HomeMy WebLinkAbout2C, Finance Department Update
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Request for Council Action
Prepared By:
Sue Iverson, Finance Director
Council Meeting Date: July 13, 2009
Finance Department Update
Budgeted Amount:
N/A
Actual Amount:
N/A
Funding Source:
N/A
Recommendation:
1. None
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Supportin!! Documents:
1. See the attached memo from Sue Iverson.
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MEMORANDUM
DATE: July 9, 2009
TO: Mayor and City Council members
Ron Moorse, City Administrator
FROM: Sue Iverson, Finance Director
SUBJECT: Update on Finance Department Activities
I am pleased to give an update to the City Council on Finance Department activities. 2008, was
a year of many changes and challenges, I am pleased to say that finance department staff
remained stable as the entire department was new in 2007. I will highlight some of the
accomplishments and future goals for the department.
· Chart of Accounts
We spent a substantial amount of time rewriting the chart of accounts to conform the
State Auditor's recommended chart of accounts. This aids in reporting and filing reports
to the State Auditor's office as well as preparing the financial statement and quarterly
reports. Another problem was that previously, the same code was used for different
purposes in different funds making it hard to use the accounting system to run reports.
We now have a chart of accounts that is uniform and produces reliable data for reporting.
· Audit Process
Prior to my coming here, the City had the Auditor prepare the financial statement and all
work papers. This resulted in audit findings in the management report and hampered
internal reporting. We have now developed all the audit work papers in-house and staff
is completing them as transactions occur. We had very few audit questions this last year
and the auditors spent the minimum time on-site.
· CAFR (Comprehensive Annual Financial Report)
We also prepared the Financial Statement in-house starting with the 2006 statement and
put it into the GFOA award format. This is a much more comprehensive statement and
provides the reader/user with more information. The City did receive the GFOA award
for excellence in financial reporting for its 2006 and 2007 financial report. The 2008
report has been submitted for consideration.
Memo
City Council, City Administrator
Finance Department Update
2
· P AFR (Popular Annual Financial Report)
As a way to inform the public and taxpayers of Arden Hills on the City's financial
condition, staff prepared a newsletter according to GFOA best practices. This newsletter
is distributed annually with one of the City's monthly newsletters. This financial report
is specifically designed to be readily accessible and easily understandable to the general
public and other interested parties without a background in public finance.
· Budget Process
We have worked very hard to improve the budget process over the last two years. The
budget process begins in early June giving the departments four weeks to work on their
budgets, which then gives finance some time to compile all the data in a form for the City
Administrator to review with department heads. The current time table allows the City
Council to have two weeks to review the budget before the work session in August before
Preliminary Budgets are set. Previously, in-depth budget discussions were held in
November before Final Budgets were set.
Staff implemented the Springbrook extended budgeting module in 2008, which has
provided efficiencies in the process. In 2009 we are also using the intranet (SharePoint)
and the budget files have been uploaded to a "budget" page with all instructions. This is
further increasing efficiencies.
Budget summaries, program budgets, and trend analysis have been incorporated into the
budget books. Staff has spent two years developing the budget into the GFOA best
practice document according to the outstanding budget program guidelines. This will be
completed shortly and will be submitted to GFOA for comments for the published 2009
document. In the future it will provide Council and staff with better information with
which to make budget decisions.
· CIP (Capital Improvement Program)
Staff changed the CIP process from a one page excel worksheet file to a comprehensive
book detailing each project with descriptions, funding sources, operating impacts, and
justification. The detail provided gives a more realistic picture of the timing of costs and
gives many different reporting options.
· Utility Billing Conversion
The commercial account migration from the old Banyon DOS system was completed
toward the end of 2007 and beginning of 2008. This allowed us to turn on the automatic
cash receipt module and thus created staff time and tightened internal controls. Staff
found several areas that needed correction and thus we saw increased revenue as our
processes were corrected.
· Cash Receipting Converted
As previously stated, we turned on the automatic cash receipt module of Springbrook.
Previously, cash receipts were coded to revenue as cash was received, not as it was
Memo
City Council, City Administrator
Finance Department Update
3
earned. Now all revenue is booked when earned and put into accounts receivables. This
has reduced the effort on receivables at audit time, gives us current reports, and tightened
internal controls.
· Online bill pay
Online bill pay for utility billing was instituted. This allows customers to look up their
current balance online and pay with a credit card. This has also created efficiencies
within the finance department in regards to cash receipting utility bills. 872 purchases
were made online in 2008, currently for 2009 thru May we have 637 purchases online.
· Procurement Card and Credit Card Policy
A policy was written for the use of City credits cards in order to comply with state
statutes. Research was done on procurement cards and a policy and procedure was
written and adopt by the City Council. All paperwork has been filed and we are currently
working with the vendor to institute the program and will provide training to all
employees in the near future. This will create efficiencies in the accounts payable
function.
· Comprehensive Rate Study for City Utilities
A comprehensive utility rate study was completed for Water, Sewer, and Surface Water.
Fifteen year projections were used for both operating and capital improvements. The
City changed to a tiered system which is now in compliance with the new water
conservation regulations. Senior citizen discounts will be phased out by 2011.
· TIF analysis on existing districts
An analysis was completed on our TIF districts to determine what funds were available
and what types of projects would qualify.
· Internal Controls
Internal controls have been refined and continue to be worked on. Documentation on all
areas is being complied and cross training has been completed. Segregation of Duties is
continually being worked on and refined.
· Account reconciliations
This has been an area that still needs work and we have still received an audit finding on.
Due to workloads and the amount of transactions we process, some of the monthly
reconciliations get put off to deal with special projects and weekly process of data. Now
that we have the intern on board, I am happy to say that as of June - we are current in our
cash reconciliations. We have monthly statements for accounts receivables, but we still
have work to do on the old escrow accounts (prior to 2006). This is another area that we
hope to have the intern work on.
Memo
City Council, City Administrator
Finance Department Update
4
· Springbrook User Group Coordinator
In order to gain experience and use our software to its full potential, we are the
coordinator for the regional Springbrook users group. Joe has put a lot of time into this
and we have greatly benefitted from this as we have acquired training and help with our
software at no cost. It has produced efficiencies, one of which is the extended budgeting
module as well as reports.
· Received Intern Grant from MnGFOA
We received an internship grant to aid in hiring an intern from the Minnesota
Government Finance Officers Association. Kyle Howard has a B.S. in Finance from St.
Cloud State and is planning to return in fall to pursue a B.S. in Accounting. He has been
a great asset to our department. Kyle stepped up during the audit and filled in for Joe
while he was out on vacation; he has worked on getting our cash reconciliations up-to-
date, and is currently working on budget files, investments, cash flows, and other
analysis.
· Springbrook Training Grant
As previously mentioned, Joe is the Springbrook Coordinator for our region. He also
won a grant to attend the Springbrook Annual Conference in 2008 in Portland - all
expenses paid. This experience aided in additional experience on our software system.
· Office Support Staff
In July of 2007, the office support staff was again part of the finance department. We
have had some challenges with vacancies so finance staff stepped up to the plate to fill in
and help as needed. In 2008 we were down a support staff position for about five
months, but we have been fully staffed since late October of 2008. Some of the
accomplishments we have had in this area are:
· Refined the process for Council packets
· New building permit software implementation
. Sump Pump inspection process
· Documentation manual for all duties
· Cash Receipting now done at the front desk
· Council calendar and intranet
. Cross training
· Refined internal controls as related to cash
· Human Resource Duties
Finance assisted with Human Resource duties in late 2007 and again in late 2008 until
present. This includes employee benefits, employment, reporting, and other duties. In
2009 we conducted employee health screenings free of charge through our insurance
carrier and four in-service sessions on change, conflict, and stress management.
Memo
City Council, City Administrator
Finance Department Update
5
· Assisting with Vacancies
As mentioned above, the finance department has assisted during the last year and one half
with the vacancies created by the leaving of the Assistant City Administrator (twice -
July 2007 and November 2008), City Administrator (December 2007), and Office
Support Specialist (twice - June 2007 and May 2008). Finance staff also assisted in the
election process for the 2008 elections.
Future activities will be working to refine the budget document; financial models for the long-
range financial planning, refining internal controls, continue to work on documentation manuals,
and producing more meaningful management reports. Weare also researching ways to improve
efficiencies and to assess the finance function.
I would like to thank my staff; they are some of the Cities most valuable assets. They are the
backbone of the City and should be commended for all they do.
. Joe Rueb, Accounting Analyst
. Pang Silseth, Accounting Clerk
. Kyle Howard, Finance Intern
. Becky Brazys, Deputy Clerk
. Pam Sweeney, Customer Service Specialist
. Sonja Klingberg, Office Support Specialist
. Sherri Eisenbraun, Office Support Specialist
I am glad to be a part of this City and would be happy to answer any questions you may have.