HomeMy WebLinkAbout08-17-2020-WS
Approved: September 14, 2020
CITY OF ARDEN HILLS, MINNESOTA
CITY COUNCIL WORK SESSION
AUGUST 17, 2020
5:00 P.M. - ARDEN HILLS CITY COUNCIL CHAMBERS
CALL TO ORDER/ROLL CALL
Pursuant to due call and notice thereof, Mayor Grant called to order the City Council
Work Session at 5:00 p.m.
Note: On March 20th, the Mayor signed a determination allowing Councilmembers to participate
in City Council meetings via telephone pursuant to State Statute 13D.021
Present via Telephone: Mayor David Grant, Councilmembers Brenda Holden, Fran
Holmes, Dave McClung and Steve Scott
Absent: None
Also present: City Administrator Dave Perrault, Public Works Director/City Engineer
Todd Blomstrom, Finance Director Gayle Bauman, Community Development
Manager/City Planner Mike Mrosla, Associate Planner Joe Hartmann, Deputy City Clerk
Jolene Trauba
Also Present via Telephone: Aaron Nielsen from MMKR
1. AGENDA ITEMS
A. Segregation of Duties
Finance Director Bauman stated that during the audit presentation in June a question was
brought up regarding the audit finding the City continually gets on Segregation of Duties and what
the City would need to do to reduce or eliminate this comment. The City receives a material
weakness finding related to Segregation of Duties primarily caused by the limited size of the
City’s finance department staff. It is not unusual for a City of our size to receive this finding.
This comment is not just looking at possible fraud and intentional acts, but also ensuring proper
financial reporting and the prevention of honest errors. Even knowledgeable staff is capable of
coding or classifying an entry incorrectly. This is why it is always best that multiple individuals
are trained in each area so that no one individual can have responsibility to execute a transaction,
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 2
have physical access to the related assets, and have responsibility or authority to record the
transaction.
Finance Director Bauman said she met with Mr. Aaron Nielsen from MMKR to discuss 16
different areas where there was a high risk that errors or fraud could occur and not be detected in a
timely manner in the normal course of business due to limited segregation of duties. Many of the
areas would require the Accounting Analyst be trained in either preparing or reviewing certain
transactions throughout the year.
Finance Director Bauman indicated she is working on updating the City’s positive pay program.
At this time the bank won’t cash a check unless the check number and the amount match the
amount issued but it doesn’t currently match the vendor name. She is updating the program to
take vendor name into consideration. She will also determine the feasibility of adding new
processes to review entries made into Springbrook. There are a couple of areas where no changes
can be made based on current staffing: Pension and OPEB - the auditor assists in creating some of
those entries, Capital Assets and Financial Close Review and Reporting. Staff feels they could
implement enough of the changes noted to reduce the finding from a material weakness to a
significant deficiency with existing staffing. The City Administrator has a finance background
and the Finance Director has over 20 years experience, which assists in making adjustments. To
entirely eliminate this finding, the City would need to consider additional staffing or contract out
with someone each year to either prepare or review certain financial transactions throughout the
year. At this time staff does not believe this to be a cost-effective solution. We will continue to
monitor our controls on an ongoing basis and adapt as needed for changes in our processes and
reporting environment.
Mayor Grant asked Mr. Nielsen if, as the auditor, he felt the changes could get the City from a
material weakness classification to a significant deficiency.
Mr. Nielsen said yes, with the changes proposed he would be comfortable reducing the finding,
although it would come over time. The 16 areas that are identified were used to facilitate the
discussion, and some areas pose more risk than other areas.
Mr. Nielsen said he would start with number four on the list, accounts payable and prepaid items,
also items one, three and five (cash and investments, utility funds and payroll, pension, OPEB).
Councilmember Scott said his concern was continuity of operations if something should happen
to Finance Director Bauman and wondered if the City had any proprietary tools that would make
it more difficult for someone new coming in.
Councilmember Holden commented that the City has hired contractors in the past.
Finance Director Bauman replied the City uses Springbrook software but otherwise is on par
with other cities.
Councilmember Holden asked if the accounting analyst position would need to be changed if the
cross training is done.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 3
Finance Director Bauman said no changes would need to be made to the position description.
Councilmember Holden commented that she liked the idea of matching the check with the
vendor.
Councilmember Holmes thought number five should be looked at more closely.
Finance Director Bauman said she has access to change permissions on Springbrook and she
would make sure no employees except those processing payroll can make edits. The auditor
assists with the pension and OPEB journal entries.
Mr. Nielsen said in regard to pensions, they are tying pension reports back to what PERA is
publishing.
Councilmember Holmes wondered if the items in number seven could be contracted out.
Finance Director Bauman felt the person would need background information about projects,
and it was more than just looking at a year end report or putting information into a work paper.
Currently she does capital assets herself.
Mr. Nielsen said an option would be for the City Administrator to review the reports, but he
would be sacrificing time from his other responsibilities. Finance Director Bauman is capable of
completing the capital asset reports but she is the only one preparing them at this time.
Mr. Nielsen noted that the changes Director Bauman has proposed, if implemented in a timely
manner, will move the rating from material weakness to significant deficiency.
Mayor Grant asked how many other cities the size of Arden Hills get rated below significant
deficiency.
Mr. Nielsen said the cutoff is around 20,000 residents with a finance staff of four or five. It is
common in small cities.
Mayor Grant felt that without pulling Administrator Perrault back into the Finance Department
they were probably never going to get above significant deficiency.
Councilmember McClung stated that as part of his full-time profession he is a certified fraud
examiner and had exposure to many of these concepts. He understands the finding and is pleased
that Director Bauman is working to improve it. He is comfortable using current staff and getting
to significant deficiency within a year.
Councilmember Holden agreed with Councilmember McClung and felt City Administrator
Perrault should concentrate on his job, not finance.
Mayor Grant said he didn’t want to pull City Administrator Perrault back into the finance world.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 4
Councilmember Scott asked if they needed to temporarily escalate someone to do higher level
work, who could set those controls and said he felt the finding wasn’t bad based on the size of our
city.
Finance Director Bauman said she sets those access controls.
Mr. Nielsen said he was comfortable with that.
Mr. Nielsen clarified that when they are issuing the audit standards it is an internal control
observation. There are no instances of non-compliance with any of the audit testing.
Mayor Grant reviewed the direction to proceed with additional training for the accounting
analyst, they do not want the City Administrator to go back to a Finance capacity although there
may be some items he could help with, and to try to get to significant deficiency if possible. He
asked to have the item put on a tickler file for the beginning of next year for review.
B. Recycling Contract Discussion
Community Development Manager/City Planner Mrosla explained that Staff is looking for
Council direction in regard to either extending the current contract with Republic Services or start
the RFP process to select a new recycling provider. Republic Services has been the city’s
recycling hauler since 2015. The existing contract is very favorable for the city and was set to
expire in May 2020. However, the existing contract has a clause that states the city has the sole
discretion to elect to extend the contract annually or in five year increments. At its November 12,
2019 meeting, the City Council extended the current contract one year or until May 4, 2021. The
current contract may be extended four more times. Staff is recommending extending the current
contract with Republic Services for another year or from May 3, 2021, to May 2, 2022. Staff is
proposing this extension because it would be difficult to secure a similar contract due to the
unstable recycling markets. The proposed one year extension will continue to utilize the existing
terms, conditions and fee structure as previously approved. Under the current contract, any rate
increase shall not exceed three percent. The estimated contract rate based on a maximum three (3)
percent increase will be $102,000 for 2021.
Community Development Manager/City Planner Mrosla said the options are: would the
Council want to continue to utilize the current contract with Republic Services for another year,
that would not change the current existing terms and conditions, or should the City go out for an
RFP.
Councilmembers Scott, McClung, Holden and Mayor Grant were in favor of a one year
extension.
Councilmember Holden wondered why they didn’t extend it for another three years.
Community Development Manager/City Planner Mrosla said the contract allows for a five
year increment or one year. Since they did one year last year, they can only annually increase it
going forward. But he can ask Republic Services if they will extend it an additional three years.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 5
Council was in agreement with three years if Republic Services agrees.
C. Chickens and City Ordinance Discussion
Associate Planner Hartmann asked that the Council if they would like to consider potential
ordinance changes regarding the keeping of chickens in residential properties. The keeping of
farm animals is regulated in Section 1325.07, Subd. 6, A. The code section states:
Any building in which farm animals are kept shall be located a distance of two hundred (200) feet
or more from any lot line. Any open structure in which farm animals are kept shall be a distance
of four hundred (400) feet or more from any lot line.
Although the minimum lot length in the R-1 Single Family Residential District is 130 feet and the
length in the R-2 Single and Two Family Residential District is 120 feet, few residential
properties can meet the setback requirements for chicken coops in the City.
Associate Planner Hartmann noted that a review of some neighboring cities’ ordinances was
provided, and additional municipalities in the Twin Cities area. Staff is looking for Council
direction in regard to expanding the keeping of chickens. Should the staff review options to
amend the language in the Zoning Code in Section 1325.07, Subd. 6 to relax restrictions on
raising chickens and chicken coops in residential districts, based on examples of similar
communities ordinance restrictions?
Councilmember McClung asked if this is being reviewed every couple of years or if residents
are asking for it?
Associate Planner Hartmann said he had received a couple of inquiries from residents asking
about allowing chicken coops. The short answer is yes, the longer answer is that not everyone that
wants to have chickens is able to. Staff felt it was time to discuss the ordinance.
Community Development Manager/City Planner Mrosla mentioned this was also discussed at
a previous work session.
Councilmember McClung asked if the City had received a petition.
Community Development Manager/City Planner Mrosla said he was aware of one, but the
City had not received it.
Councilmember Holden said in talking to councilmembers in other cities that have chickens,
they say responsible owners do a good job, but others don’t. She’s not against having chickens
but felt the rules need to be very serious – they have to be responsible owners. If they move to
have chickens the rules need to be tight.
Councilmember McClung said he could be persuaded with restrictions along the lines of
Bloomington and Shoreview, fairly restrictive but allowing a small number of chickens.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 6
Councilmember Holmes said it was addressed several years ago but the Council felt the majority
of the residents didn’t want them. Since that time a petition was emailed to her but she thinks a
number of residents are still not interested because a suburban environment isn’t conducive for
raising chickens. She is not for changing the ordinance. She didn’t know how they would enforce
the rules and that once people go back to work, or once winter is here people may have a different
opinion. Also coyotes and hawks is another disadvantage for chickens.
Mayor Grant felt it could be an issue for the neighbors. Part of raising chickens is having a
chicken coop that neighbors have to look at. Along with winter and caring for fowl. He would
have to have some pretty severe ordinance language.
City Administrator Perrault clarified that he believes there is a petition online but no petition
has been formally submitted to the City by the petitioner.
Councilmember Holden said she thought it was sent to all the Councilmembers around April.
She has had residents talk to her about this and so felt there should be a discussion regardless if
there was a petition.
Councilmember Scott said he knew of a few residents that had chickens. One had problems
keeping them contained, another neighbor had them and a coyote or some other animal got into
them. He felt that by allowing them it could actually increase the coyote problem. Another
person in another city said the chickens would bite him. For the people he knows that have had
chickens it didn’t end well, so he wouldn’t support a change.
Councilmember Holden asked how big would a coop have to be to have 2 or 3 chickens, and
would a coop be that ugly when people look at stuff in people’s backyards anyway. She felt they
should charge a permit fee, and if they get complaints they can no longer have them. The last time
they reviewed this no cities allowed chickens but things have changed. Maybe they need a public
meeting to discuss.
Councilmember McClung had heard from people supportive and others not interested. He felt
an ordinance would have to be crafted restrictively and carefully, and a permit on a year to year
basis.
Councilmember Holmes said our enforcement staff is busy enforcing our current ordinances and
ordinances are difficult to enforce. Responsible owners won’t be the problem. There could be
coops falling into disrepair and odor issues. Most people she’s talked to are not on board with
chickens.
Mayor Grant said he is still leaning to no chickens.
Councilmember McClung there are a number of residents that are asking for this and he is a bit
more open to it.
Councilmember Holden noted the Council is split 3-2 so she will bring it up again next year.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 7
D. Preliminary General Fund Budget
Finance Director Bauman said the City is required to adopt a maximum tax levy by the end of
September, which generally supports the General Fund. For the purpose of this discussion, there
is a 3% tax levy increase reflected in the budget. As presented, the General Fund Budget is
underfunded by $81,210. The 2020 budget was $121,590 underfunded so they are on the right
path but eventually the City needs to adopt a balanced budget. A tax increase levy of 5% would
be needed to balance the General Fund budget.
Finance Director Bauman stated that she has included in building permit revenue $245,000 for
two significant projects expected to move forward next year. One is a senior housing project and
the other is a commercial office/warehouse. The proposed 2021 budget is $5,193,530, an increase
of $175,220 or 3.5%. The increase is due to public safety costs which are going up over $95,000,
and personnel costs.
Finance Director Bauman said the projected 2021 property information is not yet available from
Ramsey County. Because of this, staff is unable to calculate tax rates or levy impacts. There is no
change proposed for the EDA Fund. The Public Safety Capital Fund has a proposed $50,000 tax
levy increase. In regard to the Equipment/Builidng Replacement Fund, the plan is to develop a
replacement schedule for all City equipment and the tax levy will be adjusted accordingly. More
revenues are required to support City infrastructure projects in the PIR Fund.
Finance Director Bauman reported that a survey was recently routed to various cities in the
metro asking about proposed levy amounts being considered. Arden Hills would be on the lower
spectrum of that survey. Also, this preliminary budget does not include any increases for business
license or liquor license fees. Staff had initially anticipated they would look at fee increases for
2021, but now with the Coronavirus pandemic the thought is to push any increases out at least a
year.
Councilmember Holden noted a significant shift in Recreation in 2020 and 2021 and Park
Maintenance in 2020 and 2021.
Finance Director Bauman replied that the majority of the shift came from the Recreation
Program discussion with FPAC. The majority of it had to do with personnel time being moved
from the Recreation Program to Park Maintenance.
Councilmember Holden asked about the Elections cost.
Finance Director Bauman said there was a $7,500 price increase in the contract price from
Ramsey County.
City Administrator Perrault said the County re-evaluated their overhead costs, they are looking
at increasing wages for election judges, and updating their supplies such as signage.
Councilmember Holden said she could support a 2% COLA for staff, but not 3%.
Mayor Grant said if inflation is only 1.2%, a 3% increase wouldn’t work for him either. He
would be more inclined to go with 2% for staff and negotiating with the union for their contract.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 8
Mayor Grant asked if they were assuming that Parks and Rec would be fully staffed in 2021.
Finance Director Bauman replied yes, that she had not changed the total FTEs for the City.
Councilmember Holmes commented that FPAC had suggested the reallocation of duties in the
Parks and Rec Department. That will still be reviewed by the Council. She felt they may want to
discuss Northeast Youth and Family Services and what the City pays to them.
Finance Director Bauman reviewed the dispatch correction information for Allina services.
There may be up to a $10,000 increase over the next few years as the County works to correct
their process. She explained the City’s share of the total call for service in 2017 was .73%. In
2018 it was .655%. When they corrected the call count in 2019 our share went up to 1.68%. They
are using those three years as a rolling average.
Councilmember McClung commented that he agrees with 2% COLA, and would like to be
careful with the budget this year.
Mayor Grant said they still need to be sure the City is not underfunded and spending efficiently.
Councilmember Scott was concerned that the current 3% levy wouldn’t be enough, and they
shouldn’t get into a position where they had to have a drastic increase.
Councilmember Holmes agreed they need to focus on keeping the finances strong so the Capital
Fund balance didn’t have issues.
Councilmember Holden wanted to be sure they put enough money into maintenance to work on
the streets that are scheduled to be repaired.
Finance Director Bauman said normally for Building and Permit revenue she has not included
possible large projects into the budget, in 2021 she has included $245,000 in fee revenue.
Councilmember Holden felt staff should look at increasing license fees to be sure the City is
recouping costs.
Finance Director Bauman reaffirmed that Council would like staff to look at license fees,
change non-union COLA to 2%, but didn’t know where the Council stood on the levy increase.
Councilmember Holden said 5%, Councilmember Scott said 4.5%. Councilmember McClung
would like 3%, Councilmember Holmes agreed to 5% and Mayor Grant agreed to starting a
preliminary levy at 5%.
Mayor Grant asked if everyone could support 5% as a preliminary number.
Council agreed, except for Councilmember McClung who didn’t wish to go that high.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 9
Finance Director Bauman said she could bring forward the maximum tax levy with different
options to the September 14 meeting and it could carry forward to September 28 if necessary.
Councilmember Holden wondered if the City was going to continue to use Ramsey County for
preventative maintenance.
Public Works Director/City Engineer Blomstrom said they would be looking at doing some of
the preventative maintenance in house.
City Administrator Perrault said the Sheriff’s Department didn’t have an estimate for COVID
funding yet, but the City could expect to use CARES funding toward 2020 fees.
Councilmember Holmes said she would like to understand the funding for Northeast Youth and
Family Services and if they should not fund, partially fund or request further dialogue.
Councilmember Holden agreed because they don’t know how much of the service that is being
provided Arden Hills residents is being covered by the resident’s insurance.
Councilmember Scott would like to continue to fund them but find out more about expenditures.
Councilmember McClung said he also had some concerns and is somewhat uncomfortable with
the increase.
City Administrator Perrault said he could find out a detailed accounting of Northeast Youth and
Family Services.
E. Council Tracker
After discussion it was determined that Wyncrest Court and Cummings Park Parking Concerns,
Horitas Acres, and Old Snelling Trail and McCracken Lane items could be removed. The revised
estimated completion date for Speed Limit Discussion on City Streets was changed to February
2021.
2. COUNCIL/STAFF COMMENTS
Councilmember Scott noted that one of the board members for Beyond the Yellow Ribbon, Rick
Gwynn, had passed away with services at Fort Snelling National Cemetery.
Councilmember McClung said he was disappointed they didn’t decide to have further discussion
on Item C.
Councilmember Holden wondered if a letter could be sent from the City to the homeowners of
the retaining walls on Hamline Avenue and give them the information for Ramsey County.
ARDEN HILLS CITY COUNCIL WORK SESSION – AUGUST 17, 2020 10
Mayor Grant directed Public Works Director/City Engineer Blomstrom to send a letter to any
resident with property adjacent to the retaining wall and to include the Ramsey County
responsible party and contact information.
ADJOURN
Mayor Grant adjourned the City Council Work Session at 7:59 p.m.
____________________ __________________
Jolene Trauba David Grant
Deputy City Clerk Mayor