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<br />. audited financial statements, <br />. proof of National Association of Securities Dealers (NASD) certification, <br />. proof of state registration, <br />. completed broker/dealer questionnaire for finns who are not major regional or <br />national fimls, <br />. certification of having read the city's investment <br /> <br /> <br />Municipalities must obtain from their brokers ce <br />investments. . <br />The City ofCenterville will provide each'broker <br />municipality's investment restrictions. Before enga <br />the City of Centerville the supervising officer at the <br />a certification <br />the officer has reviewed the investment policies <br />laws, and agrees to disclose potential contlic <br />might arise out of business transactions be <br />financial institutions shall agree to unde <br />transactions involving the city's funds. <br /> <br />otiable or nonnegotiable instrument issued by <br />ed up to $100,000 by the Federal Deposit Insurance <br /> <br />3. t: An investment which consists oftwo simultaneous <br />transactions, w an investor purchases securities from a bank or dealer. At the <br />same time, the selling bank or dealer agrees to repurchase the securities at the <br />same price plus interest at some agreed-upon future date. The security purchased <br />is the collateral protecting the investment. <br /> <br />. <br /> <br />4. Prime Commercial Paper: An investment used by corporations to finance <br />receivables. A short-term (matures in 270 days or less) unsecured promissory <br /> <br />- 3 - <br />