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HomeMy WebLinkAbout2009 01-20 CCPCity of Gem Lake, MN City Council .Meeting January 20,.2009 Special Before Meeting Activities: 6:30 P.M. Swearing in of newly elected City Officials Seating of Elected City Council Officials Call To Order Of City Council. Meeting -- By Mayor Uzpen at 7:_ Y.M. Call Of Roll Uzpen Artig-Swomley Lindner Rasmussen Watson Others in Attendance: Sign-up Sheet Approval of City Council Minutes and Agenda • Minutes of City Council meeting of December 16, 2008:. • City Council Agenda for this. meeting. (Accept) Committee Reports Planning Commission January meeting report (Accept) Public Notices None Old Business • City Newsletter - Next Edition Features. • City MS4 report for 2008 Due March 2009 - Watson • Payment to citizens for drive way repairs - Uzpen • Heating and Air Conditioning Contract - Uzpen New Business • Approval of payment of December claims. • Financial Report - December 2008 • Appointments for 2009 - Resolution 2009 -- 01 • Infrastructure Projects requiring attention - Justin o Projects that must. be done o Projects that would be nice to do • Approve Ordinance No. 105 Relating. to Criminal History Background For Applicants for City Employment .and `City Licenses and Authorize Execution by Mayor and City. Clerk. • Approve Release of Information Authorization Form. Presentations from the Floor Future City Council Meeting • Next Workshop meeting February 2, 2009 at 7:00 P.M. • Next City Council meeting February 10, 2009. at 7:00 P.M. Adjournment ■ The meeting adjourned at City of Gem Lake February 2, 2009 Planning Commission Minutes Planning Commission Members Present: Beth. Herzog and Craig Rafferty Also Present: Steve Herzog, Dan Marier, Mayor Robert Uzpen, Councilmeinbers Gretchen Artig-Swomley and James Lindner. 1. Meeting called toorder. a. Meeting called to order at 7:03 pm b. Minutes of January 6, 2009, reviewed and. approved. 2. Lindner reported SEW on: a. Dan Jochim of SEH expects to complete the corrections and final changes for the Gem Lake Comp. Plan at the same time once all input is completed. All comments should be submitted within the next 2 months. b. Cha Commission sessions will require an additional service fee. Changes or omissions that SEH should coordinate are part of the basic fee and will not be part of any additional expense. c. Questions should be directed to Trevor Oliver, City Attorney, regarding how to clearly write the mixed use description into the comprehensive plan. He has indicated that draft samples of Mixed Use descriptions are available. d. White Bear Lake is creating a mixed use area west of the RR track in the center of town. Gem Lake's proposal for mixed use would have more area involved but could be written to reflect a similar set of parameters. The WB plan was proposed on June 30, 2008. e. The Mixed Use zone incorporates any number of concerns but will be protected by the PUD process. f. The Putnam Guidelines allow for mixed use. g. White Bear Lake has inquired about a joint effort to define the Mixed Use Districts h. Highway 61 corridor plan suggested in the Ramsey County Comp Plan. Gem Lake should review. i. A Storm Water Management Plan is still missing from the Gem lake Comp. Plan. It will be incorporated by SEH Regarding the Comp. Plan Council Member Lindner reported: j. Some Met Council comments were missed by SEH and will be incorporated. k. Gem Lake directed the use of incorrect numbers that must be coordinatedwith the Met Council numbers. I. It was noted that there is a direct correlation between the amount of housing and the number of affordable housing units that would be required. m. In 2008.the average housing price was $218,000). n. There is an annual review. o. The City Council will discuss the projected $8,000 requested by SEH to complete the Comp. Plan. p. Mayor Bob Uzpen explained that the SEH contract will be reviewed and.. a copy will be provided to the Planning Commission for review. q. PC members are asked to look over the Mixed Use and P.U.D. language. 3. Agenda items a. Mayor Uzpen reported on the Vadnais Heights. Public Hearing at their Planning Council meeting. The VH PC reported that it was an excellent project and voted in favor 3-1. There were several comments in opposition from the neighbors. It will be located south of County Road E and east of Labore Road. 4-story senior housing. b. Gem Lake should prepare a response to the Ramsey County Comp. Plan Areas to consider are land use housing • Mayor Uzpen questioned if Gem Lake should comment on water planningas it relates to VVB and WBT? c. Gem Lake should respond to the Ramsey County Comp. Plan by April. Review at next meeting and then forward comments. d, Look at the. January Ramsey County Comp. Planissue. e. The current Moratorium will be discussed at next meeting. f. Planning Commission to work forward, g. h. Zoning districts are. changing. Develop package of materials. Update the Sign Code by reviewing Council Member Gretchen Artig — Swomley's Draft. Planning Commission Size is being adjusted per decision of the City Council to 5. Dan Marier, present tonight, will join the Commission. 4. March Agenda to be determined. items to be considered. Mixed Use Review, PUD review, Signage review, Ramsey Co, Comp Plan Review Meeting adjourned at 8:07 pm Minutes submitted by Craig Rafferty XC: City of Gem Lake, MN Resolution No.2009 — 01 January 20, 2009 A RESOLUTION APPOINTING INDIVIDUALS AND FIRMS TO PERFORM THE FUNCTIONS NECESSARY FOR SUPPORTING THE GOVERNING BODY OF THE CITY OF GEM LAKE, RAMSEY COUNTY, MINNESOTA. WHEREAS, the individuals, municipalities and or companies identified have agreed to serve in the appointed positions identified for the period 01 January 2009 to 31 December 2009.or until replaced by another in an updated resolution. Appointed City Officials and other appointed companies to represent the City. Per Statue these positions/businesses are required. Acting Mayor: Charles Watson City Clerk: William Short. WBT City Treasurer: Jessie Hart WBT Data Practices Responsible Authority: Jean Reiter and Jessie Hart Official City Depository (Bank) Premier Bank Official City Publication (for public notices) White Bear Press City Committees or Commissions Planning Commission Craig Rafferty Chairman Derek Wippich Commissioner Beth Herzog Commissioner Plan Review Committee Craig Rafferty James Lindner Other City Positions City Prosecuting Attorney: Attorney Robb Olsen City Auditor: LarsonAlien City Emergency Services Director: James Lindner City Engineers: Short Elliot Henderson (SEH) Justin Gese. City Code Enforcement Officer - Michael Johnson WBT City Attorney: Kelly & Lemmons P.A. City Planner: WBT City Accountant: WBT City Inspectors Chief Building Official - Michael Johnson WBT Building Inspector - Michael Johnson WBT Plumbing Inspector - Michael Johnson WBT ISTS/Sewer Inspector-- New Systems — Michael Johnson WBT ISTS Inspector — Bi-annual inspections-- Brian Humpal MechanicalIHVAC Inspector —Michael Johnson WBT Electrical Inspector — James Manteufel — Summit Inspections Weed Inspector — Robert Uzpen Contractors for City services City PerrnitlLicense Bureau Operator (Issues permits and licenses) WBT City utility and other billing Contractor — WBT City secretary/receptionist — Supplied by Ramsey County Sheriff Sewer Inspection/Maintenance Contractor — WBT Snow Plowing & Sanding Contractor—T.A. Schifski Co. City Recycling Contractor — Waste Management Law Enforcement Contractor -- Ramsey County Sheriff Fire, Fire Marshall, Paramedic Contractor — City of White Bear Lake Fire Dept. Animal Control Contractor — Animal Control Services Richard Ruzicka City Public Works Coordinator WBT IT and VIOP telephone coordinator — City of Roseville City Representatives to outside groups and organizations Ramsey County League of Local Government Reps Primary: Thomas Rasmussen Alternate: Charles. Watson VLAWMO Board of Directors member — Primary: Robert Uzpen Alternate: Charles Watson VLAWMO Technical Commissioner - TBD 1-35 E Corridor Management Team: Gretchen Artig-Swornley RCSD Contract Community Representative: Thomas Rasmussen INDEX WBT: White, Bear Township MEMORANDUM TO: CITY COUNCIL FROM: PATTI S. WALSTAD DATE: JANUARY 5, 2009 SUBJECT: CRIMINAL BACKGROUND CHECK ORDINANCE The Sheriffs Contract Group Communities were advised by Undersheriff Altendorfer at their December 2008 meeting that the BCA has changed their regulations on background checks. The BCA is now requiring that each community adopt a Criminal Background Check Ordinance if they wish to continue to have the Sheriff's Department provide this service. l utilize this service from the Sheriff's Department when renewing the City's tobacco and liquor licenses. A sample ordinance was provided, and 1 have conformed the wording to pertain to Gem Lake. Several other communities including the Township and Little. Canada have already passed this. Requested Action: Adopt Ordinance No. 105 relating to Criminal History Background for Applicants for City Employment and City Licenses, and authorize execution by the Mayor and City Clerk. PSW/s. cc:admin:fle b; BCA CITY OF GEM LAKE ORDINANCE NO. 105 ORDINANCE RELATING TO CRIMINAL HISTORY BACKGROUND FOR APPLICANTS FOR CITY EMPLOYMENT AND CITY LICENSES THE CITY COUNCIL OF THE CITY OF GEM LAKE ORDAINS: SECTION 1. EMPLOYMENT BACKGROUND CHECKS — APPLICANTS FOR TOWNSHIP EMPLOYMENT. 1-1. PURPOSE. The purpose and intent of this section is to establish regulations that will allow law enforcement access to Minnesota's Computerized Criminal History information for specified non -criminal purposes of employment background checks for the positions described in Section 1-2. 1-2. CRIMINAL HISTORY EMPLOYMENT BACKGROUND INVESTIGATIONS. The Ramsey County Sheriffs Department is hereby required, as the exclusive entity within the City of Gem Lake, to do a criminal history background investigation on the applicants for the following positions within the City of Gem Lake, unless the City Council concludes that a background investigation is not needed: Employment positions: ail regular part- time or full-time employees of the City of Gem Lake. 1-2.1.. In conducting the criminal history background investigation in order to screen employment applicants, the Ramsey County Sheriffs. Department is authorized to access data maintained in the Minnesota Bureau of Criminal Apprehensions Computerized Criminal History information system in accordance with BCA policy. .Any data that is accessed and acquired shall be maintained at the Ramsey County Sheriff's Department under the care and custody of the Sheriff or his or her designee. A summary of -the results of the. Computerized Criminal .History data may be released by the Ramsey County Sheriffs Department to the City Council, City Clerk or other City staff involved in the hiring. process. 1-2.2. Before the investigation is undertaken, the applicant must authorize the Ramsey County Sheriff's Department by written consent to undertake the investigation. The written consent must fully comply with the provisions. of Minn. Stat. Chap. 13 regarding the collection, maintenance and use of the information. Except for the positions set forth in Minnesota Statutes, Section, 364.09, the City will not reject an applicant for employment on the basis of the applicant's prior conviction unless the crime is directly related to the position of employment sought and the conviction is for a felony, gross misdemeanor, or misdemeanor with a jail sentence. If the City rejects the applicant's request on this basis, the City shall notify the applicant in writing of the following: 1-2.2(a). The grounds and reasons for the denial. 1-2.2(b). The applicant complaint and grievance procedure set forth in Minnesota Statutes, Section 364.06. 1-2.2(c). The earliest date the applicant may reapply for employment. 1-2.2(d). That all competent evidence of rehabilitation will be considered upon reapplication. SECTION 2. LICENSE BACKGROUND CHECKS — APPLICANTS FOR CITY LICENSES. 2-1. PURPOSE. The purpose and intent of this section is to establish regulations that will allow law enforcement access to Minnesota's Computerized Criminal History information for specified non -criminal purposes of licensing background checks. 2-2, CRIMINAL HISTORY LICENSE BACKGROUND INVESTIGATIONS. The Ramsey County Sheriffs Department is hereby required, as the exclusive entity within the City of Gem Lake, to do a criminal. history background investigation on the applicants for the following licenses in the City: employees/owners of liquor establishments; peddler/solicitor/transient merchant licenses; tobacco licenses. 2-2.1. In conducting the criminal history background investigation in order to screen license applicants, the Ramsey County Sheriffs Department is authorized to access data maintained in the Minnesota Bureau of Criminal Apprehensions Computerized Criminal Apprehensions Computerized Criminal History information system in accordance with BCA policy. Any data that is accessed and acquired shall be maintained at the Ramsey Sheriffs Department under the care and custody of the Sheriff or his or her designee. A summary of the results of the. Computerized Criminal History data may be released by the Ramsey County Sheriffs Department to the licensing authority, including the City Council, City Clerk or other City staff involved in the license approval process. 2-2.2. Before the investigation is undertaken, the applicant must authorize the Ramsey County Sheriffs Department by written consent to undertake the investigation. The written consent must fully comply with the provisions of Minn. Stat. Chap. 13 regarding the collection, maintenance and use of the information. Except for the positions set forth in Minnesota Statutes, Section 364.09, the City will not reject an applicant for a license on the basis of the applicant's prior conviction unless the crime is directly related to the license sought and the conviction is for a felony, gross 2 misdemeanor, or misdemeanor with a jail sentence. If the City rejects the applicant's request on this basis, the City shall notify the applicant in writing of the following: 2-2.2(a). 2-2.2(b). 2-2.2(c). 2-2.2(d). The grounds and reasons for the denial. The applicant complaint and grievance procedure set forth in Minnesota Statutes, Section 364.06. The earliest date the applicant may reapply for the license. That all competent evidence of rehabilitation will be considered upon reapplication. SECTION 3. SEVERABILITY. Should any section, subdivision, clause or other provision of this Ordinance be held to be invalid by any court of competent jurisdiction, such decision shall not affect the validity of the Ordinance as a whole, or of any part hereof, other than the part held to be invalid. SECTION 4. EFFECTIVE DATE. This Ordinance shall take effect and be in force from and after its passage and publication. Passed by the City Council of the City of Gem Lake, Ramsey County, Minnesota, this day of January, 2009. Bob Uzpen, Mayor Bill Short, City Clerk Release of Information Authorization The following named individual has applied for a license with the City of Gem Lake: Last Name of Applicant (please print): First Name (please print) : Middle (fWI)(p]ease print): Maiden, Alias or Former(please print): Current Address: Date of Birth: Month/Day/Year Sex (M or F): 1, the above named applicant, authorize the City of Gem Lake to request a computerized criminal history search in my name through the Ramsey County Sheriffs Department and/or the Minnesota Bureau of Criminal Apprehension, pursuant to Minnesota Statutes, Section 364.03, relating to disqualification for a license. Additionally, 1 authorize the Minnesota Bureau of Criminal Apprehension and Ramsey County Sheriffs Department to disclose all criminal history record information to the City of Gem. Lake for the purpose of completing my license application. A copy of the license application is .attached for reference. This authorization request form shall expire one year from this day of ?0. Signature Date FIRST AMENDMENT TO JOINT SERVICES AGREEMENT BETWEEN THE TOWN OF WHITE BEAR AND THE CITY OF GEM LAKE THIS AGREEMENT is made and entered into between the TOWN OF WHITE BEAR (the "Town"), a statutory township of the State of Minnesota, and the CITY OF GEM LAKE (the "City"), a Minnesota municipal corporation. WHEREAS, the City and the Town have an active Joint Services. Agreement between them, which has been in effect and annually renewed since January, 2007; WHEREAS, the City desires to change the means by which it delivers locating. services for the Gopher State One -Call system;. WHEREAS, the original Agreement allows for the Town to provide this service through its Public Works Coordinator; WHEREAS, the as -built drawings of the City's public works facilities have been in the possession of City officials since the construction of the various facilities; WHEREAS, the Town desires that the City assume liability for any action taken in reliance upon the "as -built" drawings, and the City agrees to do so; WHEREAS, the Joint Services Agreement provides for amendment by the parties through formal enactment; and WHEREAS, Minnesota Statutes, § 471.59, provides that a governmental unit may enter into an agreement with another governmental unlit to provide services or perform functions on its behalf, provided that the services or functions are those which the providing governmental unit is authorized to provide for itself. NOW, THEREFORE, in consideration of the mutual undertakings herein expressed, the Town of White Bear and. the City of Gem Lake agree to amend their original Joint Services Agreement, dated January 22, 2007, :as follows (additions underlined, deletions struck through): VII. INDEMNIFICATION At all times during the term, including any renewal term, the Town shall keep in. full force and effect a policy or policies of liability insurance with respect to the personnel and services described in this Agreement, with companies licensed to do business in the State of Minnesota. The Town shall name the City as an additional named insured and shall provide adequate coverage under reasonable. limits of liability of not less than the statutory limits for municipalities. The Town agrees to hold the City harmless: and agrees to defend and indemnify the City for any claims related to its responsibilities under this. agreement. At. all times. during the term; including any renewal term, the City shall keep in full force and effect a policy or policies of liability insurance with respect to the use of and reliance upon City documents and materials by Towri employees in the provision of services described in this Agreement, with companies licensed to do business in the State of Minnesota. The City shall name the Town as an additional named insured and shall provide .adequate coverage under reasonable limits of liability of not less than the statutory. limits. for municipalities. The City agrees to hold the Town harmless and agrees to defend and indemnify the Town for. any claims related to the use of or reliance upon City documents and materials te.g. "as -built" drawings for sewer and water facilities).by employees ofthe Town performing duties. pursuant to this Agreement. Under no circumstances, however, shall the City or the Town be required to pay on behalf of itself and the other party any amounts in excess of the limits on liability established in Minnesota Statutes Chapter 466 for any one party. The parties hereby affirm that the Joint Services Agreement Between the Town of White Bear and the City of. Gem Lake, dated January 22, 2007, as amended herein, including. the exhibit A accompanying the original Agreement, is the entire agreement between the. parties. IN WITNESS WHEREOF,the parties have caused this Amendment to be duly executed as of the date and year written below. TOWN OF WHITE BEAR CITY OF GEM LAKE ROBERT WEISENBURGER, Board Chair ROBERT UZPEN, Mayor Date: Date: .Attest: Attest: Wiliam Short, Town ClerklTreasurer William Short, City Clerk MEMORANDUM Date: January. 20, 2009 To: City Council From: Jessie Hart, Treasurer Re: Audit Services for the Year Ended December 31, 2008 Larson Allen submitted a proposal in 2007 for the audit of the City financial records for the years 2007.— 2011 which provided all-inclusive maximum prices for each of the years. The proposal to perform the audit of the City's financial statements for the year ending December 31, 2008.is $9,500, which is $3,000.00 less than last year. The reduction was because the 2007 audit was done on an accrual basis for the first time which required re -stating and auditing of beginning 2007 balance sheet numbers. Past audit services has cost the City as follows: Audit Year Cost 2008 $ 9,500 2007 12,500. The finance staff, as in the past, will provide all possible information and schedules so that the audit costs will be minimized where possible. Staff was comfortable with the audit services the. City received last year and has had a long relationship with the audit firm through White Bear Township. l recommend accepting their proposal to perform audit services of the City's financial statements for the period ending December 31, 2008 at an all-inclusive price of $9,500.00 and authorize the Mayor to sign the audit engagement letter. C:1'r1s,:Ctii;suiraiit 2': Advisors www. Eu rnon sl l u n.can i January 7. 2009 City Council City of Gem Lake 4707 Hwy 01 .# 253 White Bear Lake, MN 551.1O-3777 Dear Members of the City Council: Weare pleased to confirm our understanding of the services we areto provide the City of Dept Lake ("you„ or "your") for the year ender) December 31, 200B. Scope We will audit the financial statements of the governmental activities, .tltcbusiness-type activities. each niajor fund, and the aggregate.I-crnaining !chid information, which collectively comprise the entity's basic financial statements, of the City of Gem Lake as of and .for the year ended December 31. 2008. Accounting standards generally accepted in the United States provide for certain required, supplementary information (RS1). such as management's discussion and analysis (MD&A) to accompany .the City of Gem Lake':s basic financial statements As part of our engagement. we will apply certain liinitef:d procedures to .the City of. Ge.mn Lake'.s. RSI. These limited procedures will consistprincipally of inquiries of management regarding themethods of measurement .and . presentation. which management is responsible for a ffir nirng :to us nt itsrepresentation letter Unless we encounter problems with the presentation of. the RSI or with procedures relating to it, we will disclaim an opinion on it. The following. RSI is required by U.S. generally accepted accounting principles:. and will be subjected tocertain limited procedures, but will not bc audited: f Management's Discussion and Analysis: I3udggetary Comparison Schedules Supplementary information other. than RSI. such as combining and individual fund financial statements. also accompanies the City of Gera L.ake's basic financial. statements We will subject the following supplementary information to the auditing procedures applied in our audit of the basic financial statements and will provide an opinion on it in relation to thebasic financial statements Combining and lndividtial Fund Statements and Schedules The following additional information accoinpanying: the basic: financial statements will not be subjected to the. auditing procedures .applied in our audit of the financial statements. and tier which Our 'auditors' report will disclaim an opinion 1 Introductory. Section. trxmAlicu Lti' is a mwnliur r.f Ncxia hrlu+ifflI n . a Weald wick nql}ti.uk r:r intkiientkni 3ceiwhiinir wvri cnnsURiiP firms I ti'r }i IiN ASS 0NAf lartuary.7; WO}. City of Gene Lake Page ? Audit objectives The objective ol'our audit is the expression of opinions asto whether your basic financial statements arefairly presented. in all material respects. in conformity :with U.S generally accepted accounting principles and to report on the fairness of the additional information .referred to in the first paragraph when considered in relation to the: basic financial statements taken as a whole. Our audit will be conducted in accordance with U,S generally accepted auditing standards and the standards for financial audits contained in Government Auditing S(Uirdlut clY. issued by the Comptroller General of the United States, and will include testsof the accounting records of the City of .Gera Lake and other procedures we consider necessary to enable us to express such opinions. if our opinions on the financial statements are other than unqualified, we will fully discuss the reasons with you in advance: If, for any reason, we arc unable to complete the audit or are unable to form or have not formed opinions. we may decline to express opinions or to issue a report as a result ofthis engagement We will also provide a report (that does not include an opinion) on internal .control related to the financial statements aiid compliance with he provisions of applicablelaws,regulations, contracts, agreements; and grants, noncoinpliance with which could have a material effect on the financial statements asrequited by Government .4luelrtrtig standards The reporton internal control and compliance will include a statement that the report is intended solely for the information anduse of the audit committee, management, and specific legislative or regulatory bodiesand is not intended to be and shouldnot be used by anyone other than these specified parties. If during our audit we become aware that the City of Gem Lake is subject to an audit requirement that is not encompassed in the termsof this engagement, we will communicate to management and those charged with governance thatan audit in accordance with U.S.. generally accepted auditing standards and the standards for financial audits contained in Government /bullring Standen -di niay not satisfy the relevant legal, regulatory. or contractual requirements. Management responsibilities Management is responsible for establishing andmaintaining: internal controls,including monitoring ongoing activities: for the selection and application of accounting principles; and for the fair presentation .iir the financial statements of the respective financial position of the governmental activities, the business -type activities, the aggregate discretely presented component units. each major fund, and the aggregate retraining find information of the City of Gent Lake and the respective changes in financial position and cash flows, where applicable_ in conformity with U.S_ generally accepted .accounting principles Management is responsible for the basic financial: statements and allaccompanying information as well as all representations contained therein You are.responsible for management decisions and. functions Management is responsible for making all financial records and related: information 'available .to us and for the accuracy and completeness of That information_.Managernent's responsibilities include adjtisting the financial statements to correct material misstatements and for confirming to us in the representation letter that the effects of any :uncorrected misstatements aggregated byus during the current engagement and pertaining to the. latest period presented are immaterial, both individually and in the aggregate, to the financial statements taken asa whole. January 7, :3009 City of Ce n Lake Page 3 You are responsible for the desifnand implementation of programs and controls to prevent and detect :fraud, and lbr informing us about all known or suspected fraud affecting: the .government involving (}) management, (2) employees who have significan roles in internal control, and (3) others where the !laud or illegal acts could have a material effect on the financial statements- Your responsibilities include informing us of your knowledge of any allegations of fraud or suspected fraud affecting ;the government received in. communications from .employees: former employees, grantors, regulators, or others ]rn: addition, you are. responsible for identifying and ensuring that the entity complies withapplicablelaws; regulations, contracts, agreements, and grants: and for taking timelyand appropriate steps toremedy any fraud, illegal acts, violations of contracts or grant agreements, or abuse :that we may report.. Management is responsible for establishment and maintenance of a process for tracking the status of audit findingsand. recommendations. Management is, also responsible :for identifying for us previous -:audits or other engagements or studies related to the objectives discussed in the "Audit objectives.' section of thisletter..rlr"is responsibility includes relaying to us corrective actions taken to address significant findings and recommendations resulting from those audits or other engagements or studies. You arealso responsible for providing management's views on our current findings. conclusions, and recommendations, as well as your planned corrective actions. and the .timing .and format related thereto. Audit procedures - general An audit includes examining, on a less basis. evidence: supporting the amounts and disclosures inthe financial statements; therefore,our audit will involve judgment about the numberof transactions to be examined and theareas to be tested. We will plan and perform the audit to obtain reasonable rather than absolute assurance about whether the financial statements are free of material misstatement. whether from (l) errors, (2) fraudulent financial reporting. (3) misappropriation of assets, or (4) violations of' laws or .governmental regulations that are attributable :to: the entity or to acts by mana$ement or employees acting on behalf of Ehe entity. 13ecause the: determination of abuse is subjective, Government Auditing Siwidnrrrr do not expect auditors to providereasonable assurance ol detecting abuse Because an audit is designed .toprovide reasonable. butnot absolute assurance and because we will not. perform a detailed examination of all transactions, .there is a risk that material misstatements may exist and not be detected by us. In addition. an audit is notdesigned to detect immaterial misstatements or violations of: laiirs or governmental regulations that do not have:a direct and material effect on the financial statements. However, we +fill niforrn you of any material .errors and any fraudulent financial reporting or misappropriation. of :assets that conic to our attention. We will also inform you of any violations of laws or governmental regulations that eol77C to .our attention, unless Clearly incansetluentitri, OM' responsibility as auditors is limited to the period covered by our` audit and doos not extend to layer periods for which we are not engaged as auditors Our procedures will include tests of documentary evidence supporting the transactions recordedin the accounts, and may include tests of the physical existence of inventories, and direct confirmation of receivables and certain other assets and liabilities by correspondence with selected individuals, creditors, and financial institutions We will request written representations from your attorneys as part of the engagement,. and they may bill you for responding to this inquiry. Al the conclusion of our audit, we will also require certain written representations from you about the financial statements and related matters January 7. 2009 City of cicln Lake Page 4 Audit procedures - internal control Our audit will Include obtaining an understanding of the entity and its environment, including internal control, sufficient to assess the risks of nnate'ial misstatement of the financial statements and to design .the nature, timing. and extent of.thrther audit procedures Tests of controlsmay be performed to test the effectiveness of certain: controls that we considerrelevant to:.preventing .and .detecting errors and fraud that are: material to the financial statements and to preventing and detecting misstatements resulting from illegal acts and other noncompliance 'natters that have a direct a and material effect on the financial statements Our tests, it performed. will be less in scope than would be necessary to render an opinion on interrnal control and, accordingly. no opinion will be expressed in our report on internal control issued pursuant to Governmei€t Atalirirlg $((ririarrrc[' All audit is not designed to provide assurance on internal control or to identify significant deficiencies However, during the audit, we will communicate to management and those chargedwith governance internal control related matters that are required to be communicated under professionalstandards and Cove! unroll Auditing Stu ido ds. Audit procedures - compliance As part of obtaining reasonable assurance aboutwhether the {i€iainelal statements arefree of material misstatement, we will perform tests of the City of Gem Lake's compliance with the provisions of applicable laws, regulations, contracts, agreements, and grants. However, lh:e objective of our audit will not be to provide an opinion on overall compliance and we will not express such an opinion in our report on compliance issued pursuant to Government Auditing Standards. As part of our audit, wewill also perform the appropriate procedures and reporting as required by the rllinnesotu. Legal Compliance Audit Guide fin. Local .Gave, tuning Administration Thomas Koop is the engagement principal and is responsible for supervising the engagement and signing the report. We understand that. your employees. will prepare ?II cash .or other confinuations we request. and. will locate .any documents selected by Os. for testing We will .provide etipieS.Of Our reports. to the City: however, management is. responsible for distribution Of the reports and the financial s€aterrncnts. UnJess:. restricled by law or regtilalion, or containing privileged and confidential information; copes of our reports are:to be made available for public inspection. The. audit doctinientation for this engagement is the property. of L.arsonAllen LLP (Lar:sonAllen) and constiilutes. conlidential int'orriration. I•iowever; pursuant to. aulhorily given by law or regulation, We May be requested to make certain audit docuntentalion available i.to.a cognizant ❑r oversight agency for.audit or its designee: a federal agency.provitline.diicet.or indirect funding, or the U S. or. Accouniabiliiy .Office for purposes tota quality review of the audit- to r.esoIvc. audit Findings,. or to carry out oversight responsibilities We will notify you o.f-my.suclt.request. 11 requested. access to such audit...documentation will. be 'provided under the superVision .of. LarsonAllen pers.onnel. furthermore,. upon request. we may provide .lanuary 7. 7009 City of Geni Lake. Came 5 copies of selected audit documentation to the aforementioned parties. These parties nmy Intend, or decide, to distribute the copies or information contained therein to others. including other governmental agencies. The audit documentation forthis engagement will be retained for a minimum of seven years after the :report releasedate or for any additional period requested by the an oversight agency. If we are aware thata federal awarding agency ot` auditee is contesting an audit finding. «e will comae( the ail ]es contesting the audit finding for guidance prior to destroying the audit documentation. Government Awliring-Siamlurrk require that we provide you with a copy of our most recent external peer rcvie.w report and any letter of cominent . and .any :subsequent peer review. reports and letters of `comment received dining ilie perrod of the coitract Our 2007 peer review report accompanies this lelter- Use of financial statements If you and your management intend toreproduce and publish the financial.. statements and our report thereon, they must be reproduced iri Their entirety: Inclusion of the audited financial .statements in a .document you prepare. such as an annual report, should be clone only with our prior approval of the doctiment.. Dispute resolution The followingprocedures shall be used to resolve any disagreement,controversy or claim That may arise out of any aspect of our services or relationship with you, including lllis engagement, for any reason ("Dispute') Specifically, we agree to first mediate and,if unsuccessful, then arbitrate all Disputes between us, including without Iin]itation.any issue concerning the extent towhich any Dispute is subjectto arbitration. any Dispute concerning this agreement, the limitations of remedy provided by this agreement, or. claims for bread] of contract, negligence, fraud.fiaud in the inducement, breach of fiduciary duly, violation of statute and any outer cause of action or remedy Mediation AM Disputes between lis shall first be submitted tonon-binding mediation by written notice ("Mediation] Notice') tothe other party In .mediation, we will work with you to resolve any differences voluntarily with the aid of an impartial mediator. The mediator will be selected by mutual agreement, but if we cannotagree on a. mediator, one shall be designated by the American Arbitration Association ("AAA-). The mediation willbe conducted as specified by the mediatorand agreed upon by the parties The parties agree to discuss their differences in good, faith and 10 attempt. with the assistance: of the mediator, to:reach an amicable resolution of the Dispute Eachparty will bear its own costs in the mediation, The fees and expenses of the mediator will be shared equally by the parties Arbitration If any Dispute has not been resolved within ninety (90) days after the written mediation notice, the mediati0l] shall tern -dilate and the Dispute: will be settled byarbitration . The ai-bitrntion-will be conducted in.accordailce with .the procedures in this doc.unient and.. the Arbitration Rut.es of the. Dispute: Resolution .Rules !ar ianuary 7. 2009. City of Gem Lake Page .G Professional Accounting and Related Services Disputes :of the American Arbitration Association, except. where this agreement differs. The arbitration Will be conducted in Minneapolis, Minnesota befotea panel of three (3) neutral arbitrators, rertarclless of the size or'amount of nce Dispute. Any issue concerning the extent 10 which any Dispute is:subject to arbitration. Or concerningthe applicabiility, interpretation; or enforceability of these procedures, includingany contention drat all or part of these procedures are invalid or Lllicnlbrceable, shall be governed.. by the Federal Arbitration Act and resolve(I by the arbitrators.. Time limitation Thenature of our servicesmakes it difficult, with the passage of time, to gather and present evidence that frilly and fairly establishes the ['riots underlying any Dispute. Weboth agree that, notwithstanding: any statute. or law of `limitations that ]night otherwise apply to a dispute, any action or legal proceeding by you against us must be commenced within twenty -lour (24) months ("Limitation. Period") after the date when we deliver our final audit report under this agreement to you, regardless of whether wedo other services for you relating to the audit report, or you shall beforever barred from commencing a lawsuit or obtainingany legal or equitable relief or recovery The Limitation Period :applies andbegins to rvr] even if you have not suffered any damage or .loss, or have not become aware of the existence or possible existence of:a Dispute. Fees Our fees for these services will be5)9.500 (which includes travel and other out-of-pocket costs such as report production, word processing, postage, copies, telephone, etc): as per our proposal: The fee estimate is based onanticipated cooperation from your :personnel and their assistance with .preparing confirmations and requested schedules..lf unexpected circumstancesrequire significant additional time, we will discuss it -with you and arrive al a new fee estimate before we incur the additional costs Our invoices for these: fees will be rendered each month as work progresses and are payable on presentation. In accordance with our fiat] policies, wank may be suspended if your account becomes 60 days or more overdue and will not be resumed until your account is paidin full If we elect to terminateour services for nonpayment, our engagement will be deemed to have been completedeven if we have not issued our report. You will be obligated to compensate us for all time expendedand to reimburse us for all out-of-pocket costs through the dale of termination. Subcontractors LarsonAllelr may. at tin}es, use subcontriactoIs to perform services under this agreemeI]t and they may have access to your information and records. Any such subcontractors will be subject to the same restrictions on the use al such information and records: as apply to lrarsonAllen under this agreement.. LarsonAllen will be as responsible for any act done by these subcontractors as it is for its personnel under this agreement. lafnraiy 7. 002 City of Geni 1.alke Page 7 Agreement We appreciate the opportunity to be of :service to the City of Gem Lake and bellicve this letter accurately summarises the significant terms of our engagement If you have any questions, please let us know. If you agree with the:terms of our engagementas described in this letter: please signthe enclosed copy and return it to us Sincerely, LarsonAllen Thomas Koop. CPA Principal 2f8-895-2903 lkoop c+ larsonallen corn Enclosure Response: This letter correctly sets tbah the understanding of the City of Gem Lake Authorized .S i gnmture: Title: Date: PEER REVIEW Pe] Clifton Gunderson LLP Scptc^1t1r :3, 2L(-' ., r• the Princ:pais ,:f 1,:sl;,,rlrllieli lai •:' • If the.. Cesttcr Ior.Ni11•ht =+tllpaisy :'ludic :1'1rnte FL'rF u�L':L 51 +., L+ii11S:i1Li L' il'c Isvc rc�ics� �,1. 11:0 .ry7lcill t+t foi ;1:e :is;ci,ulflin};::{,Id suuilillu 111; 1icc LA' E a .Isn [ilea I.LP {the 1'Irut7 flr_Tritrt•rl}' L-Iiowtt i11, l;tir> tls,1-1;11 tt, \\ L' -h;isr L CO,.1�I.I'a sllj,la�al+lr to iipit-S EC. irilicrs 1r1 •cllcrt::lilr lllr yelir ended ,Moab 31, 2007 •1'ln. finyf3 t' coufltinjt a•1d ;tu.LrlL13 pructi. _ upitittuaie to .I:(. Oslrin•rt: LL'u1C 119t 1LVietvet[lt}• 1,9 ;7i i _ Ilft j�illd,c Cur=flit,, tAccounting c}venu)LIt1 73irllsrl I,I'1 At:7I1) hi•icap.ni It. foi :ul:pttiung:that pori'n: Of :he t=_rrr,'s acctitinti.q slid nuiditint, pruetis4 ln.uecordar,::it with IICAOFS•mjst:rc tli•nl.>: A. a•f;oln o!•quality. control oncom paHlre1} 1t;.i 11c•li rrs'ii ornlli rf-t,ri3 litl ::11•ni:tul i'.:VIOle jhfiiciCF•:I: I;]plea{r.ntti i ocod tu'S • LFIIi311it1Ied hi p[nlsd,3 lI wllll r12:,6Y11tLII11L• tw iln1nvC 111 crlllljlllntt w t)i pitr[CSiiortal..m.ndC:rtf3 '1I1c L-Itrnci,ls t 1 IInilIty e.0110 <1 1ot.di. J I,yrd .jii ;aft ;i' ii fn1e ,-,r, lrhta�ty i:nrtje1 S't ndisoLe iFsuLY4.6y•Ilie:�lnl+rlsint iitslttut i�CCerti;iLii:l'iihlit Accuttlii.10t.t illitl:71{;!':il 11::icnuf[lte syste.m;. and r:Lulijrlri:ice with it. lilt:-II�t+ 1:tY;l]ii11i11llilitia i+r :he rirlisr.LYparsit-)I1t .eX14,:i is R11 QP.in11r1121t• t1te dCsu ti LLt lhL' Fy'4.1i.'111; :Ilsil titti• fir�u1� cafi:}illan:r ■i•i th. til,it j•s'r ;::*area! on PurrPriitl�. •Owo review was ceinducled :rt 'sceardi.ici K'l:li slsl:I.srslr i•7t 11,a=1Ct3 liy the 1'ter Review Colniitine`•of the fi+r P>:hh L—on/m.y .is:=1:1 1'Lnitr .113d f1 ill Jit1 pruced+ae.i to plan a:1t1 litrli+nn i1st t,'::itVtth..t ite•rI::nlianVeil desert I:h tit.til the ri.rcrrc5-icr••pr, ct.as 3iu re.�cir uvula 1:61 nccof ily.id;r.fase .ili u'r4ii.i t': n tie s.lstc:li.of ijuititti••cuntro1 Or till In'riiacii Ot 1a .''r cQi'rl pliii_ Iti it S'ti.L 11: wits l::i.L+d on. t'It1. lve 1.,tr I eeutLS.e i]ICfv' t1I.. inherent lirnsl9^crrr an t}l>:. cri&i:;L::.Of ui .uiy s sttai i'1 +ttlislily cti111r0.1, tic7.Settle*. I cml. tli4 ;yeti n= ma;' I L Jt :s13.ni•t l e tlete•cted riiso. FF1rkI ..gilt of :ui , cr:ilirits.iu of a . ittitl of rota*.•cotitrel`te future. pL::c�; 15 rsi)L�1 tC+ the :srl; t11at the ,.y1e nt isf rinitllt cnrIrLil iniiy: 1ft'Celnl: u1J;Wf]a1 bcra icc nl: L113r7 t..itt tt i 1?:1:. n.i... i Shut lJlc i1v1 t1.c ill c111n11ii:Iiscr- setlli the 1x+fit h.t or pro{cdur g. n:sy det_xirrate hi L1t:r Lijrrlflt,r . 111e 54fiern ai ,ju:xitrr control for ilitt riccL.ittt:lrih .i.i1. Itnililiiig 111 +eiice alip1icnble to the of [-LP (form Oil) .1:flown.Ii'i 1.:urt=n. Al r1s, 11'Ltiskasr f 1 LF''i in effe.t• for the }ear erideil•lliarc 5.1., 20U:' has toidt..itin4ttnekl to opt the rt tittirt rn.rrnl:: of 1his:ilu;ilit}' eoiisgl i ttittriis fiir :ui actrulultillk i1ni1 :Lnditinh lrsiiliii n i i;Yislilii litii Ly the anl1 ■Faa3 Cprplf (.t .Lt-lilt thi-iiLg tlhe you-. thin L71L1ei1 It,. prtiv L' llit iiii with reagi.- ible ry g11f'ti.ti .ofeontpl.'inn with 3p, licib1e profrisiomil eianilllrtl.ii l •Ilir. 11... �.N1.• PEER REVIEW .Atti.tellinent in OF 1'Lcr [ivvlrw nvitOrl irF l.:li•NimA1 ,I.t DL' ril7l'l�ln iii Itti' l'cri• 1:Dviviv.I'rnrir.'. Qvcr•vior FfrrnJ vi:clled in the AICPA.Center Ihr 1'i1111icCoisilruiy Audi! 1 iin::'the ('t•ntt•r) i'e:.•t ]tc5•ie+4• k'rc�.i'-rr{: have their system bfgssa•_1ty cnittiol Ii 1ewid} 1:y :mlrrc]ril:'flt 7L'.Iews Yre. s}5terrl and e. rrtlslttirILe t7rietllCt} 5}'illl the ttttpwhvvs ctj-iNdiitit:lti:. wbcerio •the retiiewecl it llrs system or etlr:dlly cotitrt?l Il1i hIi 1:L'L'L=lrllting and and:Ling j l:1tit1cc applicable to llof SEC isstint has Even dt ij,nvd to rmtit the It•:sltiucnicyst; CrftJ 1 Q:::Lily Control Standards a tabli h.C4 by the AI `The reviewed E]rllt's quality control plicies ;usd Iltoce'dtrrys r:(ililu:111i iv i!Flser; 'sere bring rnnr.plieil st'11]1 ltl 1)rilti'ii14 !lie firm u•itlt rr=,rlal',i_ 7. l.ii;;inr tvsth priii'eaional standards A pt.t r review is ba ed nrr selectve Icsts ard: directeu ilesirirt DTI;rid compliance with Ilie: 1'ur_a's s 'Stein of uusi] ) Conti l fur Ili 4cots1Llg: anti vdirrty prat~ e: :ipplleriil6 to ILnrl-SEC issuersliiovide- the Gnn with re:isoiirnle, .alit ltlss.r:tits'., assitr;irli:L' .,,f t;nnilrlytng with lnufesaion l star7441d 1 Ct7oset'aeifi' aCer F:n:l'S.SS quality' c.)zitrol ii roi intenticct. Ltd daes not, );rnvide asonance t.:rh.rc3g':' 1 to ;uiy ii diviva:u : buns anent condtieled by the firm or eia= Horse of the fir_anccia siatrrrvtl.'.s aitdltt.l:tt}' tht•. lima ;lknlllsl ltc rextatted 111c:CLrift7's Peer Re-. etis' `ttil4: mi?1Er (e'RC) rah!islie,and En„intuit., F:.er r>'-1 cl;ll?L1a,,k Aft rt ;ulat meetings and .ilirrur•;i rern rt e: di:aticrt task :forces; the. PRC_ k't:vr review,. cw• d fetes the StNiL►ye:'s L'`til,lpt elic and. pert'orrnanIt. •i .1 e. ry. ra cri, letter pl ihnlrr epts, and acton11' )inng re r n.ge fionlthe rctiicwe,l firm Ih r tat ll:+ Lilrrt.t=hvr iti;EliIlf plany twttlrt: the peer review :5 frlia:ed. 'Ihe e-nrcr's sure plays a kL•y (cite+ to ovens t.illg tl1:r. cfperr re'<'17.►'.t •workin ccit'sely with the xcr rG 7CW teirns and the ITC ()tic:: the PRC :irt:z1l's. the ::L-ct rerre:ti' reptirt, le ra of tontrnl'tira, and i ewii:svetl srs7rtalssir,. thi d‘s:tin7,atts are rnsi ita:rtd in a.F.le available :o .the al:bhie lit :lortle ei'iia.i,iita• ;tic 1iuhl:e..s:ErrL:+ 7Li1errtaki ig .hy t}rr drool atere tsi; tit slleiiric IillliIt%••11I1 action i.equ•s3:.3 rr. tlsa. PRi77 i"lin;s.11tat: to iIn r arrtf:ts ,:r play a snb777trantial role in. the audit of one ni 1rioxt. Suf: lyY1 rr:€, lLv i!cfine,l by the F'lhltc 1.72:1r17rini isltcllt lii:xrti (Pi:� A:`'t3), a.ie requiie:1 Ili !Jr rrtilsterLLi with :aid hair il;i r :tecvrtntng and . audlisng piutiiiia applicable to SEC issllL3s tnsprc.lvtl: tr./ the PC:t¶ TFF,. i fleas t:}ce, lye t'=:d 1CI I rLv1L:SY tile. ttrlFF's actultritnq., roil auditing pp!iL•]lrli. to.M}'.[' 1 St:c'rN PEER REVIEW Reilti+ fur ijL IrI1 oiii11Iii iiid Auiting Practice .Aprilicabie to Non - SF(' 4.1 1,CI!‘ 1)a; 1{nlejle 111:112.:,:leiliit11:12C101:11W:Ii11.2. of (I .; the IlitnZt CX1i111 rt L 11117: ..!m: .11:citing rtti;e tutd c2) the der) of the firni's:sygtein of qtiality tnipiisnt in its prneticu. inherent lis).ir were •.sessell bi•iIn rntij itinclerstartiii...tg the firms it ta cdce, such the industries ur diV.111S, Unit crihri laciory of complexity it c1ic7•Its, iind the orgallizaltin r ihc 1}1:7%$rt11L'1. 1100 v•M'i'132SE-'ed by obtamistgan. wilerlsm.rldirig thL desipst •:,if th firin'i, systeiti quitity coatrOl. cIiidii audit methodulOgy, end monitoring pioeedtirt risk: if 'lie process of evaluar:ng die effe.cveileSSof 14.".*.ivireil firms of u.th contiol ii plL.-;c:flus thc etft nii r. 4:..-nkilsenle-nt.5 that (101101 coirwly Periiirmitte the iZei.lew inr the VirtiiPs .Accoantinig tinr1 Audit-1)4E) Pnictice Applicable Cu fliisd tin btu :t4i.r;v6isirrit cif the combined Irvel Of inherent anti contol prat:licit units :mil seleeted engageiOnts ivithin tiv....se wets to [tr. fDr comi:liance with 11-te itylitent qti thty cantro! The engage:mei:1st ele‘.4-.1 for Ter.i CW includi.-J cnaacements pelfo—nod tinder 1)10 Lloyernmen1 Atglifing Situithirds, audits perfoTated uriext FDif:LA, 0.ri audiv: of ftanployee Benefit Plans The engiiitements:Pelectell fur ii.tiu.t tcpresenteti etess--sectimt or Lite filiti's %1CL:LANntitts arid auditing practite with emphasis on. higher -risk engagements: Ihe tkimageintinl revims ineluded examining ivorkirig riper files and reports arid intewing 0 rig age it (ie./simile! 'I his i+eopu of the pi.k.er retie also indimud examirth:F,icIccicd Aniinisb-ative and siersorrici Elks to determine complittite0 with the firm's pOlieies and procediges fbr the elotients Cii ipta!tt‘ eiMtrol peitiiining to independence., integrity, and obj&tivit:,'; personnel Fitrrayienter:t: ittri necciwniee .ini! contimionee of lients and en menus Prior to cUil'altiding the rcvtew, we retissts1,0 the adequacy of scope and:coadinited a meeting with firm mitrineertw:d limlings and recuttimendatiotis ROBB OLSON LAW OFFICE, PLLC Rabb L .Olson VM: 763-231-6202 Email: rabboIson@.wbilaw net Sandra L '.Parker Legal Assistant VM: 763-231-6201. Email: iawyersgwbliawnet December 10, 2008 Mr. William Short City of Gem Lake 4200 Otter Lake Road Gem Lake, MN 55110 Re: Prosecution Contract Dear Mr. Short: 4886 highway 61 N , Suite 102 White gear Lake; MN 55110 `1rel: 651-426-1533 Fax: 651-426-6732 Of Counsel Danielle L. Fremont VM: 763-231.6203 Email: dansellefremontgwbllaw:net My firm and its predecessor Meslow & Olson has served as the Gem Lake City Prosecutor since the early 1990's_ Our wont is somewhat sporadic, since the volume of cases is not very high. I did have one case go to trial last year, resulting in a conviction. I am very interested in continuing as the Gem Lake City Prosecutor. Regarding my fees, I propose the following: Arraignments (first appearance) Preparation of Gross Misdemeanor Complaints Pre -trials Court Trials (Traffic) Jury Trials (initial appearance) $ 25001case $ 50.00/case $ 85.00/case 10.0-00lcase $ 100.00/case As has been our previous practice, an hourly rate of $105.00 per hour will apply to preparation for any actual time spent conducting jury trials, and any appellate work. The above rates will be effective January 1, 2009. I: would appreciate it if you would forward my proposal to the City Council for review as you deem necessary. I last met with the council at the end of 2007, and am aware that there has been considerable turnover since then. I would be happy to attend a City Council meeting to answer any questions or introduce myself. Sincerely, Robb L. Olson Robb Olson Law Office, PLLC Claims For Payment CITY OF GEM LAKE Robert Uzpen, Mayor Chuck Watson, Council Jim Lindner, Council Gretchen Artig-Swomley,:Council. Tom Rasmussen, Council. Jessie Hart, Treasurer Period Ending: 01/20/2009 Signatures: Approving Claims Date of Approval Fund Totals $ Amount General Fund Parks & Playgrounds 2004 Debt Service Fund 2006 Debt Service Fund 2007 Debt Service Fund City Hall Construction Fund Sewer Fund 29,352.41 0.00 33,677..50 24, 837.50 35,321.17 0.00 1,726.96 Total All Funds 124,915.54. 1120/09 at 08:35:21.20 Page: 1 City of Gem Lake Check Register For the. Period From Jan 1, 2009 to Jan 31, 2009 ;er Criteria includes Report order is by Check Number. Check ## Date Payee Amount 7546 1121109 Gretchen. Artig-Swomley 118.00 7547 1/21/09 Deluxe Business Checks .&-Solutions 97.78 7548 1/21109 Ryan Green 100.00 7549 1121/09 Kelly & Lemmons, PA 2,925.00 7550 1/21/09 Todd Kirchharnmer 278.14 7551 1121109 LMC Insurance Trust 57.00 7552 1/21/09 Minnesota State Treasurer 5.69 7553 1/21/09 Rabb. Olson Law Offices, PLLC 75.00 7554 1/21/09 QWEST 92.46 7555 1/21109 S&T Office: Products 179.13 7556 1/21/09 SEH. 1,51.7.25 7557 1/21/09 SHI International Corp. 230.04 7558 1/21/09 Sentry Sytstems, Inc. 319.61 7559 1l21/09 Sun Controf of Minnesota 157.00 (560. 1/21/09 T.A. Schifsky &Sons, Inc. 14,729.91 7561 1/21/09 Teresa Tice 150.00 7562 1/21/09 Waste Management 345.03 7563. 1/21/09 White Bear Township 6,822.48 7564 1121/09 VOID 7565 1/21/09 Xcel Energy 760.88 7566 1/21/09 Wells Fargo Brokerage Services 35,321.17 7567 1/21/09 Wells. Fargo Brokerage Services 24,837.50 7568 1/21/09 Bond Trust Services Corporation 33,677.50 7569 1/21/09 Metropolitan Council 1,622.72 7570 1/21/09 One. Cali Concepts 1.45 7571 1/21/09 Surnmitt Inspections 494.80 Total 124,915.54 1/20109 at 08:35:50.03. Page: 1 City of Gem Lake Cash Disbursements Journal For the Period From Jan 1, 2009 to Dec 31, 20.09 Filter Criteria includes: Report order is by Check Number. Report is printed in Detail Format. Date Check # Account ID Line Description Check Description Debit Amount Credit Amount 1121109 7546 100=41900-200 January Newsletter Postage 118.00 100-101o0 Gretchen Artig-Swamley 118.00 1/21/09 7547 100.41400.200 Double. Window Self Seal Envelopes 0683993901 97.78.. 100-10100 Deluxe Business Checks & Solutions 97.78 1/21/09 7548 100-41900-322 Web Site Maint & Hosting - December 50.00 2008 100-41900-322. Web Site Maint & Hosting - January 2009. 50.00. 100-10100 Ryan Green 100.00 1121109 7549 100-41800-304 General Legal- Dec 2006 2,425:00 100-41600-305 Land Issues Legal - Dec 2008 :500.00 100-10100 Keliy:& Lemmons; PA 2,925,00 1/21/09 7550 100-41940-400 Building Cleaning 12/21/08 - 1114/09 240.00 100-41940-210 Building.Suppiies 38.14. 100-10100 Todd Kirchhammer 278.14 1/21/09 7551: 100-4190Q-365. Amend Bond Coverage —transfer to: LMCIT 57.0o 100-10100 LMC Insurance Trust 57,00 1/21/09 7552. 100-32220 4th Qtr 2008 Surcharges 5.69 100-10100. Minnesota State Treasurer 5.69 1/21/09 7553 100 41600-303 Dee 2008 Prosecution 75.00 1.00-10100 Robb Olson Law Offices; PLLC 75,00 1/21/09 7554 100-41940-321 Phone Service/12113/08 - 1/12109 92.46 100-10100 QWEST 92.46 1/21/09 7555 100-41900-200 Name:Plates - LiZpen (2), Lindner; 179.13 Artig-Swomley 100-10100 S&T Office Products 179.13 1/21/09 7556. 100-43122-302 1 35-E Corridor Study 46.84 100-43122-302 Engineering - Driveway Inspections & Maps 340:70 10Q-43122-302 Engineering - MS4 & SWPPP (wlC. 1,129.71 Watson) 100-10100 SEH 1,517,25 1/21/09 7557 100-41900-309 Acrobat Professional 9 55449 230.04 100.101.00 SHI International Corp. 230.04 1/21/09 7558. 100-41940-300 Monitoring Services - 1/1 to 12/31/09 319.61 100-101Q0 Sentry Sytstems, Inc: 319.61 1/20109 at 08:35:50,06 Page: 2 City of Gem Lake. Cash Disbursements Journal For the Period From Jan 1, 2009 to Dec 31, 2009 Filter Criteria includes: Report order is by Check Number. Report is printed in Detail Format. Date Check # AccountlD Line Description Check Description Debit Amount Credit. Amount. 1121109 7559 1/21/09 7560 1121/09 7561. 1/21109 7562 1/21/09 7563 1/21/09 7564 1121/09 7565 1/21/09 7566 100-41940-401 100-10100 100-43125-225 100-43125-250 100-43125-404 100-43125-404 100-43125-225 100-43125-250 100-43125-404 100-43125-404 100-10100 100-414.00-332. 100-10100 100-41900-384 100-10100 100-41400-308 100-41500-329 100-42401-313 100-41910-308 100-42401-316 100-41400-308 100-41500-329 100-41410-308 100-41400-200 100-41410-210 600-44100-329 600-44100-200 600-10100 100-10100 100-10100 100-10100 100-41940-381 100-41940-383 100-43122-382 100-10100 302-47000-600 302-47000-610 302-10100 Furnish &. Install Window Coverings - Media/File Rooms Sun Control of Minnesota Salt/Sand - Dec 2008 Sales Tax - Dec 2008 Sanding Dec 2008 Snow Plowing - Dec 2008 Salt/Sand - Jan 4, 2009 Sales Tax -Jan 4, 2009 Sanding -Jan 4, 2009 Snow Plowing - Jan 4, 2009. T.A. Schifsky & Sons, Inc. Minutes December 16, 2008 Meeting. Teresa Tice January 2009 Seriices Waste Management Clerk/Treasurer Finance Officer Building Inspector Planner Secretary Paralegal/Secretary Accounting Clerk Accounting Clerk - Primary/General Elections S u pp] ie sJAo stage/M ilea ge Supplies/Pottage/Mileage Accounting Clerk Supplies/Postage/Mileage CASH - 600 CASH - 100 White Bear Township VOID. HH Electric - 11 /29 -12/31 /08 HH Gas- 11129.-:12/311.a8 Street Lights 12/3.- 1/02109 Xcel Energy Principal - Feb 2009 Interest - Feb 2009 We.IIs.Fargo Brokerage Services 157.00. 3,958.00. 257.27 3,960.00 5,362.50 306.00 19.89. 330.00 536.25 150.00 345.03 156.00 2,642.50 220.00 155:00 57.00 204.25 1,260,00. 1,890.00 79.53 55.42 67.50 35.28 102.79 273.85 407.81 79.22 26, 830.00 8,491..17 157.00 14, 729.91 150.00 345.03 102.79 6,822,48 760.88 35, 321` 1/20109 at 08:3 . Page: 3 City of Gem Lake Cash Disbursements Journal For the Period From Jan 1, 2009 to Dec 31, 2009 Filter Cnterla includes: Report orderis by Check Number Report is printed in Detail Format. Date Check# Account ID. Line Description Check Description Debit Amount Credit Amount 1/21/09 7567 1/21/09 7568 1/21/09 7569 1 /21 /09 7570 1/21/09 7571 Total 303-47000-600 303-47000-610 303-10100 303-47000-600 303-47000-610 304-47000-620 304-10100 600-44100-318 600-10100 600-44100-319 600-10100 100-42401-313 100-10100 Principal - Feb 2009 Interest- Feb 2009 Wells Fargo Brokerage Services. Feb 09 Principal Feb. 09 Interest Feb 09 Paying Agent Fees Bond Trust Services Corporation February 2009 Metropolitan Council Dec 08 Locates One Call Concepts 2008 Electric Inspections Surnmitt Inspections 20,000.00 4,837.50. 15,000.00 18,127.50 550,00 1,622.72 1..45 494.80 24; 837.50 33,677.50 1,622.72 1.45 494.80 125,018.33 125, 018. 33 i SEH November 7, 2008 Honorable Mayor and City Council City of Gem Lake 4707 Hwy 61 #253 White Bear Lake, MN 55110-3227 RE: City of Gem Lake City Engineer Services SEH No. A-GEMLK0401.00 10.00 Dear. Mayor and Members of the Council: This: letter supplements the Agreement for Professional Services between the City. of Gem Lake and Short Elliott. Hendrickson Inc (SEH") dated January 1, 2002. The original Agreement provides for the review and modification of the billing rates on an annual basis. Wehave reviewed the rate table in effect for 2006 and the staff currently assigned to the City of Gem Lake. With the variety andnumber of staff' providing services to Gem Lake, we feel that it is easier to provide a range of rates for the different positions. This will provide the City with more accurate billing and lower costs. The change in the mileagerate reflects the IRS rate, which SEH uses to reimburse employee mileage. SEH typically hasnot charged mileageunless there are, special staff needs from other offices. We will continue this for 2008-2009. A copy of the revised Exhibit C-1 is attached which includes therevised ratetable and schedule of expenses for 2008-2009. With yourapproval, this rate table would take effect beginning December 1, 2008. I. would liketo thank you again for the opportunity to continueour relationship with the City of Gem Lake. If you have any questions, please don't hesitate to contact me at 612.758.6757 and/or jgese@sehinc.com. You can execute the terms of this Supplemental Agreement by providing signatures below and returning one copy to our office. Sincerely, Justin M. Gese, PE City Engineer City of Gem Lake By: Title By: Title: Short Elliott Hends•icksnn inc., Butler Square Buiiding, Suite 710C, Ip6 North 60...Street: Minneapolis, MN 55403-15t5 SFH fs an couaf oaportunity employer l www.sehinc.corri. j 612:758;6700 .l 866.830.3388 1 612.7513..670i fax Exhibit C-1 to Agreement for Professional Services Between City of Gem Lake (Owner) and Short Elliott Hendrickson Inc. (SEW) Dated December 1, 2008 Payments to SEH for Services and Expenses Using the Hourly Basis Option The Agreement. For Professional Services is amended and supplementedto include the followingagreement of the parties: A. Hourly Basis Option The Owner and SEH select the hourly basis for payment for services provided by SEH. SEH shall be compensated monthly. Monthly charges for services shall be based on SEH's current billing rates for applicable employees plus charges for expenses and equipment. Currentbilling ratesshallbe either the Rate Table Method of Personneh Method as indicated in the Supplemental Letter Agreement. 1. Rate Table Method - Current billing rates for employees shall be those listed on a standard rate tablesubmitted and approved as part of this Agreement. The employee rates in theapproved rate tables shall include the cost of computers and cellular. phones. The. cost :of other expenses and equipment shall be paidfor as reimbursable expenses as identified in Paragraphs 13 and C of this Exhibit C-.1 . SEHwillprovide an estimate of the costs for services. in this Agreement. It is agreed that after 90% of the estimated compensation has been earned and if it appears that completion of the services cannot be accomplished within the remaining lQ%.of the estimated compensation, SEH will notify the Owner and confer with representatives of the Owner to determine the basis for completing the work. Compensation to SEH based on the Rate Table Method is conditioned on completion of the work within the effective period of the rate table. Should the time. required to complete the work be extended beyond this period, the rates in the Rate Tableshall be appropriately adjusted. B. Other Provisions Concerning Payments l . Invoices will beprepared inaccordance with SEH's standard invoicing practices and will he submitted monthly to Owner by SEH.unless otherwise agreed. 2. Invoices arc due and payable withisr30 days of receipt. If Owner fails to make any payment due SEH for services and expenses within 30 days after receipt of SEH's invoicetherefor, the amounts due SEH will be increased at the rate of 1.0% per month (or the maximum rate of interest permitted by law, if less) from said thirtieth day. SEH. may, after giving seven days written notice to. Owner, suspend services under this Agreement until .SEEr.has .been paid in full all amounts due for services, expenses and other related charges. Payments will be credited first :to interest and then to principal. Further, SEH reserves the right to retain products of service until all invoicesare paid in full. SEH will not be liable for any claims of loss, delay, or damage by Owner for reason of withholding services or products of service until all invoices are paid in full. 3. In the event of a disputed or contested invoice, only that portion so contested may be withheld from payment, and the undisputed portion will be paid. 4. Should taxes, fees or costs be imposed, they shall bein addition to SEH's estimated total compensation. C. Expenses The following items involve expenditures made by SEH employees or professional consultants on behalf of the Owner. Their costs are not included in the hourly charges made forservices and shall be paid for as described in this Agreement. i, Transportation and travel expenses. 2, Lodging and meal expense connected with the. Project. 3. Fees paid, in the name of the Owner, for securing approval of authorities having jurisdiction over the Project. 4. Report, plan and specification reproduction expenses. 5. Other special expenses required in connection with the Project. b. The cost of specialconsultants or technical services as required. The cost of.suhconsultant services shall include actual expenditure plus 'Short Elliott Hendrickson. Inc. (Form 02106106) Exhibit C-1 - 1 City of Gem Lake 10% markup for the cost of administration and insurance. The Ownershall pay SEH monthly for expenses. D. .Equipment Utilization The utilization of specialized equipment, including automation equipment, is recognized as benefiting the Owner. The Owner, therefore, agrees to pay the cost for the use of such specialized equipment on the project. SEH invoices to the Owner will contain detailed information regarding the use of specialized equipment on the projectand charges will be based on the standard rates for the equipment published by SEH. The. Owner shall pay SEH monthly forequipment utilization.. Short. Elliott Hendrickson inc. (Form 02/08/06) Exhibit G-1 - 2 City of Gem Lake SEH Hourly Billable Cost Range Classification (1) Billable Rate[W1 Office Staff Principal S142.50.- 5199 80 Project Manager $ l 12.50 - $185.75 Project Engineer/Architect/Pianner/Scientist $93.50 $164.75 Staff. Engineer/Architect/Planner/Scientist $81.0.0 $127.0.0 Lead Technician $83.80- $135.00. Senior Technician $79.75 - $110.00 Technician $$61.50 -.$99 50 Associate Technician $5.6.40 - $75.60 Word Processor $56.00 - $85..00 General Clerical $56.00 - $85.00 Graphic Designers $76.00 - $104,(X) Field Staff Lead Project Representative $90.00 - $ l 35.00. Sr. Project Representative $85..80 - :$120.10 Project Representative $65.00 - $103.00 Survey Party Chief $73..50-.$133.45` Survey Instrument Operator $62.50 - $77.95 Survey Assistant %46.00 - $76.00 cu The actual rate charged is dependent upon the hourly rate of the employee assigned to the project. Therates shown are subject to change. Effective: December 1, 2008 Expires: December 31, 2009 seh hourly biitable cost range Schedule of Expenses Vehicle Mileage Rates. All Vehicles $0.505/mile Vehicle Allowance Costs Resident Project Representative Survey Van Computer Equipment Computer Charges per Direct Hour of Labor Total Station with AutoLock Total Station without AutoLock Global Positioning System (GPS) $13.0()/day $4.50/hour + $0.505/mile $3.00/hour $20.00/hour $10.00/hour $25.00/hour Other expenses for additional items may be required by the Owner to fulfill the terms of a specific authorization Traffic Counter Video Camera Boat Rental ATV Rental Snowmobile Rental Wastewater Sampler Evaluation Equipment Gas Meter Tooke Gauge (Paint identification) UT Gauge (Metal Thickness) Elcometer (Adhesion Strength) Dry Film Thickness Gauge Nuclear Density. Tester. Flow. Meters $25.00/uniticount $4.00/hour plus tape $i00.00/day $100.00/day $100.00/day $340.00/week $20.00/day* $20.00lday* $20.00/day $20.00/day* $12.001day* $200.00/week $75.00/week Safety Equipment includes: Tripod/Retriever System; Belts; Lanyards $30.00/day* * On projects extendinp.one (1.) week or longer, this cost represents weekly rates. Effective: December 1, 2008 Expires: December 3.1, 2009 schedule of expenses � page. 4 Identifiable Reproduction and Reprographic Costs (1)(2) Item 81/2x11 11x17 Large Format. Per Item Black/White CopyW .11 .22 1.05 -- Color Copy'" 1.00 2.00 -- -- Printed Transparency — blacklwhite 1 l 1 -- Printed Transparency. --color 2:00 -- -- -- Mylar -- -- 5.00. -- Vellum -- -- 2.00 Scanning (per sq. Ft.) .40 CD Copy -- -- 20.00 -- Lamination 2.00. 3.50 3,50 LF - Laminated Foamcore (up to 24"x36") 40.00 Laminated Foarncore (larger. than 24"x36:,) 75.00 Collating/Binding/Cover 4.00 3-Ring Binder with Custom Graphic Cover Size 1" 2" 3" 4" 3-Ring Binder with Custom Graphic Cover Cost. 5..10 6.04. 7.62 11.30 Tabs (per tab) .20 Machine Folding .02 Mailing/Processing 5.00 rig Prices includeoperator time. (2) Pricesdenote single -sided printing. {3/ Standard stock, white paper used for pricing. Prices are subject to change on a quarterly basis and may notbe accompanied by immediate notification. Effective: December 1, 2008 Expires: December 31, 2009 schedule of expenses .l page 2