2018 08-08 CC PACKET - Laserfiche WebLink

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L Delivering.a copy of any.report or notice submitted.in accordance with. (e..:above) to Issuer for its records, as well:as caiifirinations of receipt of filing(s). g. Respond to Underwriter/investor inquiries and requests: h. :Providing recommendations to. Issuer relating to. future continuingdisclosure. related. matters. Event Notices a, Informing Issuer of the types of events 'that tray require the filing ❑ f. an "Event Notice" and the required reporting period for such notices. b. Notifying Issuer of any information Ehlers discovers that inay require the filing of an. Event Notice, and preparation and filing of the required Event Notice. c. Upon notification by Issuer of any circumstances that may require the Aling of an Event Notice; preparing, filing; and:providing confirmation of filing the required Event Notice. Description of Fees Full Disclosure Services fees shall be assessed as follows: Number of Issuer Continuing Disclosure Undertakings Annual Fee One (1) to three (3) CDU'.s $2;Soo Four (44) to six (6) CDU's .$3;300 Seven.(7) or:more CD.0 s R800 Plus any out of pocket expenses. S eciai Circumstances lf.an Issuer's CDU.requires periodic. filings (quarterly or:semiannually) in addition to the. annual filings, a fee of $500 per required CDU filingshall.be assessed, (Limited Disclosure Services: :Background {Ili 200,. the. Securities and Exchange Commission put into place revised rules. regarding a Iiinited scope of continuing disclosure requirements for certain municipal securities issuers. These rules apply to any securities issued on or after. July 1; 2009 in amounts of $1 million or rnore.and where the Issuer's total ;amount of principal outstanding and subject to the Rule is less than $10 million upon issuance. Any issuer !meeting the aforementioned parameters must comply with a limited disclosure undertaking and file annual ;reports. Issuers sul jectta limited.disclosure.requirementsmust .fileaudited financial statements (or unaudited ',financial statements if allowed under a CI7:U) on an annual basis, rather than both. financial statements and operating andstatistical data. ,Description. of Services lEhlers. shall provide the following.services in connection with the preparation and disserriination of Issuer's ;continuing disclosure reports. and Event Notice filings for all.ourrent and futureoutstandingsecurities of Issuer subjeetto the Rule and for which continuing disclosure reports orfilirigs are required. During the Term ofthe engagement, Ehlers shall provide the services:hereinafter.described with respect .to all:future issuances :for which Ehlers provides municipal advisory services and that have continuing disclosure. requirements.. Ehlers will also provide these services for any other issues when requested.. in Writing by. the Issuer.