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2015 05-19 CC PACKET
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2015 05-19 CC PACKET
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Last modified
6/16/2026 11:10:10 AM
Creation date
6/16/2026 11:06:13 AM
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Template:
Administration
Code
ADM 00500
Document
PACKET
Destruction
PERMANENT
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Page 3) <br />Securit-v Advice Waiver: <br />The lsst(Cr ttck.J10.wledg�!s that to the extent regulations of the Comptroller of the Cilm6icy Or any other <br />regulatory ontity grant the. Issuer the right to receive brokerage conhrriiatians of the security transactions Rs <br />they Occur. the Issuer specitic..ztfly waiYCS MCC.ipt of Such confirmations to the extent permitted by law. The <br />FsLro..'W Agent Will furnish the Issuer with periodic cash transaction statements .thaCinc:lude the detail 1'6.r all <br />investment tr'arlgactions elude by the Escrow Agent for all current andhtutcascounts. <br />IMPORTANT INT" )RMAT ION ABOU7 PR0C 1' .DURF$.FOR C)Pl I�`1NC; :1 '`E ' ACTO( INN: <br />To help tltc goi ernment fight the funding of teii'orism and t�rortey kaunderjm� ! actit iEies, Federal 1, r cltlilcs <br />ell lirtancial institufiolis to obtain: verity and record information that. idClitifies each person wh() opens an <br />account. f'or anon -Individual person such as a business entity, a charity, a Ti`ust or other legal entity we Will <br />ask for documentation to veriA, its formation and existence as. a legal entity. We may also ask to see <br />financial statements, licenses, and identification and authorization documents from individuals claiming <br />:authority to represent the entity or other relevant documentation.. <br />40(239v-) 19NI W190-12 <br />
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