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have ceased. HUD or its designee may, after written notice tc the <br />contractor, disburse such amounts withheld for and on account of the <br />contractor or subcontractor to the respective employees to whom they <br />are due. The Comptroller General shall make such disbursements in <br />the case of direct Davis -Bacon Act contracts. <br />3. (i) Payrolls and basic records. Payrolls and basic records relat- <br />ing thcreta shall be maintained by the contractor during the course of <br />the work preserved for a period of three years thereafter for all labor- <br />ers and mechanics working at the site of the work (or under the United <br />States Housing Act of 1937, or under the Housing Act of 1949, in the <br />construction or development of the project). Such records shall con- <br />tain the name, address, and social security number of each such worker, <br />his or her correct classification, hourly rates of wages paid (including <br />rates of contributions or costs anticipated for bona fide fringe ben- <br />c5ts or cash cquivalents thereof of the types described in Section <br />l(b)(2)(B) of the Davis -bacon Act), daily and weekly number of hours <br />worked, deductions made and actual wages paid. Whenever the Sec- <br />retary of Labor has found under 29 CER 5.5 (a)(1)(iv) that the wages <br />of any laborer or mechanic include the amount of any costs reason- <br />ably anticipated in providing benefits under a plan or program de, <br />scribed in Section l(b)(2)(B) of the Davis -Bacon Act, the contractor <br />shall maintain records which show that the commitment to provide <br />such benefits is enforceable, that the plan or program is financially <br />responsible, and that the plan or program has been communicated in <br />writing to the laborers or mechanics affected, and records which show <br />the costs anticipated or the actual cost incurred in providing such ben- <br />efits. Contractors employing apprentices or trainees under approved <br />programs shall maintain written evidence of the registration of ap- <br />prenticeship programs and certification of trainee programs, the reg- <br />istration of the apprentices and trainees, and the ratios and wage rates <br />prescribed in the applicable programs. (Approved by the Office of <br />Management and Budget under OM B Control Numbers 1215-0140 <br />and 1215-0017.) <br />(ii) (a) The contractor shall submit weekly for each week in which <br />any contract work is performed a copy of all payrolls to HUD or its <br />designee if the agency is a party to the contract, but if the agency is <br />not such a party, the contractor will submit the payrolls to the appli- <br />cant sponsor, or owner, as the case may be, for transmission to HUD <br />or its designee. The payrolls submitted shall set out accurately and <br />completely all of the information required to be maintained under 29 <br />CFR Part 5.5(a)(3)(i). This information may be submitted in any form <br />desired. Optional Form WH -347 is available for this purpose and <br />may be purchased from the Superintendent of Documents (Federal <br />Stock Number 029-005-00014-1), U.S. Government Printing Office, <br />Washington, DC. 20402. The prime contractor is responsible for the <br />submission of copies of payrolls by all subcontractors, (Approved by <br />the Off ice of Management and Budget under OMB Control Number <br />1215-0149.) <br />(b) Each payroll submitted shall be accompanied by a "Statement of <br />Compliance;' signed by the contractor or subcontractor or his or her <br />agent who pays or supervises the payment of the persons employed <br />under the contract and shall certify the following: <br />(1) That the payroll for the payroll period contains the information <br />required to be maintained under 29 CFR Part 5.5 (a)(3)(i) and that <br />such information is correct and complete; <br />(2) That each laborer or mechanic (including each helper, apprentice, <br />and trainee) employed on the contract during the payroll period has <br />been paid the full weekly wages earned, without rebate, either di- <br />rectly or indirectly, and that no deductions have been made either <br />directly or indirectly from the full wages earned, other than permis- <br />sible deductions as set forth in 29 CFR Part 3; <br />Previous edition is obsoleta <br />(3) That each laborer or mechanic has been paid not less than the <br />applicable wage rates and fringe benefits or cash equivalents for the <br />classification of work performed, as specified in the applicable wage <br />determination incorporated into the contract. <br />(c) The weekly submission of a properly executed certification set <br />forth on the reverse side of Optional Form WH -347 shall satisfy the <br />requirement for submission of the "Statement of Compliance" required <br />by paragraph A.3.(ii)(b) of this section. <br />(d) The falsification of any of the above certifications may subject <br />the contractor or subcontractor to civil or criminal prosecution under <br />Section 1001 of Title 18 and Section 231 of Title 31 of the United <br />States Code. <br />(iii) The contractor or subcontractor shall make the records required <br />under paragraph A,3.(i) of this section available for inspection, copy- <br />ing, or transcription by authorized representatives of HUD or its des- <br />ignee or the Department of Labor, and shall permit such representa- <br />tives to interview employees during working hours on the job. If the <br />contractor or subcontractor fails to submit the required records or to <br />make them available, HUD or its designee may, after written notice to <br />the contractor, sponsor, applicant or owner, take such action as may <br />be necessary to cause the suspension of any further payment advance, <br />or guarantee of funds. Furthermore, failure to submit the required <br />records upon request or to make such records available may be grounds <br />for debarment action pursuant to 29 CFR Part 5.12. <br />4. Apprentices and Trainees. <br />(i) Apprentices. Apprentices will be permitted to work at less than <br />the predetermined rate for the work they performed when they are <br />employed pursuant to and individually registered in a bona fide ap- <br />prertticeship program registered with the U.S. Department of Labor, <br />Employment and Training Administration, Bureau of Apprenticeship <br />and Training, or with a State Apprenticeship Agency recognized by <br />the Bureau, or if a person is employed in his or her first 90 days of <br />probationary employment as an apprentice in such an apprenticeship <br />program, who is not individually registered in the program, but who <br />has been certified by the Bureau of Apprenticeship and Training or a <br />State Apprenticeship Agency (where appropriate) to be eligible for <br />probationary employment as an apprentice. The allowable ratio of <br />apprentices to journeymen on the job site in any craft classification <br />shall not be greater than the ratio permitted to the contractor as to the <br />entire work force under the registered program, Any worker listed on <br />a payroll at an apprentice wage rate, who is not registered or other- <br />wise employed as stated above, shall be paid not less than the appli- <br />cable wage rate on the wage determination for the classification of <br />work actually performed. In addition, any apprentice performing work <br />on the job site in excess of the ratio permitted under the registered <br />program shall be paid not less than the applicable wage rate on the <br />wage determination for the work actually performed. Where a con- <br />tractor is performing construction on a project in a locality other than <br />that in which its program is registered, the ratios and wage rates (ex- <br />pressed in percentages of the journeyman's hourly rate) specified in <br />the contractor's or subcontractor's registered program shall be ob- <br />served. Every apprentice must be paid at not less than the rate speci- <br />fied in the registered program for the apprentice's level of progress, <br />expressed as a percentage of the journeymen hourly rate specified in <br />the applicable wage determination. Apprentices shall be paid fringe <br />benefits in accordance with the provisions of the apprenticeship pro- <br />gram. if the apprenticeship program does not specify fringe benefits, <br />apprentices must be paid the full amount of fringe benefits listed on <br />the wage determination for the applicable classification. if the Ad- <br />ministrator determines that a different practice prevails for the appli- <br />cable apprentice classification, fringes shall be paid in accordance <br />Page 2 of 4 <br />form HUD -4010 (2164) <br />ref. Handbook 1344.1 <br />72 <br />