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STATE OF MINNESOTA
COUNTY OF RAMSEY
CITY OF ARDEN HILLS
Resolution No. 83-64
RESOLUTION ESTABLISHING APPLICATION
REQUIREMENTS FOR CONSIDERING INDUSTRIAL
REVENUE BOND FINANCING FOR THE PROPOSED
ARDEN HILLS BUSINESS CENTER
WHEREAS, David Weir, President of Woodbridge
Properties, Inc., has requested that the Arden Hills City Council
consider Industrial Revenue Bond financing for the proposed
Arden Hills Business Center, end
WHEREAS, the City Council Is desirous of establishing
application requirements before considering Industrlel Revenue
Bond financing for the project;
NOW, THEREFORE, BE IT RESOLVED thet the following
requirements ere established:
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Section I. Application Requirements: The eppllcant
shall supply to the City and Its authorized agents,
together with en executed copy of the City's eppllcatlon
form the following:
a) Before any City consideration can be given,
proposals Investigated, or staff end advisor's time
expended, a non-refundable cash peyment In the amount
of $5,000 shall be paid to the City. In addition, e
$10,000 cash deposit shall be deposited with the City
to be used for administrative and consulting costs,
any balance of such deposit to be refunded after all
costs are paId. Both sums shall be paid to the City
et the time the applicatIon and supporting datll Is
filed.
b) A statement defining the project, showing
Its compliance with Minn. Stat. 474 In detail, end
Indlcetlng the number of jobs created, yearly enticl-
pated payroll, and tax base being created.
c) A detelled breakdown of al I elements of
antlclpeted costs, not just a generel statement of
total costs anticipated.
dl The applicant shall be required to furnish
certified annual audits for the last three fiscal
years, the most current rating report of Dun & Brad-
street, if eny, and the applicant's reasonebly antici-
pated financial forecasts for e perIod of not less
than three years.
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e) A list of all officers and directors, together
with their biographies and personlll financial statements
If the bonds wll I be guaranteed by them.
f) An underwriter's or investment banker's letter
as to proposed Interest rates and possibility of place-
ment.
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g) An attorney's opinion regarding the legal
entity Involved and status of title of the land In-
volved.
h) A complete legal description and surveyor
certification thereof and survey.
I) A schedule and timetable of the planned
construction.
J) A statement as to the environmental Impact,
effect on surrounding properties, and any other similar
or pertinent comments.
k) A statement that the applicant agrees to pay
all costs Incurred by the City and Its agents In process-
ing the application if not covered by the sumS pre-
viously deposited with t~e City.
Section 2. Other Conditions:
a) Size of Issue: Normally, because of costs
and expenses Involved, an Industrial revenue Issue of
less than $1,000,000 will not be considered or processed.
b) Plans and Specifications: In addition to
normal zoning, building end code requirements, the Council
reserves the right of final approval or disapproval of
plans and specifications. For example, the City will
not utilize Its bond powers to build buildings that
aesthetically are not pleasing, even though such con-
struction might satisfy other requirements.
c) Prior Review: Prior to any applicant approach-
Ing the Councl I, any proposal will have to be reviewed
by the City staff, attorney, bond consultant or other
City agencies. The Council wi II not adopt a resolution
setting a public hearing date end wi II not adopt any
other preliminary resolutions until the respective
reports, even If preliminary In form, are received.
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d) City Consultants: The City shall deslgnete
the bond counsel and bond consultants and name the
trustees and paying agents. The City reserves the right
to employ legal, accounting, appraisal, financial,
engineering, architectural, and other consultants to
review the proposed project and Its financing. The
cost of such consultants, together with the City's
administrative expense, shall be paid by the applicant,
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whether or not the City agrees to finance the project or
whether or not the project Is constructed.
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e) Equity: The City may require the applicant to
establish and maIntaIn a sIgnificant equity In the
structure and to maIntain a reserve balance or deposit
of securIties with or for the benefit of the City, or
lease Insurance to protect against a lease payment
default. or satisfactory evidence of mortgage Insur-
ance, or a wrItten confirmation by a netlonally known
credit rating service that the bonds or other Invest-
ment instruments carry a ratIng satisfactory to the City.
f) Guarantee: The applicant may be required to
guarantee payment of the principal and Interest and
premium. If any, of the bonds Issued, and the City may
require an addItional guaranty by any related entity
to the applicant and the tenants.
g) Completion: The applicant shall be required
to complete the project as described from Its own funds
should the bond or note proceeds prove to be Inadequate
for such purpose. The applicant Shall require payment
and performance bonds of the building, electrical,
mechanical and other contractors for the full llmount
of their contracts.
h) Hold Harmless: The applicant, the purchaser
of notes, and. If underwriters are Involved In the
Issuance and sale of bonds, shal I hold harmless the
City, its officers, employees. consultants and agents
for any alleged or actual violation of any securities
laws, state or federal. in connection with the Issuance
of bonds or notes for the project. The City may
require a bond or appropriate Insurance to assure this
"hold harmless" provlslo~.
I) Administrative Fee: In consideration of the
City's making such tax exempt financing available and
to assist the City further In defraying Its present and
future administrative expenses, the applicant shall,
subject to applicable federal arbitrage regulations,
pay to the City the sum of $10.000 or I~ of the amount
financed, whichever Is greater, which shall be used
by the City for any other expenses In connection with
the project, or for any other City purpose. To the
extent permitted by law, the City wi II allow the
applicant to use this cost as a project cost for
financing purposes.
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j) Denial: The City reserves the right to deny
an application for any reason and to revoke approval
of an application at any time before actual Issuance
of bonds or notes without any liability to the City.
Its Council members, offIcers or agents to the applicant,
the underwriter, attorneys or other counsel associated
wIth the project.
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kl No AsslQnment: The applicant shall have no
right to assign any asserted "right or privilege" under
any action by the City, Its Councilor administrative
staff to any other person or firm. All applications
shall name the real parties In interest In the project,
Including the principal stockholders If a corporation.
I l Application Form: The app II cant will be
required to complete the application as required by
the City.
Adopted ~ the CitY~~~9cIJ. of the City of Arden Hills this
d/.dL day of ~ ' 1983.
i~L~~
Mayor
ATTEST:
atA~,~~
Charlotte McN esh
Clerk Administrator