).
2. APPROVAL OF MINUTES
A. January 27, 2014
EDA Commissioner Holmes requested a change to the minutes noting that Item 3A should read
2013 EDC Annual Report.
MOTION: EDA Commissioner Holmes moved and EDA Commissioner Holden
seconded a motion to approve the January 27, 2014, Economic Development
Authority minutes as amended. The motion carried unanimously (5-0).
3. CONSENT CALENDAR
ARDEN HILLS EDA MEETING – APRIL 28, 2014 2
A. 2014-15 EDA Work Plan
Secretary Klaers reviewed the 2014-2015 work plan with the EDA. He discussed how some
projects can cross over and involve the EDA, City Council, and EDC.
EDA Commissioner Holmes recommended the EDA meet twice a year instead of quarterly.
EDA President Grant and EDA Commissioner McClung agreed with this suggestion.
MOTION: EDA President Grant moved and EDA Commissioner McClung seconded a
motion to approve the Consent Agenda as presented. The motion carried
unanimously (5-0).
MOTION: EDA Commissioner McClung moved and EDA Commissioner Werner
seconded a motion to cancel the July EDA meeting. The motion carried
unanimously (5-0).
4. NEW BUSINESS
A. EDA 2015 General Fund Budget Parameters
Treasurer Iverson stated that the EDA is a blended component unit of the City of Arden Hills
which makes EDA Funds Special Revenue Funds of the City. Annually, the City is required by
the State to set budgets for the General Fund and all Special Revenue Funds (which includes all
the EDA Funds).
These EDA Funds are:
EDA General Fund
EDA Revolving Loan Fund
EDA TIF District #2 Round Lake
EDA TIF District #3 Cottage Villas
EDA TIF District #4 Presbyterian Homes
Treasurer Iverson stated that overall the EDA General Fund is in good financial condition for
2014 with an estimated reserve balance of $208,166. She noted that the EDA and City Council
do need to identify dependable, reoccurring revenue for EDA activities in the future as the
primary funding source of revenues from the Round Lake Road TIF District will be done in
2014. The main reason the EDA General Fund is in good condition for at least 2014 is because of
the transfer of Conduit Fees into this fund for operating expenses.
Treasurer Iverson commented that expenses for economic development related activities are
going to exist regardless of whether they are in the City General Fund budget or if they are in the
EDA General Fund budget. Today, these economic development expenses for Personal Services
and for Other Services/Charges are estimated to be in the $100,000 per year range.
ARDEN HILLS EDA MEETING – APRIL 28, 2014 3
Treasurer Iverson indicated that the fund balance being projected at the end of the year includes
funds that are intended to be used for the gateway sign program. Tax revenues are likely the only
reoccurring source of funding for EDA activities. Given this situation, it may be appropriate to
start slowly. Maybe $10,000-15,000 in tax revenues for the EDA should be put in the 2015
budget and then this amount can increase in future years as needed.
Staff is seeking EDA input regarding the budget before beginning the budgeting process as this
will be included as part of the City’s overall budgeting process. It was noted that the EDA will
review the final budget at its October meeting.
EDA Commissioner McClung questioned if an EDA levy would show up separately on
property tax statements.
Treasurer Iverson stated that this was the case.
EDA Commissioner Holden asked how much the City planned to set aside for gateway signs in
2015.
Secretary Klaers indicated that in 2015, staff was going to propose the transfer of only $15,000
from the PIR reserve for gateway signs. This amount is lower than past years because it is
assumed that the EDA will use some of the EDA General reserves that have been accumulated
over the last few years. He estimated the fund balance for signs at approximately $40,000.
EDA Commissioner Holden recommended that the EDA consider purchasing the former
Carroll’s property if it was not purchased soon. She stated that this is an important property in
the B-2 District.
EDA Commissioner McClung understood that this is an important property, but did not want
the EDA to take any action until the current potential buyer’s offer was investigated further.
EDA Commissioner Holmes did not believe that the EDA had enough funds available to
consider purchasing this property.
Further discussion ensued regarding the vision for the B-2 Zoning District.
EDA President Grant recommended that staff stay engaged with the potential buyer and report
back to the Council if there are any developments on the former Carroll’s property.
Treasurer Iverson stated that staff would report back to the EDA with a budget in October.
5. UNFINISHED BUSINESS
A. EDA Revolving Loan Fund
ARDEN HILLS EDA MEETING – APRIL 28, 2014 4
Associate Planner Bachler stated that the EDA discussed the City’s Revolving Loan Fund
(RLF) at two previous meetings on April 29, 2013, and again on August 26, 2013. At these
meetings, staff provided general background information on the history of the RLF and the EDA
discussed its goals and priorities for the future use of the funds. Since then, staff has discussed
this topic with the Economic Development Commission (EDC) and has met individually with
several local bankers to discuss the revisions proposed by the EDA in more detail.
Associate Planner Bachler explained that based on the feedback provided by the EDA, staff
will work with the EDC to draft revised RLF Guidelines that will be reviewed at a later meeting.
Prior to final approval by the EDA and City Council, the revised RLF Guidelines are required to
be reviewed by the Minnesota Department of Employment and Economic Development.
Associate Planner Bachler reviewed the goals and principles of the RLF program. He indicated
that the RLF Guidelines should include a list of goals that clearly define the purpose of the
program. Businesses applying for loans should be able to easily evaluate whether their projects
would be consistent with the City’s objectives. Specific goals might include:
Support projects that encourage redevelopment of and investment in commercial and
industrial buildings and properties.
Support projects that will result in property maintenance and aesthetic improvements,
such as landscaping or commercial façade improvements.
Focus on projects that will assist in the retention and expansion of established Arden
Hills businesses.
Provide affordable financing that could not otherwise be secured in the private capital
market.
Support projects that advance other public policy goals adopted by the City Council,
including energy conservation and sustainable building practices.
Associate Planner Bachler stated that the City should set a maximum loan amount somewhere
between $50,000 and $75,000. This number should be set in part based on the type and number
of projects that the City sees itself financing. For example, a lower maximum amount would
allow the City to support more projects, but the projects being undertaken would likely be at a
smaller scale.
Associate Planner Bachler commented that if the City were to set the RLF interest rate at two
percent, these loans would be very competitive with commercial lending rates. Currently,
commercial rates average at least five percent. The EDA could consider setting the interest rate
as high as three percent, which would increase the amount being repaid into the RLF while still
being competitive with commercial rates.
Associate Planner Bachler reported that the private lender should set the term length, but the
City could still put a limit on the maximum number of years for a loan term. Terms are
determined by the amortization period. Projects requiring less capital investment (equipment
acquisition) usually have a shorter amortization and term, while projects with a larger investment
ARDEN HILLS EDA MEETING – APRIL 28, 2014 5
(real estate acquisition) have a longer amortization and term. If the goal is to see a quicker return
of loan repayments, the City should focus on projects with short-term amortization periods of ten
years or less.
The following types of projects should be eligible for loans issued through the RLF:
Real property improvements
- Internal fixed improvements (walls, ceilings, floors, lighting, windows, doors)
- Streetscape and landscaping improvements
- Plumbing, electrical, and mechanical systems
- Air conditioning
- Roofing
- Parking lot surfacing and lighting
- Accessibility improvements
- Energy conservation and energy retrofits
Commercial façade improvements
- Cleaning and painting of exterior surfaces
- Repair or replacement of windows, doors, cornices, masonry, awnings, and decorative
details
- Sign removal, repair, or replacement
Fixed asset equipment
- Production equipment
Associate Planner Bachler reported that the revolving fund loans should act as gap financing
for loans being made by a private lender. For each bank participating in the program, a Lender
Agreement would be signed with the City. This agreement would outline the general
requirements of the RLF program and what the expectations are of the bank in partnering with
the City. A Participation Agreement would also be created for individual loans, providing
specific details and responsibilities for each deal. The lender would prepare the note and
collateral documents and the City would issue a check from the RLF to purchase a participation
in the note. The lender would be responsible for disbursing the loan funds and collecting
payments for both the City and private portions of the loan. Monthly payments would then be
submitted to the City.
Associate Planner Bachler indicated that the bank would also be responsible for doing the
necessary underwriting for the entire loan package. Since banks are risk-averse, if an applicant
meets a bank’s underwriting requirements the City can be confident about the risk level
associated with the loan. The City should primarily rely on the financial criteria used by the
participating bank to screen loan applications. Additional recommendations included:
Require that a minimum of 50 percent of the project be privately financed.
Many projects would likely not receive a high score using the City’s Grading and Report
Card for public financing proposals, as this tool is largely focused on redevelopment
ARDEN HILLS EDA MEETING – APRIL 28, 2014 6
projects. Consider exempting projects receiving financing through the RLF from being
reviewed using this evaluation tool.
The job creation requirements in the existing RLF Guidelines should be revised
considering that certain projects such as façade improvements and equipment acquisition
may not meet this required criteria.
Be willing to take on some risk recognizing that the City will likely see a direct benefit
from a completed project regardless of whether the loan is repaid in full (for example,
improvements to landscaping or public frontage façades).
Associate Planner Bachler explained that the application process for obtaining revolving loan
funds should be streamlined and transparent. The City should set a goal of completing the
necessary evaluation and deciding on a loan request within 30 to 45 days of receiving a
completed application. A long approval process will make the program less attractive to
businesses interested in participating. While the City should request financial records from the
applicant, if possible these documents should not be included in the public records for meetings.
Associate Planner Bachler stated that the City should consider establishing a special committee
comprised of members of the EDA, the EDC, and staff that would be responsible for evaluating
applications and making recommendations to the City Council. A detailed list of criteria should
be created so that businesses have a level of certainty that a project will be approved by the City
Council if it successfully makes it through the committee approval process and meets the
required criteria. A schedule similar to the one used by the City to process land use applications
could be developed so applicants are aware of the loan approval timeline from the beginning.
Because the City is unlikely to receive a large number of loan applications, this committee could
have a set regular meeting time every month, but only convene on an as needed basis.
Associate Planner Bachler requested that the EDA provide feedback and direction on proposed
changes to the EDA Revolving Loan Fund.
EDA Commissioner Holden questioned how grants were factored into this program.
Executive Director Hutmacher reported that there were not a lot of grants available for
businesses, and that any grant a business received would not change the requirement that the
City’s loan be a match to private bank financing.
Associate Planner Bachler believed that the City would be willing to partner with businesses on
a loan if they had also received a grant to help finance a project.
EDA Commissioner Holden thought that this was a great policy for existing Arden Hills
businesses, but did not want to see it made available to new businesses on the TCAAP site.
EDA President Grant agreed and suggested that applications for the revolving loan fund go
through the EDC, with recommendations then made to the EDA.
ARDEN HILLS EDA MEETING – APRIL 28, 2014 7
Executive Director Hutmacher discussed the process preferred by local banks, noting a smaller
subcommittee was recommended to streamline the process.
EDA Commissioner Holmes questioned how the $155,000 in the Revolving Loan Fund would
impact local businesses. She asked if the money should be given back to DEED.
James Ostlund, Financial Planning and & Analysis Committee, suggested that the decision
making process be outsourced to Central Minnesota Development Company (CMDC) or that
banks be allowed to decide. He believed that the loans would impact small businesses and
should proceed.
EDA President Grant agreed that the EDA did not have a lot of additional time to review these
matters. He did not want future loan requests to become ‘analysis paralysis’. He supported the
requests being reviewed by the FPAC or EDC, or having the requests come straight to the EDA.
EDA Commissioner McClung did not want to overwhelm staff by these requests either. He
encouraged the loan review process be streamlined as much as possible.
EDA Commissioner Holden suggested that staff and a banker review the requests and that a
recommendation be made to the EDA.
Executive Director Hutmacher stated that CMDC would be an option that would reduce the
need for additional staff time and subcommittee review.
EDA President Grant supported this recommendation.
EDA Commissioner McClung recommended that the loans be tied to job creation or job
retention.
Secretary Klaers reported that the EDA would review this information again at a future
meeting.
6. EDA COMMISSIONER COMMENTS
None.
7. STAFF COMMENTS
None.
8. ADJOURN
MOTION: EDA Commissioner Holden moved and EDA Commissioner Werner
seconded a motion to adjourn the Economic Development Authority meeting.
The motion carried unanimously (5-0).
ARDEN HILLS EDA MEETING – APRIL 28, 2014 8
EDA President Grant adjourned the special Economic Development Authority meeting at 6:54
p.m.
__________________________ __________________________
Jill Hutmacher David Grant
Executive Director EDA President
Page 1 of 2
DATE: September 8, 2014
TO: EDA Chair and Commissioners
Patrick Klaers, EDA Secretary
FROM: Sue Iverson, EDA Treasurer
SUBJECT: Preliminary EDA 2015 General Fund Budget
Background/Discussion
The EDA is a blended component unit of the City of Arden Hills which makes EDA Funds
Special Revenue Funds of the City. Annually we are required by the State to set budgets for the
City’s General Fund and all Special Revenue Funds (which includes all the EDA Funds).
These EDA Funds are:
EDA General Fund
EDA Revolving Loan Fund
EDA TIF District #2 Round Lake
EDA TIF District #3 Cottage Villas
EDA TIF District #4 Presbyterian Homes
Overall, the EDA General Fund is in good financial condition for 2014 with an estimated year-
end reserve balance of $208,166; but the EDA and City Council need to identify dependable,
reoccurring revenue for EDA activities in the future as the primary funding source of revenues
from the Round Lake Road TIF District will be done in 2015. The other main reason the EDA
General Fund is in good condition for at least 2014 is because of the transfer of Conduit Fees
into this fund for operating expenses.
Unless the EDA and City Council decided to change priorities, the expenses for economic
development related activities are going to exist regardless if they are in the City General Fund
budget or if they are in the EDA General Fund budget. Today these economic development
expenses for Personal Services and for Other Services/Charges are estimated to be in the
$130,000 per year range.
NEW BUSINESS – 3A
MEMORANDUM
Page 2 of 2
The fund balance being projected at the end of the year includes funds that are intended to be
used for the Gateway Signs program (approximately $90,000). Tax revenues are likely the only
reoccurring source of funding for EDA activities. Given this situation, it may be appropriate to
start slowly. Staff is recommending that $30,000 in tax revenues for the EDA should be part of
the 2015 budget and then this amount can increase in future years as needed.
One option is to do an EDA levy or another option is to do a transfer from the General Fund.
The advantage to a levy is that you can separate out the funds being levied for EDA activities
when presenting the budget, but it would still be part of the City’s overall levy amount. The key
issue here would be the transparency on where we are spending the funds.
Staff is looking for Council input on this item. Listed below for your reference are the
preliminary budget revenues and expenditures for the fund showing a transfer from the General
Fund. The EDA will review the final budget at its October meeting.
Function:Economic Development Department:EDA General Fund
Appropriation Detail
Account Actual Actual Budget Amended Year To Date Proposed Adopted % Change
No.Activity FY 2012 FY 2013 FY 2014 FY2014 08/21/2014 FY 2015 FY 2015 14 vs 15
Taxes
250-47300-31059 Tax Increment Excess 48,058$ 60,292$ 48,000$ 48,000$ 28,531$ 60,000$ 25.00%
Other Intergovernmental 48,058 60,292 48,000 48,000 28,531 60,000 - 25.00%
Intergovernmental
250-47300-33422 Other State Grants and Aids - - - - 0.00%
Total Intergovernmental - - - - - - - 0.00%
Miscellaneous
250-47300-36210 Interest Earnings 4,017 (5,198) 2,000 2,000 3,569 4,000 100.00%
250-47300-36230 Contrubutions and Donations 2,500 -
250-47300-36240 Developer Reimburesments 5,050 - - -
Total Miscellaneous 9,067 (2,698) 2,000 2,000 3,569 4,000 - 100.00%
Total Operating Revenues 57,125 57,595 50,000 50,000 32,100 64,000 - 28.00%
Other Financing Sources
250-47300-39101 Sales of General Fixed Assets - - - 0.00%
250-47300-39201 Transfer from General Fund 124,955 30,000 - - - 30,000 0.00%
250-47300-39205 Transfer from PIR 65,000 50,000 50,000 - - -100.00%
-
Total Other Financing Sources 189,955 30,000 50,000 50,000 - 30,000 - -40.00%
Department Total Revenues 247,080$ 87,595 100,000$ 100,000$ 32,100$ 94,000$ -$ -6.00%
Total Personal Services 41,729 43,264 45,875 45,875 28,133 64,264 - 40.09%
Total Materials and Supplies - 3,522 650 650 - 650 - 0.00%
Other Services and Charges 12,187 40,909 51,987 51,987 9,456 69,413 - 33.52%
Total Operating Expenses 53,916 87,695 98,512 98,512 37,589 134,327 - 36.36%
Total Capital 5,330 28,967 40,000 40,000 5,650 - - -100.00%
Department Total Expenditures 59,246$ 116,662 138,512$ 138,512$ 43,239$ 134,327$ -$ -3.02%